Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | Director | January 14, 2019 | January 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date January 14, 2019 · Filed January 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 1,971 |
Reported balance
After 2019-01-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-14 · Grant · Acquired 311 · Balance 1,971 F1: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F2: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F3: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. |
| Common StockSEC Table I · non-derivative | IndirectFamily Foundation | 1,000 |
Reported balance
Holding disclosure · report date 2019-01-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 9,359 |
Reported balance
Holding disclosure · report date 2019-01-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,359 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F2: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
F3: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2019 Filed Jan 16, 2019 15:41 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 311 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002073 · form4.xml · derivative · entry 3 ARNOLD JOHN Q · CIK 0001641548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,971 Underlying: Common Stock · 311 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F3 · derivative.underlying_shares: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 14:45 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 147 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-037478 · form4.xml · derivative · entry 3 ARNOLD JOHN Q · CIK 0001641548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,660 Underlying: Common Stock · 147 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F3 · derivative.underlying_shares: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 16:36 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 445 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036332 · form4.xml · derivative · entry 3 ARNOLD JOHN Q · CIK 0001641548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,513 Underlying: Common Stock · 445 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F3 · derivative.underlying_shares: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 15:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | PurchaseCommon Stock | 1,000 | $45.59 | $45,590.00 |
DisclosureSEC source: 0001127602-18-034063 · form4.xml · nonDerivative · entry 1 ARNOLD JOHN Q · CIK 0001641548 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Foundation Disclosed balance after: 1,000 Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 13:11 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-029889 · form4.xml · derivative · entry 1 ARNOLD JOHN Q · CIK 0001641548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068 Underlying: Common Stock · 92 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F1 · price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F3 · derivative.underlying_shares: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 16:59 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 976 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023324 · form4.xml · derivative · entry 2 ARNOLD JOHN Q · CIK 0001641548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976 Underlying: Common Stock · 976 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F3 · derivative.underlying_shares: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:36 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034827 · form4.xml · nonDerivative · entry 1 ARNOLD JOHN Q · CIK 0001641548 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,359 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 14:57 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 711 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023218 · form4.xml · nonDerivative · entry 1 ARNOLD JOHN Q · CIK 0001641548 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,071 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 14:42 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069791 · form4.xml · nonDerivative · entry 1 ARNOLD JOHN Q · CIK 0001641548 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,360 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.