Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2018 Filed May 1, 2018 19:02 UTC |
Goodman Scott RichardPresident
|
Exercise / conversionStock Settled Stock Appreciation Rights · Derivative | 7,500 | $0.00 Strike: $20.63 | $0.00 |
DisclosureSEC source: 0001127602-18-015698 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2018-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008. Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:02 UTC |
Goodman Scott RichardPresident
|
Tax withholdingCommon Stock | 5,062 | $50.79 | $257,098.98 |
DisclosureSEC source: 0001127602-18-015698 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,113 F1 · shares: Withholding of stock to satisfy exercise price and tax withholding obligation in connection with the exercise of stock settled appreciation rights. Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:02 UTC |
Goodman Scott RichardPresident
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015698 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 13:57 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Exercise / conversionRestricted Share Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011927 · form4.xml · derivative · entry 4 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125 Underlying: Common Stock · 125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 13:57 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Tax withholdingCommon Stock | 38 | $49.15 | $1,867.70 |
DisclosureSEC source: 0001127602-18-011927 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 13:57 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Exercise / conversionCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011927 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 13:56 UTC |
HEETER JUDITH SDirector
|
GiftCommon Stock | 2,018 | $48.20 | $97,267.60 |
DisclosureSEC source: 0001127602-18-011759 · form4.xml · nonDerivative · entry 1 HEETER JUDITH S · CIK 0001541798 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 8,684 Read SEC document |
| February 28, 2018 Filed May 22, 2018 15:17 UTC |
WHITE LOREN ESVP, Human Resources
|
GrantRestricted Share Units · Derivative | 277 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018374 · form4.xml · derivative · entry 1 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277 Underlying: Common Stock · 277 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| February 28, 2018 Filed May 22, 2018 15:15 UTC |
KEENE S TURNEREVP, Chief Financial Officer
|
GrantRestricted Share Units · Derivative | 610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018372 · form4.xml · derivative · entry 1 KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610 Underlying: Common Stock · 610 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| February 28, 2018 Filed May 22, 2018 15:14 UTC |
PONDER MARK GSVP & Controller
|
GrantRestricted Share Units · Derivative | 285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018370 · form4.xml · derivative · entry 1 PONDER MARK G · CIK 0001550076 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285 Underlying: Common Stock · 285 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| February 28, 2018 Filed May 22, 2018 15:12 UTC | GrantRestricted Share Units · Derivative | 1,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018368 · form4.xml · derivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052 Underlying: Common Stock · 1,052 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
|
| February 28, 2018 Filed May 22, 2018 15:11 UTC |
IANNACONE NICOLE MSVP, General Counsel
|
GrantRestricted Share Units · Derivative | 286 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018365 · form4.xml · derivative · entry 1 IANNACONE NICOLE M · CIK 0001731826 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286 Underlying: Common Stock · 286 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| February 28, 2018 Filed May 22, 2018 15:09 UTC |
Goodman Scott RichardPresident
|
GrantRestricted Share Units · Derivative | 560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018362 · form4.xml · derivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560 Underlying: Common Stock · 560 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| February 28, 2018 Filed May 22, 2018 15:08 UTC |
BAUCHE DOUGLASChief Credit Officer
|
GrantRestricted Share Units · Derivative | 337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018359 · form4.xml · derivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337 Underlying: Common Stock · 337 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 18:25 UTC |
Goodman Scott RichardPresident
|
SaleCommon Stock | 200 | $47.56 | $9,512.00 |
DisclosureSEC source: 0001127602-18-007030 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,675 F1 · kind: This transaction is pursuant to a 10b5-1 plan. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 18:25 UTC |
Goodman Scott RichardPresident
|
SaleCommon Stock | 1,000 | $47.55 | $47,550.00 |
DisclosureSEC source: 0001127602-18-007030 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,875 F1 · kind: This transaction is pursuant to a 10b5-1 plan. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:07 UTC |
Goodman Scott RichardPresident
|
Tax withholdingCommon Stock | 3,159 | $48.70 | $153,843.30 |
DisclosureSEC source: 0001127602-18-002928 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,875 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:07 UTC |
Goodman Scott RichardPresident
|
GrantCommon Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002928 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,034 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:09 UTC |
LALLY JAMES BRIANPresident
|
Tax withholdingCommon Stock | 2,945 | $48.70 | $143,421.50 |
DisclosureSEC source: 0001127602-18-002930 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,810 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:09 UTC |
LALLY JAMES BRIANPresident
|
GrantCommon Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002930 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,755 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:05 UTC |
WHITE LOREN ESVP, Human Resources
|
Tax withholdingCommon Stock | 1,025 | $48.70 | $49,917.50 |
DisclosureSEC source: 0001127602-18-002924 · form4.xml · nonDerivative · entry 2 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,043 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:05 UTC |
WHITE LOREN ESVP, Human Resources
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002924 · form4.xml · nonDerivative · entry 1 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,068 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:03 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Tax withholdingCommon Stock | 1,469 | $48.70 | $71,540.30 |
DisclosureSEC source: 0001127602-18-002921 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,174 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:03 UTC |
BAUCHE DOUGLASChief Credit Officer
|
GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002921 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,643 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:02 UTC |
KEENE S TURNEREVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 2,372 | $48.70 | $115,516.40 |
DisclosureSEC source: 0001127602-18-002917 · form4.xml · nonDerivative · entry 2 KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,718 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:02 UTC |
KEENE S TURNEREVP, Chief Financial Officer
|
GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002917 · form4.xml · nonDerivative · entry 1 KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,090 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:00 UTC |
PONDER MARK GSVP & Controller
|
Tax withholdingCommon Stock | 1,809 | $48.70 | $88,098.30 |
DisclosureSEC source: 0001127602-18-002915 · form4.xml · nonDerivative · entry 2 PONDER MARK G · CIK 0001550076 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,563 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:00 UTC |
PONDER MARK GSVP & Controller
|
GrantCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002915 · form4.xml · nonDerivative · entry 1 PONDER MARK G · CIK 0001550076 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,372 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:43 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Exercise / conversionRestricted Share Units · Derivative | 832 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035020 · form4.xml · derivative · entry 5 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: Vesting occurs on December 15, 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: Vesting occurs on December 15, 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:43 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Tax withholdingCommon Stock | 278 | $44.50 | $12,371.00 |
DisclosureSEC source: 0001127602-17-035020 · form4.xml · nonDerivative · entry 3 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:43 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Exercise / conversionCommon Stock | 832 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035020 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:43 UTC |
BAUCHE DOUGLASChief Credit Officer
|
GiftCommon Stock | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035020 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589 F1 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:40 UTC |
Goodman Scott RichardPresident
|
Exercise / conversionRestricted Share Units · Derivative | 1,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035018 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F3 · derivative.expiration_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:40 UTC |
Goodman Scott RichardPresident
|
Tax withholdingCommon Stock | 510 | $44.50 | $22,695.00 |
DisclosureSEC source: 0001127602-17-035018 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,284 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:40 UTC |
Goodman Scott RichardPresident
|
Exercise / conversionCommon Stock | 1,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035018 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC |
LALLY JAMES BRIANPresident
|
Exercise / conversionRestricted Share Units · Derivative | 2,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · derivative · entry 8 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6 · derivative.exercise_date: Vesting occurs on December 15, 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F6 · derivative.expiration_date: Vesting occurs on December 15, 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC |
LALLY JAMES BRIANPresident
|
Exercise / conversionRestricted Share Units · Derivative | 556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · derivative · entry 7 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC |
LALLY JAMES BRIANPresident
|
Tax withholdingCommon Stock | 675 | $44.50 | $30,037.50 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · nonDerivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,005 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC |
LALLY JAMES BRIANPresident
|
Exercise / conversionCommon Stock | 2,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · nonDerivative · entry 3 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC |
LALLY JAMES BRIANPresident
|
Tax withholdingCommon Stock | 186 | $44.50 | $8,277.00 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · nonDerivative · entry 2 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,659 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:37 UTC |
LALLY JAMES BRIANPresident
|
Exercise / conversionCommon Stock | 556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035015 · form4.xml · nonDerivative · entry 1 LALLY JAMES BRIAN · CIK 0001674404 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 15:00 UTC |
VAN TREASE SANDRADirector
|
GrantCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034847 · form4.xml · nonDerivative · entry 1 VAN TREASE SANDRA · CIK 0001315830 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 51,417 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:58 UTC |
Schmitz EloiseDirector
|
GrantCommon Stock | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034845 · form4.xml · nonDerivative · entry 1 Schmitz Eloise · CIK 0001407933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:57 UTC |
NORMILE MICHAEL TDirector
|
GrantCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034843 · form4.xml · nonDerivative · entry 1 NORMILE MICHAEL T · CIK 0001721631 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,289 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:55 UTC |
KENT NEVADA ADirector
|
GrantCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034841 · form4.xml · nonDerivative · entry 1 KENT NEVADA A · CIK 0001697861 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:53 UTC |
Holmes MichaelDirector
|
GrantCommon Stock | 334 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034839 · form4.xml · nonDerivative · entry 1 Holmes Michael · CIK 0001347962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,050 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:51 UTC |
HEETER JUDITH SDirector
|
GrantCommon Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034837 · form4.xml · nonDerivative · entry 1 HEETER JUDITH S · CIK 0001541798 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 10,702 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:50 UTC |
HAVEL JAMES MDirector
|
GrantCommon Stock | 374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034835 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,272 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:39 UTC |
GUEST ROBERT E JRDirector
|
GrantCommon Stock | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034833 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,309 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:38 UTC |
DECOLA MICHAEL ADirector
|
GrantCommon Stock | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034831 · form4.xml · nonDerivative · entry 1 DECOLA MICHAEL A · CIK 0001417285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,168 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.