Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | SVP, Human Resources | February 26, 2020 | February 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date February 26, 2020 · Filed February 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 364 |
Reported balance
After 2020-02-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-26 · Grant · Acquired 364 · Balance 364 F1: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 277 |
Reported balance
Holding disclosure · report date 2020-02-26 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 277 F1: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 349 |
Reported balance
Holding disclosure · report date 2020-02-26 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 349 F1: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 6,655 |
Reported balance
Holding disclosure · report date 2020-02-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,655 |
Filing footnotes · ownership attribution and instrument terms
F1: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F2: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
F3: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person.
F4: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2020 Filed Feb 28, 2020 18:18 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008290 · form4.xml · derivative · entry 2 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364 Underlying: Common Stock · 364 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. F2 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 15:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 786 | $44.75 | $35,173.50 |
DisclosureSEC source: 0001127602-20-002817 · form4.xml · nonDerivative · entry 2 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,655 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 15:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 2,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002817 · form4.xml · nonDerivative · entry 1 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,441 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 15:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-009086 · form4.xml · derivative · entry 2 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349 Underlying: Common Stock · 349 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. F2 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:52 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 721 | $45.91 | $33,101.11 |
DisclosureSEC source: 0001127602-19-002800 · form4.xml · nonDerivative · entry 2 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:52 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 2,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002800 · form4.xml · nonDerivative · entry 1 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,098 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 28, 2018 Filed May 22, 2018 15:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 277 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018374 · form4.xml · derivative · entry 1 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277 Underlying: Common Stock · 277 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:05 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,025 | $48.70 | $49,917.50 |
DisclosureSEC source: 0001127602-18-002924 · form4.xml · nonDerivative · entry 2 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,043 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:05 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002924 · form4.xml · nonDerivative · entry 1 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,068 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 17:31 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,202 | $45.30 | $54,450.60 |
DisclosureSEC source: 0001127602-17-006787 · form4.xml · nonDerivative · entry 2 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 17:31 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 3,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006787 · form4.xml · nonDerivative · entry 1 WHITE LOREN E · CIK 0001601510 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,270 F1 · kind: The shares of restricted stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.