Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avidbank Holdings, Inc.AVBH · Entity 5802 | Director · 10% owner | May 19, 2026 | May 21, 2026 |
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | Director | March 12, 2021 | March 16, 2021 |
| Esquire Financial Holdings, Inc.ESQ · Entity 4764 | Director | December 10, 2018 | December 21, 2018 |
| Midland States Bancorp, Inc.MSBI · Entity 5253 | Director | February 03, 2026 | February 12, 2026 |
| PACIFIC MERCANTILE BANCORPPMBC · Entity 134413 | Director · See Remarks (1) | August 12, 2020 | August 12, 2020 |
| Patriot Acquisition Corp./CIPTAC · Entity 6252 | 10% owner | May 14, 2026 | May 15, 2026 |
| TRINITY CAPITAL CORPTRIN · Entity 159365 | Director | March 07, 2019 | March 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avidbank Holdings, Inc.
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,500 |
Reported balance
After 2026-05-19 transaction · row 1
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 1,500 · Balance 4,500 F1: Not applicable. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote 2. | 1,050,918 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,050,918 F2: Shares held by Patriot Financial Partners IV, L.P. and Patriot Financial Partners Parallel IV, L.P. (collectively, the "Patriot IV Funds"). The Reporting Person is a member of Patriot Financial Partners GP IV LLC ("PFPGP IV LLC"), and a general partner of Patriot Financial Partners GP IV, LP ("PFPGP IV LP"). PFPGP IV LLC is the general partner of PFPGP IV LP, which is the general partner of each of the Patriot IV Funds. Reporting Person shares voting and dispositive power over shares of common stock held by the Patriot IV Funds but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable.
F2: Shares held by Patriot Financial Partners IV, L.P. and Patriot Financial Partners Parallel IV, L.P. (collectively, the "Patriot IV Funds"). The Reporting Person is a member of Patriot Financial Partners GP IV LLC ("PFPGP IV LLC"), and a general partner of Patriot Financial Partners GP IV, LP ("PFPGP IV LP"). PFPGP IV LLC is the general partner of PFPGP IV LP, which is the general partner of each of the Patriot IV Funds. Reporting Person shares voting and dispositive power over shares of common stock held by the Patriot IV Funds but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
ENTERPRISE FINANCIAL SERVICES CORP
Report date March 12, 2021 · Filed March 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectPatriot Financial Group | 546,384 |
Reported balance
After 2021-03-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-12 · Sale · Disposed 50,000 · Balance 546,384 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.55 to $51.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote F2: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 41 |
Reported balance
Holding disclosure · report date 2021-03-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 41 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.55 to $51.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote
F2: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose.
Esquire Financial Holdings, Inc.
Report date December 10, 2018 · Filed December 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,500 |
Reported balance
After 2018-12-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-10 · Grant · Acquired 2,000 · Balance 44,500 F1: Shares of restricted stock vest in three equal annual installments commencing on December 10, 2022. F2: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2025-10-01 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 20,000 F3: Stock options vest at a rate of 20% per year commencing on October 1, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of restricted stock vest in three equal annual installments commencing on December 10, 2022.
F2: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F3: Stock options vest at a rate of 20% per year commencing on October 1, 2016.
Midland States Bancorp, Inc.
Report date February 03, 2026 · Filed February 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectPatriot Financial Group | 438,500 |
Reported balance
Holding disclosure · report date 2026-02-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 438,500 F1: The shares are held by Patriot Financial Group: Patriot Financial Partners IV, LP, Patriot Financial Partners Parallel IV, LP, Patriot Financial Partners GP IV, LLC and Patriot Financial Partners GP IV, L.P. The reporting person is a member of Patriot Financial Partners GP IV, LLC, and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the report's shares for the purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by Patriot Financial Group: Patriot Financial Partners IV, LP, Patriot Financial Partners Parallel IV, LP, Patriot Financial Partners GP IV, LLC and Patriot Financial Partners GP IV, L.P. The reporting person is a member of Patriot Financial Partners GP IV, LLC, and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the report's shares for the purposes of Section 16 or any other purpose.
PACIFIC MERCANTILE BANCORP
Report date August 12, 2020 · Filed August 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Patriot Financial Partners III, L.P. | 2,515,308 |
Reported balance
After 2020-08-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-08-12 · Purchase · Acquired 29,600 · Balance 2,515,308 |
| Non-Voting Common StockSEC Table I · non-derivative | IndirectBy Patriot Financial Partners III, L.P. | 1,467,155 |
Reported balance
Holding disclosure · report date 2020-08-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,467,155 |
Patriot Acquisition Corp./CI
Report date May 14, 2026 · Filed May 15, 2026
Jointly reported with Patriot Acquisition Sponsor LLC, WYCOFF W KIRK
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-05-14 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the Issuer's Registration Statement on Form S-1 (File No.: 333-294090) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares," Class B Ordinary Shares will automatically convert into Class A Ordinary Shares on a one-for-one basis upon the consummation of an initial business combination. F2: The Class B Ordinary Shares beneficially owned by Patriot Acquisition Sponsor LLC (the "Sponsor") include up to 600,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the Issuer's registration statement. This figure also includes 400,000 Class B Ordinary Shares of the Issuer that, substantially concurrently with the effectiveness of the Registration Statement and the closing of the initial publicoffering, the Sponsor transferred to the directors of the Issuer, including Jack Kopnisky, Thomas Cestare, James Barresi, Robert Jones, Michael Taff and Joseph V. Topper, Jr., at the same price as originally paid by the Sponsor for such shares, pursuant to a securities transfer agreement dated May 14, 2026. F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein. |
| Private Placement WarrantsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-05-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F4: Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 4,140,000 Class A Ordinary Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the Issuer, as described in the Registration Statement. F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the Issuer's Registration Statement on Form S-1 (File No.: 333-294090) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares," Class B Ordinary Shares will automatically convert into Class A Ordinary Shares on a one-for-one basis upon the consummation of an initial business combination.
F2: The Class B Ordinary Shares beneficially owned by Patriot Acquisition Sponsor LLC (the "Sponsor") include up to 600,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the Issuer's registration statement. This figure also includes 400,000 Class B Ordinary Shares of the Issuer that, substantially concurrently with the effectiveness of the Registration Statement and the closing of the initial publicoffering, the Sponsor transferred to the directors of the Issuer, including Jack Kopnisky, Thomas Cestare, James Barresi, Robert Jones, Michael Taff and Joseph V. Topper, Jr., at the same price as originally paid by the Sponsor for such shares, pursuant to a securities transfer agreement dated May 14, 2026.
F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein.
F4: Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 4,140,000 Class A Ordinary Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the Issuer, as described in the Registration Statement.
TRINITY CAPITAL CORP
Report date March 07, 2019 · Filed March 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-03-08 transaction · row 1
1 source rowRow 1 · 2019-03-08 · Disposition to issuer · Disposed 211 · Balance 0 F1: Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MBT FINANCIAL CORP
Report date September 01, 2019 · Filed September 04, 2019
Section 16 reporting ended · disclosed 2019-09-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Patriot Financial Partners II, LP | 0 |
Reported balance
After 2019-09-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-01 · Disposition to issuer · Disposed 1,797,256 · Balance 0 F1: Disposed of pursuant to the merger agreement between the issuer and First Merchants Corporation ("First Merchants"), each share of which was converted into 0.2750 shares of First Merchants common stock having a market value of $35.72 per share on the effective date of the merger. |
| Common StockSEC Table I · non-derivative | Indirectby Patriot Financial Partners Parallel II, LP | 0 |
Reported balance
After 2019-09-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-09-01 · Disposition to issuer · Disposed 263,046 · Balance 0 F1: Disposed of pursuant to the merger agreement between the issuer and First Merchants Corporation ("First Merchants"), each share of which was converted into 0.2750 shares of First Merchants common stock having a market value of $35.72 per share on the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the merger agreement between the issuer and First Merchants Corporation ("First Merchants"), each share of which was converted into 0.2750 shares of First Merchants common stock having a market value of $35.72 per share on the effective date of the merger.
STERLING BANCORP
Report date December 31, 2018 · Filed January 02, 2019
Section 16 reporting ended · disclosed 2019-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 500 F1: Represents final filing for Reporting Person no longer subject to Section 16 requirements. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents final filing for Reporting Person no longer subject to Section 16 requirements.
USCB FINANCIAL HOLDINGS, INC.
Report date April 30, 2026 · Filed May 01, 2026
Jointly reported with WYCOFF W KIRK, Patriot Financial Partners GP II, L.P., Patriot Financial Partners II, L.P., Patriot Financial Partners Parallel II, L.P., Patriot Financial Partners GP II, LLC, LUBERT IRA M, LYNCH JAMES J, Patriot Financial Manager, L.P., Patriot Financial Manager, LLC
Section 16 reporting ended · disclosed 2026-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Voting Common StockSEC Table I · non-derivative | Direct | 1,813,786 |
Last balance in matching sequence
After 2026-05-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-04-30 · Sale · Disposed 37,152 · Balance 1,826,634 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. Row 2 · 2026-05-01 · Sale · Disposed 12,848 · Balance 1,813,786 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. |
| Option to Purchase Class A Voting Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2026-04-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,000 F8: The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.
F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock.
F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein.
F8: The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 21, 2026 21:40 UTC | Avidbank Holdings, Inc. AVBH · Entity 5802 | GrantCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-060179 · marketforms-73236.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 F1 · price: Not applicable. Read SEC document |
| May 01, 2026 Filed May 1, 2026 21:43 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 12,848 | $18.28 | $234,861.44 |
DisclosureSEC source: 0001437749-26-014514 · rdgdoc.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Patriot Financial Manager, L.P. · CIK 0002079600 · 10% owner Patriot Financial Manager, LLC · CIK 0002079601 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,813,786 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4 · ownership.direct: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6 · ownership.direct: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. Read SEC document |
| April 30, 2026 Filed May 1, 2026 21:43 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 37,152 | $18.24 | $677,652.48 |
DisclosureSEC source: 0001437749-26-014514 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Patriot Financial Manager, L.P. · CIK 0002079600 · 10% owner Patriot Financial Manager, LLC · CIK 0002079601 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,826,634 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4 · ownership.direct: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6 · ownership.direct: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 05, 2026 Filed Feb 6, 2026 15:24 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | Exercise / conversionOption to Purchase Class A Voting Common Stock · Derivative | 7,500 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001437749-26-003288 · rdgdoc.xml · derivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Patriot Financial Manager, L.P. · CIK 0002079600 · 10% owner Patriot Financial Manager, LLC · CIK 0002079601 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: The options were previously granted to Mr. Wycoff as a director of the Company. Each option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) ten (10) years after its date of grant or (b) the (3) months after the date Mr. Wycoff ceases to serve as a non-employee of the Issuer. F6 · ownership.direct: The options were previously granted to Mr. Wycoff as a director of the Company. Each option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) ten (10) years after its date of grant or (b) the (3) months after the date Mr. Wycoff ceases to serve as a non-employee of the Issuer. Read SEC document |
| February 05, 2026 Filed Feb 6, 2026 15:24 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | Exercise / conversionClass A Voting Common Stock | 7,500 | $7.50 | $56,250.00 |
DisclosureSEC source: 0001437749-26-003288 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Patriot Financial Manager, L.P. · CIK 0002079600 · 10% owner Patriot Financial Manager, LLC · CIK 0002079601 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,863,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F2 · ownership.direct: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4 · ownership.direct: After the option exercise, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,662,420 shares of common stock and Patriot Parallel Fund II holds 193,866 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 15:26 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 39,000 | $18.68 | $728,520.00 |
DisclosureSEC source: 0001437749-25-037655 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,856,286 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.83, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On December 11, 2025, Patriot Fund II sold 34,905 shares of common stock and Patriot Parallel Fund II sold 4,095 shares of common stock. F4 · ownership.direct: After the sale, Patriot Fund II holds 1,662,420 shares of common stock and Patriot Parallel Fund II holds 193,866 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 17:56 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 82,043 | $18.56 | $1,522,718.08 |
DisclosureSEC source: 0001437749-25-037513 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,895,286 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.91, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On December 10, 2025, Patriot Fund II sold 73,428 shares of common stock and Patriot Parallel Fund II sold 8,615 shares of common stock. F4 · ownership.direct: After the sale, Patriot Fund II holds 1,697,325 shares of common stock and Patriot Parallel Fund II holds 197,961 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| December 02, 2025 Filed Dec 3, 2025 16:14 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 14,695 | $17.75 | $260,836.25 |
DisclosureSEC source: 0001437749-25-036730 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,977,329 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.60 to $18.01, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On December 2, 2025, Patriot Fund II sold 13,152 shares of common stock and Patriot Parallel Fund II sold 1,543 shares of common stock. F4 · ownership.direct: After the sale, Patriot Fund II holds 1,770,753 shares of common stock and Patriot Parallel Fund II holds 206,576 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 16:08 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 22,558 | $18.06 | $407,397.48 |
DisclosureSEC source: 0001437749-25-036405 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,992,024 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.21, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On November 25, 2025, Patriot Fund II sold 20,189 shares of common stock and Patriot Parallel Fund II sold 2,369 shares of common stock. F4 · ownership.direct: After the sale, Patriot Fund II holds 1,783,905 shares of common stock and Patriot Parallel Fund II holds 208,119 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 15:51 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 21,327 | $18.02 | $384,312.54 |
DisclosureSEC source: 0001437749-25-036402 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,014,582 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.99 to $18.18, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On November 24, 2025, Patriot Fund II sold 19,088 shares of common stock and Patriot Parallel Fund II sold 2,239 shares of common stock. F4 · ownership.direct: After the sale, Patriot Fund II holds 1,804,094 shares of common stock and Patriot Parallel Fund II holds 210,488 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 13:35 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | Disposition to issuerClass A Voting Common Stock | 1,250,000 | $17.19 | $21,487,500.00 |
DisclosureSEC source: 0001437749-25-029222 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,035,909 F1 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F2 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On September 15, 2025, Patriot Fund II agreed to sell 1,119,391 shares of common stock and Patriot Parallel Fund II agreed to sell 130,609 shares of common stock. F3 · ownership.direct: After the sale, Patriot Fund II holds 1,823,182 shares of common stock and Patriot Parallel Fund II holds 212,727 shares of common stock. F4 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 23:18 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | Disposition to issuerClass A Voting Common Stock | 1,200,000 | $17.19 | $20,628,000.00 |
DisclosureSEC source: 0001437749-25-028423 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,285,909 F1 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Luber! and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F2 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On September 2, 2025, Patriot Fund II agreed to sell 1,074,616 shares of common stock to the Issuer and Patriot Parallel Fund II agreed to sell 125,384 shares of common stock to the Issuer. F3 · ownership.direct: After the sale, Patriot Fund II holds 2,942,573 shares of common stock and Patriot Parallel Fund II holds 343,336 shares of common stock. F4 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 08, 2025 Filed Aug 11, 2025 21:02 UTC | Avidbank Holdings, Inc. AVBH · Entity 5802 | PurchaseCommon Stock, no par value | 80,000 | $23.00 | $1,840,000.00 |
DisclosureSEC source: 0001437749-25-025960 · rdgdoc.xml · nonDerivative · entry 1 Patriot Financial Partners IV, L.P. · CIK 0001853178 · 10% owner Patriot Financial Partners GP IV, LLC · CIK 0002079603 · 10% owner · Member of 10% owner group Patriot Financial Partners Parallel IV, L.P. · CIK 0001929137 · 10% owner · Member of 10% owner group Patriot Financial Partners GP IV, L.P. · CIK 0002079602 · 10% owner · Member of 10% owner group WYCOFF W KIRK · CIK 0000949197 · 10% owner · Member of 10% owner group Deutsch James F. · CIK 0001561111 · Director · 10% owner · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,053,918 F1 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP IV, LLC ("Patriot LLC"), Patriot Financial Partners GP IV, L.P. ("Patriot GP"), Patriot Financial Partners IV, L.P. ("Patriot Fund IV"), Patriot Financial Partners Parallel IV, L.P. ("Patriot Parallel Fund IV," together with Patriot Fund IV, the "Funds"), W. Kirk Wycoff and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff and James F. Deutsch is a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff and James F. Deutsch. On August 8, 2025, Patriot Fund IV purchased 69,016 shares of common stock and Patriot Parallel Fund IV purchased 10,984 shares of common stock in the Issuer's initial public offering. F2 · ownership.direct: After the purchases, Patriot Fund IV holds 906,626 shares of common stock and Patriot Parallel Fund IV holds 144,292 shares of common stock. In addition, James F. Deutsch holds directly 3,000 shares of common stock including 1,500 shares of restricted stock which vest 12 months from the date of grant. The shares held by Mr. Deutsch were previously granted to him for serving as a director of the Issuer. F3 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 14:13 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 50,000 | $50.65 | $2,532,500.00 |
DisclosureSEC source: 0001127602-21-010717 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 546,384 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.55 to $51.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 17:03 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 100,000 | $45.46 | $4,546,000.00 |
DisclosureSEC source: 0001127602-21-009839 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 596,384 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $46.12, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 14:43 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 18,924 | $35.23 | $666,692.52 |
DisclosureSEC source: 0001127602-20-031134 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 703,287 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.62, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 13:50 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 38,957 | $35.05 | $1,365,442.85 |
DisclosureSEC source: 0001127602-20-031048 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 722,211 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.16, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote. F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 17:05 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 21,107 | $35.02 | $739,167.14 |
DisclosureSEC source: 0001127602-20-030808 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 761,168 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.13, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote. F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 15:15 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 16,283 | $35.00 | $569,905.00 |
DisclosureSEC source: 0001127602-20-030534 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 782,275 F1 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 14:10 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 4,729 | $35.05 | $165,751.45 |
DisclosureSEC source: 0001127602-20-030360 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 798,558 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.07, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote. F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| November 25, 2020 Filed Jan 5, 2021 13:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 6,903 | $35.00 | $241,605.00 |
DisclosureSEC source: 0001127602-21-000263 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 796,384 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:16 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 74,878 | $35.56 | $2,662,661.68 |
DisclosureSEC source: 0001127602-20-030003 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 803,287 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $36.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote. F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 12:41 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 1,647 | $35.00 | $57,645.00 |
DisclosureSEC source: 0001127602-20-029979 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 878,165 F1 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 14:34 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 16,572 | $35.37 | $586,151.64 |
DisclosureSEC source: 0001127602-20-029652 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 879,812 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.86, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote. F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 14:20 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 50,000 | $35.41 | $1,770,500.00 |
DisclosureSEC source: 0001127602-20-029526 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 896,384 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.26 to $35.61, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote. F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2020 Filed Aug 12, 2020 19:18 UTC | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | PurchaseCommon Stock | 29,600 | $3.70 | $109,520.00 |
DisclosureSEC source: 0001562180-20-005410 · primarydocument.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director · See Remarks (1) 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners III, L.P. Disclosed balance after: 2,515,308 Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 17:22 UTC | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | PurchaseCommon Stock | 292,500 | $3.50 | $1,023,750.00 |
DisclosureSEC source: 0001562180-20-005406 · primarydocument.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director · See Remarks (1) 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners III, L.P. Disclosed balance after: 2,485,708 Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 21:26 UTC | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | PurchaseCommon Stock | 24,000 | $5.11 | $122,582.40 |
DisclosureSEC source: 0001562180-20-002406 · primarydocument.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director · See Remarks (1) 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners III, L.P. Disclosed balance after: 2,193,208 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.07 to $5.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 13:20 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 50,000 | $45.55 | $2,277,500.00 |
DisclosureSEC source: 0001127602-19-035127 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 946,384 F1 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 13:39 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Disposition to issuerCommon Stock | 263,046 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-017865 · rdgdoc.xml · nonDerivative · entry 2 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Patriot Financial Partners Parallel II, LP Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement between the issuer and First Merchants Corporation ("First Merchants"), each share of which was converted into 0.2750 shares of First Merchants common stock having a market value of $35.72 per share on the effective date of the merger. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 13:39 UTC | MBT FINANCIAL CORP MBTF · Entity 155164 | Disposition to issuerCommon Stock | 1,797,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-017865 · rdgdoc.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Patriot Financial Partners II, LP Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement between the issuer and First Merchants Corporation ("First Merchants"), each share of which was converted into 0.2750 shares of First Merchants common stock having a market value of $35.72 per share on the effective date of the merger. Read SEC document |
| March 08, 2019 Filed Mar 7, 2019 18:17 UTC | TRINITY CAPITAL CORP TRIN · Entity 159365 | Disposition to issuerVoting common stock | 211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000099771-19-000030 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019. Read SEC document |
| December 10, 2018 Filed Dec 21, 2018 21:34 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008519 · doc1.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,500 F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 10, 2022. F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 16:11 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 18,262 | $25.02 | $456,915.24 |
DisclosureSEC source: 0001209191-18-036331 · doc4.xml · nonDerivative · entry 2 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners Parallel, L.P. Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.00 to $25.05 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 16:11 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 105,718 | $25.02 | $2,645,064.36 |
DisclosureSEC source: 0001209191-18-036331 · doc4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners L.P. Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.00 to $25.05 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| May 30, 2018 Filed May 31, 2018 09:55 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 14,730 | $25.03 | $368,691.90 |
DisclosureSEC source: 0001209191-18-034291 · doc4.xml · nonDerivative · entry 2 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners Parallel, L.P. Disclosed balance after: 18,262 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.00 to $25.10 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| May 30, 2018 Filed May 31, 2018 09:55 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 85,270 | $25.03 | $2,134,308.10 |
DisclosureSEC source: 0001209191-18-034291 · doc4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners L.P. Disclosed balance after: 105,718 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.00 to $25.10 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| May 25, 2018 Filed May 29, 2018 13:03 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 2,149 | $25.00 | $53,725.00 |
DisclosureSEC source: 0001209191-18-033710 · doc4.xml · nonDerivative · entry 2 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners Parallel, L.P. Disclosed balance after: 32,992 Read SEC document |
| May 25, 2018 Filed May 29, 2018 13:03 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 12,440 | $25.00 | $311,000.00 |
DisclosureSEC source: 0001209191-18-033710 · doc4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners L.P. Disclosed balance after: 190,988 Read SEC document |
| May 22, 2018 Filed May 23, 2018 16:53 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 12,581 | $25.00 | $314,525.00 |
DisclosureSEC source: 0001209191-18-032646 · doc4.xml · nonDerivative · entry 2 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners Parallel, L.P. Disclosed balance after: 35,141 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.00 to $25.04, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| May 22, 2018 Filed May 23, 2018 16:53 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 72,830 | $25.00 | $1,820,750.00 |
DisclosureSEC source: 0001209191-18-032646 · doc4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners L.P. Disclosed balance after: 203,428 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.00 to $25.04, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 18:29 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 18,899 | $25.32 | $478,522.68 |
DisclosureSEC source: 0001209191-18-018612 · doc4.xml · nonDerivative · entry 4 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners Parallel, L.P. Disclosed balance after: 47,722 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.04 to $25.45 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 18:29 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 109,401 | $25.32 | $2,770,033.32 |
DisclosureSEC source: 0001209191-18-018612 · doc4.xml · nonDerivative · entry 2 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners L.P. Disclosed balance after: 276,258 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.04 to $25.45 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 18:29 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 10,561 | $25.04 | $264,447.44 |
DisclosureSEC source: 0001209191-18-018612 · doc4.xml · nonDerivative · entry 3 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners Parallel, L.P. Disclosed balance after: 66,621 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.00 to $25.25 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 18:29 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 61,139 | $25.04 | $1,530,920.56 |
DisclosureSEC source: 0001209191-18-018612 · doc4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners L.P. Disclosed balance after: 385,659 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.00 to $25.25 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 19:57 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 3,683 | $25.30 | $93,179.90 |
DisclosureSEC source: 0001209191-17-063345 · doc4.xml · nonDerivative · entry 2 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners Parallel, L.P. Disclosed balance after: 77,182 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.25 to $25.45 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 19:57 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 21,317 | $25.30 | $539,320.10 |
DisclosureSEC source: 0001209191-17-063345 · doc4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners L.P. Disclosed balance after: 446,798 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.25 to $25.45 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 15:40 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 14,730 | $25.31 | $372,816.30 |
DisclosureSEC source: 0001209191-17-063008 · doc4.xml · nonDerivative · entry 2 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners Parallel, L.P. Disclosed balance after: 80,865 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.20 to $25.60 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 15:40 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 85,270 | $25.31 | $2,158,183.70 |
DisclosureSEC source: 0001209191-17-063008 · doc4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners L.P. Disclosed balance after: 468,115 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.20 to $25.60 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 16:05 UTC | STERLING BANCORP STL · Entity 130861 | SaleCommon Stock | 9,126 | $25.04 | $228,515.04 |
DisclosureSEC source: 0001209191-17-058586 · doc4.xml · nonDerivative · entry 4 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Partners Parallel, L.P. Disclosed balance after: 95,595 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.20 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.