Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | President Global Business | September 08, 2021 | September 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date September 08, 2021 · Filed September 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 390,971 |
Reported balance
After 2021-09-08 transaction · row 1
1 source rowRow 1 · 2021-09-08 · Tax withholding · Disposed 4,108 · Balance 390,971 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2021 Filed Sep 9, 2021 23:51 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 4,108 | $1.30 | $5,340.40 |
DisclosureSEC source: 0000928054-21-000142 · wf-form4_163123149637389.xml · nonDerivative · entry 1 Koid TengBeng · CIK 0001413765 · President Global Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,971 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 01:14 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 16,234 | $1.73 | $28,084.82 |
DisclosureSEC source: 0000928054-21-000122 · wf-form4_162518845465646.xml · nonDerivative · entry 1 Koid TengBeng · CIK 0001413765 · President Global Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,079 Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:05 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 47,917 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000077 · wf-form4_161905349717449.xml · derivative · entry 4 Koid TengBeng · CIK 0001413765 · President Global Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,585 Underlying: Common Shares · 47,917 shares Expires 2031-04-19 F4 · derivative.exercise_date: Restricted options to purchase common stock. 50% of options vest ratably at share prices of $2, $5, $7, and 50% vest based on performance against 2020 peers. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:05 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 145,834 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000077 · wf-form4_161905349717449.xml · derivative · entry 3 Koid TengBeng · CIK 0001413765 · President Global Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,668 Underlying: Common Shares · 145,834 shares Expires 2031-04-19 F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:05 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 145,834 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000077 · wf-form4_161905349717449.xml · derivative · entry 2 Koid TengBeng · CIK 0001413765 · President Global Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,834 Underlying: Common Shares · 145,834 shares Expires 2031-04-19 F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:05 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 194,444 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-21-000077 · wf-form4_161905349717449.xml · nonDerivative · entry 1 Koid TengBeng · CIK 0001413765 · President Global Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,313 F1 · shares: Restricted shares that vest ratably over four years from date of grant. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:49 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 16,869 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-21-000026 · wf-form4_161542015905190.xml · nonDerivative · entry 1 Koid TengBeng · CIK 0001413765 · President Global Business Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,869 F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 23:01 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000138 · wf-form4_159373086697203.xml · nonDerivative · entry 2 Koid TengBeng · CIK 0001413765 · President Global Business Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F2 · balance_after: Options: 50% vest based on performance of peer companies, remaining 50% vest ratably at FTK common share price of $2, $5, and $7. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 23:01 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000138 · wf-form4_159373086697203.xml · nonDerivative · entry 1 Koid TengBeng · CIK 0001413765 · President Global Business Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · balance_after: Inducement grant per employment agreement. Vests ratably over three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.