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Nasdaq · USD

EFSC

ENTERPRISE FINANCIAL SERVICES CORP

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Tapewire entity
4422
SEC CIK
0001025835
Parsed reports
646

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2017 Filed Dec 18, 2017 14:36 UTC GrantCommon Stock 288 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034827 · form4.xml · nonDerivative · entry 1

ARNOLD JOHN Q · CIK 0001641548 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,359

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 15:41 UTC SaleCommon Stock 3,700 $45.85 $169,645.00
Disclosure

SEC source: 0001127602-17-033720 · form4.xml · nonDerivative · entry 1

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,269

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.80 to $45.95, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:37 UTC
BAUCHE DOUGLASChief Credit Officer
SaleCommon Stock 960 $44.10 $42,336.00
Disclosure

SEC source: 0001127602-17-033501 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679

Read SEC document
November 03, 2017 Filed Nov 7, 2017 18:29 UTC GrantCommon Stock 229 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031444 · form4.xml · nonDerivative · entry 1

NORMILE MICHAEL T · CIK 0001721631 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 229

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 13:44 UTC
BAUCHE DOUGLASChief Credit Officer
SaleCommon Stock 1,200 $38.11 $45,732.00
Disclosure

SEC source: 0001127602-17-026859 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,639

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:24 UTC PurchaseCommon Stock 500 $38.70 $19,350.00
Disclosure

SEC source: 0001127602-17-025852 · form4.xml · nonDerivative · entry 2

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,556

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:24 UTC PurchaseCommon Stock 2,056 $38.75 $79,670.00
Disclosure

SEC source: 0001127602-17-025852 · form4.xml · nonDerivative · entry 1

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,056

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:19 UTC GrantCommon Stock 948 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023236 · form4.xml · nonDerivative · entry 1

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 51,175

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:17 UTC GrantCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023234 · form4.xml · nonDerivative · entry 1

Schmitz Eloise · CIK 0001407933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:14 UTC GrantCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023232 · form4.xml · nonDerivative · entry 1

KENT NEVADA A · CIK 0001697861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:09 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023230 · form4.xml · nonDerivative · entry 1

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:07 UTC GrantCommon Stock 853 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023228 · form4.xml · nonDerivative · entry 1

HEETER JUDITH S · CIK 0001541798 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 10,535

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:05 UTC GrantCommon Stock 711 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023226 · form4.xml · nonDerivative · entry 1

HAVEL JAMES M · CIK 0001602629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,898

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:03 UTC GrantCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023224 · form4.xml · nonDerivative · entry 1

GUEST ROBERT E JR · CIK 0001203646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:01 UTC GrantCommon Stock 2,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023222 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 37,055

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 14:59 UTC GrantCommon Stock 711 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023220 · form4.xml · nonDerivative · entry 1

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,903

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 14:57 UTC GrantCommon Stock 711 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023218 · form4.xml · nonDerivative · entry 1

ARNOLD JOHN Q · CIK 0001641548 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,071

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
May 05, 2017 Filed May 9, 2017 14:28 UTC
BAUCHE DOUGLASChief Credit Officer
SaleCommon Stock 1,200 $42.50 $51,000.00
Disclosure

SEC source: 0001127602-17-017291 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,839

Read SEC document
May 02, 2017 Filed May 4, 2017 13:53 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionRestricted Share Units · Derivative 280 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016772 · form4.xml · derivative · entry 6

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: Vesting of RSUs was accelerated due to retirement of reporting person.

F4 · derivative.expiration_date: Vesting of RSUs was accelerated due to retirement of reporting person.

Read SEC document
May 02, 2017 Filed May 4, 2017 13:53 UTC
BENOIST PETERDirector · President & CEO
Tax withholdingCommon Stock 94 $42.20 $3,966.80
Disclosure

SEC source: 0001127602-17-016772 · form4.xml · nonDerivative · entry 3

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Read SEC document
May 02, 2017 Filed May 4, 2017 13:53 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016772 · form4.xml · nonDerivative · entry 2

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 4, 2017 13:53 UTC
BENOIST PETERDirector · President & CEO
SaleCommon Stock 10,621 $41.96 $445,657.16
Disclosure

SEC source: 0001127602-17-016772 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 202,342

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

Read SEC document
April 18, 2017 Filed Apr 19, 2017 14:35 UTC
MURPHY JAMESDirector
SaleCommon Stock 10,290 $40.40 $415,716.00
Disclosure

SEC source: 0001127602-17-015009 · form4.xml · nonDerivative · entry 1

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gift Trust

Disclosed balance after: 99,744

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionStock Settled Stock Appreciation Rights · Derivative 50,000 $0.00 Strike: $21.49 $0.00
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · derivative · entry 14

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on September 24 of each year, commencing September 24, 2009.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionStock Settled Stock Appreciation Rights · Derivative 43,178 $0.00 Strike: $20.63 $0.00
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · derivative · entry 13

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,178 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionStock Settled Stock Appreciation Rights · Derivative 16,508 $0.00 Strike: $25.63 $0.00
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · derivative · entry 12

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,508 shares

Expires 2017-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 3,970 $0.00 Strike: $22.90 $0.00
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · derivative · entry 11

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,970 shares

Expires 2018-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 33% per year for three years

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Tax withholdingCommon Stock 34,628 $40.40 $1,398,971.20
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · nonDerivative · entry 7

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,665

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $21.49 $1,074,500.00
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · nonDerivative · entry 6

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Tax withholdingCommon Stock 29,096 $40.40 $1,175,478.40
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · nonDerivative · entry 5

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,293

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionCommon Stock 43,178 $20.63 $890,762.14
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · nonDerivative · entry 4

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Tax withholdingCommon Stock 12,486 $40.40 $504,434.40
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · nonDerivative · entry 3

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,211

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionCommon Stock 16,508 $25.63 $423,100.04
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · nonDerivative · entry 2

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 14:33 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionCommon Stock 3,970 $22.90 $90,913.00
Disclosure

SEC source: 0001127602-17-015006 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 14:10 UTC
BENOIST PETERDirector · President & CEO
SaleCommon Stock 11,449 $41.66 $476,965.34
Disclosure

SEC source: 0001127602-17-014476 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 152,045

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

Read SEC document
April 05, 2017 Filed Apr 6, 2017 13:25 UTC
BENOIST PETERDirector · President & CEO
SaleCommon Stock 13,738 $42.54 $584,414.52
Disclosure

SEC source: 0001127602-17-014418 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 163,494

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 13:28 UTC
MURPHY JAMESDirector
SaleCommon Stock 3,804 $42.09 $160,110.36
Disclosure

SEC source: 0001127602-17-014252 · form4.xml · nonDerivative · entry 2

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gift Trust

Disclosed balance after: 110,034

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 13:28 UTC
MURPHY JAMESDirector
SaleCommon Stock 6,526 $42.04 $274,353.04
Disclosure

SEC source: 0001127602-17-014252 · form4.xml · nonDerivative · entry 1

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Remainder Trust

Disclosed balance after: 0

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:26 UTC Exercise / conversionStock Settled Stock Appreciation Rights · Derivative 4,245 $0.00 Strike: $25.63 $0.00
Disclosure

SEC source: 0001127602-17-014250 · form4.xml · derivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,245 shares

Expires 2017-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:26 UTC Tax withholdingCommon Stock 3,132 $42.28 $132,420.96
Disclosure

SEC source: 0001127602-17-014250 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,289

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:26 UTC Exercise / conversionCommon Stock 4,245 $25.63 $108,799.35
Disclosure

SEC source: 0001127602-17-014250 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 12:48 UTC
MURPHY JAMESDirector
SaleCommon Stock 10,000 $42.21 $422,100.00
Disclosure

SEC source: 0001127602-17-012588 · form4.xml · nonDerivative · entry 1

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Remainder Trust

Disclosed balance after: 6,526

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 14:04 UTC
BAUCHE DOUGLASChief Credit Officer
Exercise / conversionRestricted Share Units · Derivative 126 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012047 · form4.xml · derivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 14:04 UTC
BAUCHE DOUGLASChief Credit Officer
Tax withholdingCommon Stock 43 $43.65 $1,876.95
Disclosure

SEC source: 0001127602-17-012047 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039

Read SEC document
March 15, 2017 Filed Mar 17, 2017 14:04 UTC
BAUCHE DOUGLASChief Credit Officer
Exercise / conversionCommon Stock 126 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012047 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 14:18 UTC GiftCommon Stock 789 $44.05 $34,755.45
Disclosure

SEC source: 0001127602-17-010987 · form4.xml · nonDerivative · entry 1

HEETER JUDITH S · CIK 0001541798 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 9,682

Read SEC document
February 24, 2017 Filed Feb 28, 2017 15:42 UTC
BENOIST PETERDirector · President & CEO
SaleCommon Stock 23,525 $45.34 $1,066,623.50
Disclosure

SEC source: 0001127602-17-008831 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 177,232

Read SEC document
February 23, 2017 Filed Feb 27, 2017 13:44 UTC SaleCommon Stock 6,557 $45.81 $300,376.17
Disclosure

SEC source: 0001127602-17-008441 · form4.xml · nonDerivative · entry 1

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 50,227

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February 22, 2017 Filed Feb 24, 2017 15:43 UTC PurchaseCommon Stock 2,180 $45.90 $100,062.00
Disclosure

SEC source: 0001127602-17-008111 · form4.xml · nonDerivative · entry 1

KENT NEVADA A · CIK 0001697861 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 2,180

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February 15, 2017 Filed Feb 17, 2017 17:22 UTC Tax withholdingCommon Stock 2,549 $45.30 $115,469.70
Disclosure

SEC source: 0001127602-17-006776 · form4.xml · nonDerivative · entry 2

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,969

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.