EFSC

SEC source: 0001127602-20-018820 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,708

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2019 through May 31, 2020. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 29, 2020.

SEC source: 0001127602-20-018812 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2019 through May 31, 2020. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 29, 2020.

SEC source: 0001127602-20-018808 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,325

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2019 through May 31, 2020. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 29, 2020.

SEC source: 0001127602-20-018797 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,802

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2019 through May 31, 2020. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 29, 2020.

SEC source: 0001127602-20-015355 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 58,055

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.87 to $29.82, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote.

SEC source: 0001127602-20-012932 · form4.xml · derivative · entry 3

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732

Underlying: Common Stock · 366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-20-012932 · form4.xml · nonDerivative · entry 2

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-20-012932 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-010756 · form4.xml · derivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2020-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on August 2, of each year, commencing August 2, 2011.

SEC source: 0001127602-20-010756 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,551

F1 · shares: Withholding of stock to satisfy exercise price and tax withholding obligation in connection with the exercise of stock settled appreciation rights.

SEC source: 0001127602-20-010756 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-010000 · form4.xml · derivative · entry 4

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157

Underlying: Common Stock · 1,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSU's vest 50% on the first anniversary of the closing date of the merger with Trinity Capital Corporation and 50% on the second anniversary of the closing of the merger with Trinity Capital Corporation, subject to continued employment of the reporting person and other terms of the award agreement. On the vesting date, the reporting person will receive one share of Common Stock for each RSU.

F4 · derivative.expiration_date: The RSU's vest 50% on the first anniversary of the closing date of the merger with Trinity Capital Corporation and 50% on the second anniversary of the closing of the merger with Trinity Capital Corporation, subject to continued employment of the reporting person and other terms of the award agreement. On the vesting date, the reporting person will receive one share of Common Stock for each RSU.

SEC source: 0001127602-20-010000 · form4.xml · nonDerivative · entry 2

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,150

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-20-010000 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-008278 · form4.xml · derivative · entry 3

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940

Underlying: Common Stock · 940 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

SEC source: 0001127602-20-008293 · form4.xml · derivative · entry 2

DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

Underlying: Common Stock · 1,106 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F2 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-20-008290 · form4.xml · derivative · entry 2

WHITE LOREN E · CIK 0001601510 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Stock · 364 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F2 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

SEC source: 0001127602-20-008288 · form4.xml · derivative · entry 4

PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531

Underlying: Common Stock · 531 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

SEC source: 0001127602-20-008285 · form4.xml · derivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540

Underlying: Common Stock · 540 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F2 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

SEC source: 0001127602-20-008283 · form4.xml · derivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557

Underlying: Common Stock · 557 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

SEC source: 0001127602-20-008281 · form4.xml · derivative · entry 3

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737

Underlying: Common Stock · 737 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

SEC source: 0001127602-20-008276 · form4.xml · derivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982

Underlying: Common Stock · 1,982 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

SEC source: 0001127602-20-003866 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 52,555

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.77 to $44.91, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote.

SEC source: 0001127602-20-004196 · form4.xml · nonDerivative · entry 1

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,505

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

SEC source: 0001127602-20-004542 · form4a.xml · nonDerivative · entry 1

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,330

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

SEC source: 0001127602-20-003690 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 52,081

F1 · kind: This transaction is pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.78 to $44.36, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote.

SEC source: 0001127602-20-002829 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,436

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-20-002829 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,954

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

SEC source: 0001127602-20-002825 · form4.xml · nonDerivative · entry 2

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,330

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-20-002825 · form4.xml · nonDerivative · entry 1

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,946

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

SEC source: 0001127602-20-002827 · form4.xml · nonDerivative · entry 2

PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,757

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-20-002827 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,791

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

SEC source: 0001127602-20-002821 · form4.xml · nonDerivative · entry 2

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,512

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-20-002821 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,608

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

SEC source: 0001127602-20-002823 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,577

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-20-002823 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,097

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

SEC source: 0001127602-20-002819 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,286

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-20-002819 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,274

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

SEC source: 0001127602-20-002817 · form4.xml · nonDerivative · entry 2

WHITE LOREN E · CIK 0001601510 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,655

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-20-002817 · form4.xml · nonDerivative · entry 1

WHITE LOREN E · CIK 0001601510 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,441

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

SEC source: 0001127602-20-001881 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-19-035129 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-19-035131 · form4.xml · nonDerivative · entry 1

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 46,417

F1 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0001127602-19-035113 · form4.xml · nonDerivative · entry 1

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,527

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-19-035127 · form4.xml · nonDerivative · entry 1

Deutsch James F. · CIK 0001561111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patriot Financial Group

Disclosed balance after: 946,384

F1 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose.

SEC source: 0001127602-19-035125 · form4.xml · nonDerivative · entry 1

Schmitz Eloise · CIK 0001407933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,965

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-19-035123 · form4.xml · nonDerivative · entry 1

KENT NEVADA A · CIK 0001697861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-19-035119 · form4.xml · nonDerivative · entry 1

HEETER JUDITH S · CIK 0001541798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-19-035117 · form4.xml · nonDerivative · entry 1

HAVEL JAMES M · CIK 0001602629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,073

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

SEC source: 0001127602-19-035121 · form4.xml · nonDerivative · entry 1

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,119

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.