EFSC

SEC source: 0001127602-23-029033 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,985

F2 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2023, through November 30, 2023. This transaction is exempt under Section 16b-3(c).

F3 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2023.

SEC source: 0001127602-23-029031 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,475

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2023, through November 30, 2023. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2023.

SEC source: 0001127602-23-024027 · form4.xml · nonDerivative · entry 4

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 43,903

F2 · ownership.nature: A family trust of which the reporting person's spouse is the trustee and member's of the reporting person's immediate family are the sole beneficiaries.

SEC source: 0001127602-23-024027 · form4.xml · nonDerivative · entry 3

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On September 11, 2023, the reporting person transferred 43,903 shares of common stock to a family trust of which the reporting person's spouse is the trustee and members of the reporting person's immediate family are the sole beneficiaries.

SEC source: 0001127602-23-024027 · form4.xml · nonDerivative · entry 2

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On September 11, 2023, the reporting person transferred 43,903 shares of common stock to a family trust of which the reporting person's spouse is the trustee and members of the reporting person's immediate family are the sole beneficiaries.

SEC source: 0001127602-23-024027 · form4.xml · nonDerivative · entry 1

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · shares: On September 11, 2023, the reporting person transferred 43,903 shares of common stock to a family trust of which the reporting person's spouse is the trustee and members of the reporting person's immediate family are the sole beneficiaries.

SEC source: 0001127602-23-020716 · form4.xml · derivative · entry 3

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,594

Underlying: Common Stock · 3,594 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · price: Represents shares issued under the Non-Management Director Stock Plan.

F2 · derivative.exercise_date: Shares of common stock will be distributed on January 2, 2025, the deferral date identified by the director in accordance with the terms of the Plan.

F2 · derivative.expiration_date: Shares of common stock will be distributed on January 2, 2025, the deferral date identified by the director in accordance with the terms of the Plan.

SEC source: 0001127602-23-020714 · form4.xml · nonDerivative · entry 1

Young Lina A · CIK 0001958388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,010

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-23-020712 · form4.xml · derivative · entry 1

RODRIGUES DANIEL A · CIK 0001249019 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,916

Underlying: Common Stock · 1,617 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · price: Represents shares issued under the Non-Management Director Stock Plan.

F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

SEC source: 0001127602-23-020710 · form4.xml · derivative · entry 4

Schmitz Eloise · CIK 0001407933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,817

Underlying: Common Stock · 1,603 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · price: Represents shares issued under the Non-Management Director Stock Plan.

F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

SEC source: 0001127602-23-020708 · form4.xml · nonDerivative · entry 1

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,560

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-23-020706 · form4.xml · nonDerivative · entry 1

Manjarrez Marcela · CIK 0001958371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,950

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-23-020704 · form4.xml · derivative · entry 2

MARSH STEPHEN P · CIK 0001264209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,827

Underlying: Common Stock · 1,530 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · price: Represents shares issued under the Non-Management Director Stock Plan.

F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

SEC source: 0001127602-23-020702 · form4.xml · nonDerivative · entry 1

KENT NEVADA A · CIK 0001697861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,810

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-23-020700 · form4.xml · nonDerivative · entry 2

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,438

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-23-020698 · form4.xml · nonDerivative · entry 1

HAVEL JAMES M · CIK 0001602629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,867

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-23-020696 · form4.xml · nonDerivative · entry 1

GUEST ROBERT E JR · CIK 0001203646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,749

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-23-020694 · form4.xml · nonDerivative · entry 1

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,813

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-23-020692 · form4.xml · nonDerivative · entry 1

Andrich Lyne · CIK 0001958362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,862

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-23-020560 · form4.xml · nonDerivative · entry 2

GUEST ROBERT E JR · CIK 0001203646 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse Ira

Disclosed balance after: 8,272

F1 · shares: Shares were acquired through an automatic dividend reinvestment program.

SEC source: 0001127602-23-018120 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,247

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023.

SEC source: 0001127602-23-018118 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,837

F2 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c).

F3 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023.

SEC source: 0001127602-23-018114 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,345

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023.

SEC source: 0001127602-23-018116 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,032

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023.

SEC source: 0001127602-23-018112 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,237

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023.

SEC source: 0001127602-23-018110 · form4.xml · nonDerivative · entry 2

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,155

F2 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c).

F3 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023.

SEC source: 0001127602-23-018108 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,043

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023.

SEC source: 0001127602-23-016568 · form4.xml · nonDerivative · entry 1

MARSH STEPHEN P · CIK 0001264209 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 47,540

SEC source: 0001127602-23-013038 · form4.xml · derivative · entry 3

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,142

Underlying: Common Stock · 1,142 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-23-008206 · form4.xml · derivative · entry 9

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

Underlying: Common Stock · 5,105 shares

Expires 2033-02-28

F9 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26.

SEC source: 0001127602-23-008206 · form4.xml · derivative · entry 8

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043

Underlying: Common Stock · 1,043 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F8 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

SEC source: 0001127602-23-008204 · form4.xml · derivative · entry 11

PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,925

Underlying: Common Stock · 4,925 shares

Expires 2023-02-28

F10 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26.

SEC source: 0001127602-23-008204 · form4.xml · derivative · entry 10

PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006

Underlying: Common Stock · 1,006 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

SEC source: 0001127602-23-008202 · form4.xml · derivative · entry 10

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,610

Underlying: Common Stock · 9,610 shares

Expires 2033-02-28

F10 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26.

SEC source: 0001127602-23-008202 · form4.xml · derivative · entry 9

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,964

Underlying: Common Stock · 1,964 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

SEC source: 0001127602-23-008200 · form4.xml · derivative · entry 10

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,438

Underlying: Common Stock · 20,438 shares

Expires 2033-02-28

F10 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26.

SEC source: 0001127602-23-008200 · form4.xml · derivative · entry 9

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Common Stock · 4,176 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

SEC source: 0001127602-23-008197 · form4.xml · derivative · entry 9

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,474

Underlying: Common Stock · 6,474 shares

Expires 2033-02-28

F9 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26.

SEC source: 0001127602-23-008197 · form4.xml · derivative · entry 8

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323

Underlying: Common Stock · 1,323 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F8 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

SEC source: 0001127602-23-008193 · form4.xml · derivative · entry 8

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,769

Underlying: Common Stock · 1,769 shares

Expires 2033-02-28

F8 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26.

SEC source: 0001127602-23-008193 · form4.xml · derivative · entry 7

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361

Underlying: Common Stock · 361 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F7 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

SEC source: 0001127602-23-008191 · form4.xml · derivative · entry 8

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,985

Underlying: Common Stock · 4,985 shares

Expires 2033-02-28

F8 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26.

SEC source: 0001127602-23-008191 · form4.xml · derivative · entry 7

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019

Underlying: Common Stock · 1,019 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F7 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

SEC source: 0001127602-23-007726 · form4.xml · nonDerivative · entry 1

Andrich Lyne · CIK 0001958362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,302

SEC source: 0001127602-23-007478 · form4.xml · derivative · entry 12

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F8 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-23-007478 · form4.xml · nonDerivative · entry 6

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-007478 · form4.xml · nonDerivative · entry 5

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-23-007478 · form4.xml · derivative · entry 11

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Common Stock · 330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F7 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-23-007478 · form4.xml · nonDerivative · entry 4

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-007478 · form4.xml · nonDerivative · entry 3

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,293

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.