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Douglas Emmett Inc

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4415
SEC CIK
0001364250
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180

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3 purchase rows · 0 sale rows

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2020 Filed Jul 9, 2020 00:04 UTC
Emmett Dan ADirector · Chairman of the Board
GiftCommon Stock 46,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041827 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1.

Disclosed balance after: 1,100,538

F1 · balance_after: Following the gifts reported herein, Reporting Person may be deemed to beneficially own 4,566,665 Common Stock equivalents, including Common Stock, partnership common units ("OP Units") and long term incentive plan units ("LTIPs") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs may be converted into OP Units. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option.

F2 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,034,538 shares of common stock of Issuer held by the Dan A. Emmett Revocable Trust, and (ii) 66,000 shares of common stock of Issuer held by certain trusts f/b/o Reporting Person's children (the "Children's Trusts"). Reporting Person is a trustee of the Children's Trusts with sole voting and dispositive power but disclaims beneficial ownership of shares held by the Children's Trusts.

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June 02, 2020 Filed Jun 3, 2020 17:44 UTC PurchaseCommon Stock 2,800 $30.47 $85,319.08
Disclosure

SEC source: 0001209191-20-034155 · doc4.xml · nonDerivative · entry 2

ANDERSON CHRISTOPHER H · CIK 0001463212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,344,460

F3 · shares: Aggregate number of Shares purchased by Reporting Person on the same day at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $30.41 to $30.63 per share. Full information regarding the number of Shares purchased at each price will be provided to the Staff, Issuer or any security holder, upon request.

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June 01, 2020 Filed Jun 3, 2020 17:44 UTC PurchaseCommon Stock 40,000 $30.32 $1,212,680.00
Disclosure

SEC source: 0001209191-20-034155 · doc4.xml · nonDerivative · entry 1

ANDERSON CHRISTOPHER H · CIK 0001463212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,341,660

F1 · shares: The aggregate number of shares of common stock of Issuer (the "Shares") purchased by Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $30.14 to $30.47 per share. Full information regarding the number of Shares purchased at each price will be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

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March 13, 2020 Filed Mar 16, 2020 18:30 UTC PurchaseCommon Stock 9,400 $32.02 $300,972.02
Disclosure

SEC source: 0001209191-20-019173 · doc4.xml · nonDerivative · entry 1

SIMON WILLIAM E JR · CIK 0001550560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,800

F1 · shares: The aggregate number of shares purchased by Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average of prices ranging from $31.98 to $32.11 per share. Full information will be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

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March 05, 2020 Filed Mar 9, 2020 20:20 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017533 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,048

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:06 UTC PurchaseCommon Stock 2,861 $38.29 $109,551.12
Disclosure

SEC source: 0001209191-20-014791 · doc4.xml · nonDerivative · entry 4

SIMON WILLIAM E JR · CIK 0001550560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,400

F4 · price: Represents the weighted average of prices ranging from $38.21 to $38.36 per share. Full information will be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:06 UTC PurchaseCommon Stock 4,639 $37.59 $174,393.00
Disclosure

SEC source: 0001209191-20-014791 · doc4.xml · nonDerivative · entry 3

SIMON WILLIAM E JR · CIK 0001550560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,539

F3 · price: Represents the weighted average of prices ranging from $37.20 to $38.13 per share. Full information will be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:06 UTC PurchaseCommon Stock 2,630 $40.29 $105,972.43
Disclosure

SEC source: 0001209191-20-014791 · doc4.xml · nonDerivative · entry 2

SIMON WILLIAM E JR · CIK 0001550560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,900

F2 · price: Represents the weighted average of prices ranging from $40.25 to $40.34 per share. Full information will be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:06 UTC PurchaseCommon Stock 4,870 $39.91 $194,357.80
Disclosure

SEC source: 0001209191-20-014791 · doc4.xml · nonDerivative · entry 1

SIMON WILLIAM E JR · CIK 0001550560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,270

F1 · price: Represents the weighted average of prices ranging from $39.235 to $40.235 per share. Full information will be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 19:38 UTC GrantLong Term Incentive Plan Units · Derivative 5,537 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062348 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,537

Underlying: Common Stock · 5,537 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest one-quarter in equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 1,629 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 51,152 OP Units.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 19:26 UTC GrantLong Term Incentive Plan Units · Derivative 5,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062341 · doc4.xml · derivative · entry 1

ANDERSON CHRISTOPHER H · CIK 0001463212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

Underlying: Common Stock · 5,023 shares

Expires 2029-12-27

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on each of March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 1,478 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 3,435,167 OP Units.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:34 UTC GrantLong Term Incentive Plan Units · Derivative 5,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062345 · doc4.xml · derivative · entry 1

Feinberg David T · CIK 0001486426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

Underlying: Common Stock · 5,023 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest in equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 1,478 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 49,890 OP Units.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 19:31 UTC GrantLong Term Incentive Plan Units · Derivative 5,366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062343 · doc4.xml · derivative · entry 1

Bider Leslie E · CIK 0001294337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,366

Underlying: Common Stock · 5,366 shares

Expires 2029-12-27

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on each of March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 1,579 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 84,420 OP Units.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:41 UTC GrantLong Term Incentive Plan Units · Derivative 5,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062352 · doc4.xml · derivative · entry 2

Spisso Johnese · CIK 0001760632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

Underlying: Common Stock · 5,023 shares

Expires 2029-12-27

F3 · security: See footnote 1.

F4 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F5 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:41 UTC GrantLong Term Incentive Plan Units · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062352 · doc4.xml · derivative · entry 1

Spisso Johnese · CIK 0001760632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Underlying: Common Stock · 1,675 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer during 2019. These LTIP Units are fully vested as of December 31, 2019.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:41 UTC GrantLong Term Incentive Plan Units · Derivative 5,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062351 · doc4.xml · derivative · entry 1

SIMON WILLIAM E JR · CIK 0001550560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

Underlying: Common Stock · 5,023 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest one-quarter in equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 1,579 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 44,252 OP Units.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:40 UTC GrantLong Term Incentive Plan Units · Derivative 23,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062350 · doc4.xml · derivative · entry 1

SEYMOUR PETER · CIK 0001769943 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,973

Underlying: Common Stock · 23,973 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 40% on December 31, 2019. The remaining 60% of LTIP Units vest in equal installments on December 31, 2020, 2021 and 2022.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 46,622 LTIP Units granted pursuant to Issuer's 2016 Stock Incentive Plan, and 25,171 OP Units.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:39 UTC
Panzer Kenneth MDirector · Chief Operating Officer
GrantLong Term Incentive Plan Units · Derivative 273,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062349 · doc4.xml · derivative · entry 1

Panzer Kenneth M · CIK 0001378404 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,973

Underlying: Common Stock · 273,973 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 50% on December 31, 2019. The remaining 50% of these LTIP Units vest in equal installments on December 31, 2020, 2021 and 2022.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 220,557 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 7,528,252 OP Units.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:37 UTC GrantLong Term Incentive Plan Units · Derivative 5,366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062347 · doc4.xml · derivative · entry 2

MCFERRAN VIRGINIA · CIK 0001643809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,366

Underlying: Common Stock · 5,366 shares

Expires 2029-12-27

F3 · security: See footnote 1.

F4 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F5 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020.

F6 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 1,478 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 22,630 OP Units.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:37 UTC GrantLong Term Incentive Plan Units · Derivative 115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062347 · doc4.xml · derivative · entry 1

MCFERRAN VIRGINIA · CIK 0001643809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115

Underlying: Common Stock · 115 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer during 2019. These LTIP Units are fully vested as of December 31, 2019.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:32 UTC
Emmett Dan ADirector · Chairman of the Board
GrantLong Term Incentive Plan Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062344 · doc4.xml · derivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Common Stock · 2,854 shares

Expires 2029-12-27

F2 · security: Long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit")of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable without consideration by the holder for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F3 · derivative.exercise_date: LTIP Units vest 25% on December 31, 2019. The balance of the LTIP Units vests in equal installments on December 31, 2020, 2021 and 2022.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person's derivative securities include (i) 3,460,780 OP Units of which 770,126 OP Units are held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and (ii) 4,855 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:35 UTC
Kaplan Jordan LDirector · Chief Exec Officer, President
GrantLong Term Incentive Plan Units · Derivative 273,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062346 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,973

Underlying: Common Stock · 273,973 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 50% on December 31, 2019. The remaining 50% of LTIP Units vest in equal installments on December 31, 2020, 2021 and 2022.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 220,557 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 8,122,934 OP Units.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:29 UTC
CRUMMY KEVIN ANDREWChief Investment Officer
GrantLong Term Incentive Plan Units · Derivative 61,873 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062342 · doc4.xml · derivative · entry 1

CRUMMY KEVIN ANDREW · CIK 0001615005 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,873

Underlying: Common Stock · 61,873 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 30% on December 31, 2019. The remaining 70% of LTIP Units vest in equal installments on December 31, 2020, 2021 and 2022.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 66,842 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 303,884 OP Units.

Read SEC document
December 04, 2019 Filed Jan 1, 2020 00:32 UTC
Emmett Dan ADirector · Chairman of the Board
GiftCommon Stock 46,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062344 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147,424

F1 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,081,424 shares of common stock ("Shares") of Issuer held by the Dan A. Emmett Revocable Trust, and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein.

Read SEC document
November 21, 2019 Filed Nov 26, 2019 01:27 UTC
Kaplan Jordan LDirector · Chief Exec Officer, President
OtherPartnership Common Units · Derivative 31,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058018 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,122,934

Underlying: Common Stock · 31,517 shares

Expires not disclosed

F1 · security: Partnership common units ("OP Units") of Douglas Emmett Properties, LP, a DE limited partnership, Issuer's operating partnership (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership.

F2 · derivative.exercise_price: Each OP Unit has an economic interest equivalent to one share of the Issuer's common stock ("Common Stock"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of shares of Common Stock, at Issuer's option.

F3 · kind: In connection with a recapitalization transaction (the "Transaction") of Douglas Emmett Fund X, LLC (the "Fund"), each of the direct and indirect minority investors in the Fund was given the opportunity to receive either cash or OP Units of the Operating Partnership in exchange for their direct or indirect interests in the Fund. Reporting Person elected to receive the number of OP Units reported herein in lieu of cash.

F4 · shares: OP Units acquired by Reporting Person in exchange for direct or indirect interests in the Fund in the Transaction described above.

F5 · price: Not applicable.

F5 · derivative.exercise_date: Not applicable.

F5 · derivative.expiration_date: Not applicable.

F6 · balance_after: Reporting Person's derivative securities include 220,557 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person also owns 2,732,590 shares of Common Stock.

Read SEC document
November 21, 2019 Filed Nov 26, 2019 01:22 UTC
Emmett Dan ADirector · Chairman of the Board
OtherPartnership Common Units · Derivative 31,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058014 · doc4.xml · derivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,460,780

Underlying: Common Stock · 31,517 shares

Expires not disclosed

F1 · security: Partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership.

F2 · derivative.exercise_price: Each OP Unit has an economic interest equivalent to one share of the Issuer's common stock ("Common Stock"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option.

F3 · kind: In connection with a recapitalization transaction (the "Transaction") of Douglas Emmett Fund X, LLC (the "Fund"), each of the direct and indirect minority investors in the Fund was given the opportunity to receive either cash or OP Units of the Operating Partnership in exchange for their direct or indirect interests in the Fund. Rivermouth Partners, L.P., a CA limited partnership ("Rivermouth") elected to receive the number of OP Units reported herein in lieu of cash. Reporting Person is president of the manager of the general partner of Rivermouth.

F4 · shares: OP Units acquired by Rivermouth in exchange for direct or indirect interests in the Fund in the Transaction described above.

F5 · price: Not applicable.

F5 · derivative.exercise_date: Not applicable.

F5 · derivative.expiration_date: Not applicable.

F6 · balance_after: Reporting Person's derivative securities include (i) 3,460,780 OP Units of which 770,126 OP Units are held by certain trusts f/b/o Reporting Person's children and spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 are held by Rivermouth; and (ii) 4,855 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein.

F7 · balance_after: Reporting Person also beneficially owns 1,127,561 shares of Common Stock held by the Dan A. Emmett Revocable Trust, and 66,000 shares of Common Stock held by the Family Trusts of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership thereof.

Read SEC document
November 21, 2019 Filed Nov 26, 2019 01:11 UTC
Panzer Kenneth MDirector · Chief Operating Officer
OtherPartnership Common Units · Derivative 31,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058010 · doc4.xml · derivative · entry 1

Panzer Kenneth M · CIK 0001378404 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528,252

Underlying: Common Stock · 31,517 shares

Expires not disclosed

F1 · security: Partnership common units ("OP Units") of Douglas Emmett Properties, LP, a DE limited partnership, Issuer's operating partnership (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership.

F2 · derivative.exercise_price: Each OP Unit has an economic interest equivalent to one share of the Issuer's common stock ("Common Stock"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of shares of Common Stock, at Issuer's option.

F3 · kind: In connection with a recapitalization transaction (the "Transaction") of Douglas Emmett Fund X, LLC (the "Fund"), each of the direct and indirect minority investors in the Fund was given the opportunity to receive either cash or OP Units of the Operating Partnership in exchange for their direct or indirect interests in the Fund. Reporting Person elected to receive the number of OP Units reported herein in lieu of cash.

F4 · shares: OP Units acquired by Reporting Person in exchange for direct or indirect interests in the Fund in the Transaction described above.

F5 · price: Not applicable.

F5 · derivative.exercise_date: Not applicable.

F5 · derivative.expiration_date: Not applicable.

F6 · balance_after: Reporting Person's derivative securities include 220,557 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person also owns 873,590 shares of Common Stock.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 18:28 UTC PurchaseCommon Stock 35,000 $43.23 $1,513,158.50
Disclosure

SEC source: 0001209191-19-056470 · doc4.xml · nonDerivative · entry 1

ANDERSON CHRISTOPHER H · CIK 0001463212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,301,660

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $43.15 to $43.34 per share. Full information regarding the number of Shares purchased at each price will be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

Read SEC document
June 20, 2019 Filed Jul 17, 2019 00:41 UTC
Emmett Dan ADirector · Chairman of the Board
GiftCommon Stock 56,309 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042293 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1.

Disclosed balance after: 1,193,561

F1 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,127,561 shares of common stock ("Shares") of Issuer held by the Dan A. Emmett Revocable Trust (the "Emmett Trust"), and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein.

F2 · balance_after: Following the gifts reported herein, Reporting Person may be deemed to beneficially own 4,627,679 Common Stock equivalents, including Common Stock, partnership common units ("OP Units") and long term incentive plan units ("LTIPs") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs may be converted into OP Units. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:29 UTC
Emmett Dan ADirector · Chairman of the Board
SaleCommon Stock 40,000 $40.78 $1,631,268.00
Disclosure

SEC source: 0001209191-19-028493 · doc4.xml · nonDerivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4.

Disclosed balance after: 1,249,870

F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $40.68 to $40.92 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F4 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,183,870 Shares held by the Emmett Trust, and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein.

Read SEC document
April 05, 2019 Filed May 9, 2019 20:29 UTC
Emmett Dan ADirector · Chairman of the Board
OtherOperating Partnership Units · Derivative 40,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028493 · doc4.xml · derivative · entry 3

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 8.

Disclosed balance after: 39,575

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F5 · derivative.exercise_price: OP Units have an economic interest equivalent to one share of the Issuer's common stock. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option.

F6 · kind: OP Units of the Operating Partnership tendered to Issuer by the DWE Trust for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership.

F7 · derivative.exercise_date: Not applicable.

F7 · derivative.expiration_date: Not applicable.

F8 · balance_after: Reporting Person's derivative securities include (i) 3,422,104 OP Units of which 770,126 OP Units are held by certain trusts f/b/o Reporting Person's children and spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, (ii) 3,169 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 2,442 LTIP Units, 3,043 LTIP Units and 3,360 LTIP Units granted respectively in 2016, 2017 and 2018 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
April 05, 2019 Filed May 9, 2019 20:29 UTC
Emmett Dan ADirector · Chairman of the Board
OtherCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028493 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2.

Disclosed balance after: 1,289,870

F1 · kind: Common stock ("Common Stock") of Issuer acquired by the Daniel W. Emmett Revocable Trust (the "DWE Trust") upon redemption and exchange of partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration, by the holder, for an equivalent number of shares ("Shares") of Common Stock or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership.

F2 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,183,870 Shares held by the Dan A. Emmett Revocable Trust (the "Emmett Trust"), and (ii) 106,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 22:52 UTC PurchaseCommon Stock 8,700 $34.17 $297,296.40
Disclosure

SEC source: 0001209191-18-063982 · doc4.xml · nonDerivative · entry 1

SIMON WILLIAM E JR · CIK 0001550560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,400

F1 · price: Represents the weighted average of prices ranging from $34.04 to $34.35 per share. Full information will be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

Read SEC document
December 13, 2018 Filed Feb 14, 2019 02:18 UTC
Emmett Dan ADirector · Chairman of the Board
GiftCommon Stock 33,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009954 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2.

Disclosed balance after: 1,183,870

F1 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,183,870 Shares held by the Emmett Trust, and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Derivative securities beneficially owned include (i) 3,462,104 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein; (ii) 3,169 LTIPs granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 8,845 LTIPs granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan.

F2 · balance_after: Following the gift reported herein, Reporting Person may be deemed to beneficially own 4,723,988 common stock equivalents, including common stock ("Common Stock") of Issuer, and partnership common units ("OP Units") and long term incentive plan units ("LTIPs") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs can be converted into OP Units. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option.

F1 · ownership.direct: Common stock beneficially owned includes (i) an aggregate of 1,183,870 Shares held by the Emmett Trust, and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Derivative securities beneficially owned include (i) 3,462,104 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein; (ii) 3,169 LTIPs granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 8,845 LTIPs granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan.

Read SEC document
December 12, 2018 Filed Feb 11, 2019 19:00 UTC GiftCommon Stock 14,659 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009109 · doc4.xml · nonDerivative · entry 1

ANDERSON CHRISTOPHER H · CIK 0001463212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266,660

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:16 UTC GrantLong Term Incentive Plan Units · Derivative 6,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061896 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,518

Underlying: Common Stock · 6,518 shares

Expires 2028-12-06

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest one-quarter in equal installments on March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,956 LTIP Units and 4,929 LTIP Units granted respectively in 2016 and 2017 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person also owns 37,378 OP Units.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:14 UTC GrantLong Term Incentive Plan Units · Derivative 9,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061894 · doc4.xml · derivative · entry 1

GISLER MONA · CIK 0001642653 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,245

Underlying: Common Stock · 9,245 shares

Expires 2028-12-06

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 35.90% on December 31, 2018. The balance of 64.10% of LTIP Units reported herein vest in equal installments on December 31, 2019, 2020 and 2021.

F3 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 5,469 LTIP Units and 6,815 LTIP Units granted respectively in 2016 and 2017 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 28,481 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. Reporting Person also owns 10,705 OP Units.

Read SEC document
December 06, 2018 Filed Dec 11, 2018 02:13 UTC GrantLong Term Incentive Plan Units · Derivative 5,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061893 · doc4.xml · derivative · entry 1

Feinberg David T · CIK 0001486426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,913

Underlying: Common Stock · 5,913 shares

Expires 2028-12-06

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest in equal installments on March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,516 LTIP Units and 4,381 LTIP Units granted respectively in 2016 and 2017 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person also owns 37,558 OP Units.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:08 UTC GrantLong Term Incentive Plan Units · Derivative 5,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061888 · doc4.xml · derivative · entry 1

ANDERSON CHRISTOPHER H · CIK 0001463212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,913

Underlying: Common Stock · 5,913 shares

Expires 2028-12-06

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,516 LTIP Units and 4,381 LTIP Units granted respectively in 2016 and 2017 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person also owns 3,422,835 OP Units.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:09 UTC GrantLong Term Incentive Plan Units · Derivative 6,316 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061890 · doc4.xml · derivative · entry 1

Bider Leslie E · CIK 0001294337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,316

Underlying: Common Stock · 6,316 shares

Expires 2028-12-06

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,809 LTIP Units and 4,746 LTIP Units granted respectively in 2016 and 2017 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person also owns 71,128 OP Units.

Read SEC document
December 06, 2018 Filed Dec 11, 2018 02:25 UTC GrantLong Term Incentive Plan Units · Derivative 5,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061902 · doc4.xml · derivative · entry 1

MCFERRAN VIRGINIA · CIK 0001643809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,913

Underlying: Common Stock · 5,913 shares

Expires 2028-12-06

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest one-quarter in equal installments on March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,516 LTIP Units and 4,381 LTIP Units granted respectively in 2016 and 2017 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person also owns 10,298 OP Units.

Read SEC document
December 06, 2018 Filed Dec 11, 2018 02:21 UTC
CRUMMY KEVIN ANDREWChief Investment Officer
GrantLong Term Incentive Plan Units · Derivative 51,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061900 · doc4.xml · derivative · entry 1

CRUMMY KEVIN ANDREW · CIK 0001615005 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,062

Underlying: Common Stock · 51,062 shares

Expires 2028-12-06

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 40% on December 31, 2018. The remaining 60% of these LTIP Units will vest in equal installments on December 31, 2019, 2020 and 2021.

F3 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 79,701 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 96,663 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. Reporting Person also holds 143,300 OP Units.

Read SEC document
December 06, 2018 Filed Dec 11, 2018 02:17 UTC GrantLong Term Incentive Plan Units · Derivative 6,316 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061898 · doc4.xml · derivative · entry 1

SIMON WILLIAM E JR · CIK 0001550560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,316

Underlying: Common Stock · 6,316 shares

Expires 2028-12-06

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest one-quarter in equal installments on March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,809 LTIP Units and 4,746 LTIP Units granted respectively in 2016 and 2017 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person also owns 30,960 OP Units.

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December 06, 2018 Filed Dec 11, 2018 02:17 UTC
Panzer Kenneth MDirector · Chief Operating Officer
GrantLong Term Incentive Plan Units · Derivative 295,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061897 · doc4.xml · derivative · entry 1

Panzer Kenneth M · CIK 0001378404 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,620

Underlying: Common Stock · 295,620 shares

Expires 2028-12-06

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: These LTIP Units vest 70% on December 31, 2018. The remaining 30% of these LTIP Units vest in equal installments on December 31, 2019, 2020 and 2021.

F3 · balance_after: In addition to the LTIP Units reported herein, Reporting Person owns 395,615 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 139,698 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. Reporting Person also owns 6,886,359 OP Units.

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December 06, 2018 Filed Dec 11, 2018 02:15 UTC
Kaplan Jordan LDirector · Chief Exec Officer, President
GrantLong Term Incentive Plan Units · Derivative 295,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061895 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,620

Underlying: Common Stock · 295,620 shares

Expires 2028-12-28

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2018. The remaining 30% of LTIP Units vest in equal installments on December 31, 2019, 2020 and 2021.

F3 · balance_after: In addition to the LTIP Units reported herein, Reporting Person holds 395,615 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 139,698 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. Reporting Person also owns 7,481,041 OP Units.

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December 06, 2018 Filed Dec 11, 2018 02:12 UTC
Emmett Dan ADirector · Chairman of the Board
GrantLong Term Incentive Plan Units · Derivative 3,360 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061892 · doc4.xml · derivative · entry 3

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

Underlying: Common Stock · 3,360 shares

Expires 2028-12-06

F2 · security: Long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Issuer. Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into partnership common units ("OP Units"). LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock of Issuer or for the cash value of such shares, at Issuer's option.

F3 · derivative.exercise_date: LTIP Units vest 25% on December 31, 2018. The balance of the LTIP Units vests in equal installments on December 31, 2019, 2020 and 2021.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person's derivative securities include (i) 3,462,104 OP Units of which 810,126 OP Units are held by the Children's Trusts and a trust f/b/o the Reporting Person's spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, (ii) 3,169 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 2,442 LTIP Units and 3,043 LTIP Units granted respectively in 2016 and 2017 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein.

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December 06, 2018 Filed Dec 11, 2018 02:07 UTC
Kaplan Jordan LDirector · Chief Exec Officer, President
GrantLong Term Incentive Plan Units · Derivative 295,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061886 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,620

Underlying: Common Stock · 295,620 shares

Expires 2028-12-28

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2018. The remaining 30% of LTIP Units vest in equal installments on December 31, 2019, 2020 and 2021.

F3 · balance_after: In addition to the LTIP Units reported herein, Reporting Person holds 395,615 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 139,698 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. Reporting Person also owns 7,481,041 OP Units.

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December 03, 2018 Filed Dec 11, 2018 02:12 UTC
Emmett Dan ADirector · Chairman of the Board
GiftCommon Stock 22,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061892 · doc4.xml · nonDerivative · entry 2

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1.

Disclosed balance after: 1,217,287

F1 · balance_after: Reporting Person may be deemed to beneficially own common stock ("Common Stock") of Issuer including (i) an aggregate of 1,217,287 shares of Common Stock owned by the Dan A. Emmett Revocable Living Trust and a community property trust, and (ii) 66,000 shares of Common Stock owned by certain trusts f/b/o Reporting Person's children (the "Children's Trusts") of which Reporting Person is a trustee with voting and investment power. Reporting Person disclaims beneficial ownership of Common Stock owned by the Children's Trusts, except to the extent of his pecuniary interest, if any, therein.

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June 01, 2018 Filed Jun 5, 2018 00:36 UTC PurchaseCommon Stock 7,700 $38.55 $296,861.18
Disclosure

SEC source: 0001209191-18-035391 · doc4.xml · nonDerivative · entry 1

SIMON WILLIAM E JR · CIK 0001550560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

F1 · price: Represents the weighted average of prices ranging from $38.39 to $38.66 per share. Full information will be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

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March 16, 2018 Filed Dec 11, 2018 02:12 UTC
Emmett Dan ADirector · Chairman of the Board
GiftCommon Stock 26,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061892 · doc4.xml · nonDerivative · entry 1

Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1.

Disclosed balance after: 1,239,683

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.