Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | EVP Analysis & Data, Pres JP3 | October 28, 2020 | November 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date October 28, 2020 · Filed November 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 598,182 |
Reported balance
After 2020-10-28 transaction · row 1
1 source rowRow 1 · 2020-10-28 · Grant · Acquired 91,579 · Balance 598,182 F1: Shares released from escrow pursuant to the Membership Interest Purchase Agreement dated May 18, 2020 between Flotek Industries, Inc. and the sellers of JP3 Measurement, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares released from escrow pursuant to the Membership Interest Purchase Agreement dated May 18, 2020 between Flotek Industries, Inc. and the sellers of JP3 Measurement, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2020 Filed Nov 5, 2020 01:16 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 91,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000186 · wf-form4_160453897394591.xml · nonDerivative · entry 1 Thomas Matthew Ray · CIK 0001812624 · EVP Analysis & Data, Pres JP3 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,182 F1 · shares: Shares released from escrow pursuant to the Membership Interest Purchase Agreement dated May 18, 2020 between Flotek Industries, Inc. and the sellers of JP3 Measurement, LLC. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 20:56 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 506,603 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000142 · wf-form4_159484659810862.xml · nonDerivative · entry 1 Thomas Matthew Ray · CIK 0001812624 · EVP Analysis & Data, Pres JP3 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,603 F1 · balance_after: Inducement grant per employee agreement. Vests ratably over three years. Read SEC document |
| May 18, 2020 Filed May 21, 2020 01:56 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option | 460,548 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000097 · wf-form4_159002615128354.xml · nonDerivative · entry 1 Thomas Matthew Ray · CIK 0001812624 · EVP Analysis & Data, Pres JP3 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,548 F1 · shares: Options: 50% vest based on performance of peer companies, remaining 50% vest ratably at FTK common share price of $2, $5 and $7. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.