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O HERN THOMAS E

Disclosed activity across 2 companies

Tapewire entity
71352
SEC CIK
0001022056

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Douglas Emmett IncDEI · Entity 4415DirectorDecember 15, 2025December 17, 2025
MACERICH COMAC · Entity 3712DirectorApril 24, 2024April 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Douglas Emmett Inc

Report date December 15, 2025 · Filed December 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Long Term Incentive Plan UnitsSEC Table II · derivative / convertible security · Expires 2035-12-31Direct20,780 Reported balance After 2025-12-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-12-15 · Grant · Acquired 20,780 · Balance 20,780

F1: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units by the expiration date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3: LTIP Units vest in one-quarter equal installments on January 1, 2026, April 1, 2026, July 1, 2026, and October 1, 2026.

F4: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 21,912 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 95,755 OP Units.

Filing footnotes · ownership attribution and instrument terms

F1: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units by the expiration date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3: LTIP Units vest in one-quarter equal installments on January 1, 2026, April 1, 2026, July 1, 2026, and October 1, 2026.

F4: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 21,912 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 95,755 OP Units.

MACERICH CO

Report date April 24, 2024 · Filed April 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect518,455 Reported balance After 2024-04-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-04-24 · Grant · Acquired 286,831 · Balance 518,455

F1: Represents the vesting of performance-based units of limited partnership interest in The Macerich Partnership, LP (the "Partnership"), of which the Issuer is the general partner. These LTIP Units were issued as long-term incentive compensation and vested upon achievement of certain pre-established performance criteria. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Partnership ("Common Unit"). Each Common Unit may generally be redeemed, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit for one share of common stock. The rights to convert LTIP Units into Common Units and redeem for common stock do not have expiration dates.

F2: On January 1, 2021, the reporting person was granted an LTIP Unit award pursuant to which the reporting person could earn 342,639 LTIP Units at target performance, based on the Issuer's performance relative to certain performance criteria during the period from January 1, 2021 through December 31, 2023. On April 24, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that 286,831 of the LTIP Units, or 83.7% of the target amount, were earned based on the Issuer's performance during the performance period. The LTIP Units vested on December 31, 2023 and must be retained by the reporting person until December 31, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of performance-based units of limited partnership interest in The Macerich Partnership, LP (the "Partnership"), of which the Issuer is the general partner. These LTIP Units were issued as long-term incentive compensation and vested upon achievement of certain pre-established performance criteria. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Partnership ("Common Unit"). Each Common Unit may generally be redeemed, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit for one share of common stock. The rights to convert LTIP Units into Common Units and redeem for common stock do not have expiration dates.

F2: On January 1, 2021, the reporting person was granted an LTIP Unit award pursuant to which the reporting person could earn 342,639 LTIP Units at target performance, based on the Issuer's performance relative to certain performance criteria during the period from January 1, 2021 through December 31, 2023. On April 24, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that 286,831 of the LTIP Units, or 83.7% of the target amount, were earned based on the Issuer's performance during the performance period. The LTIP Units vested on December 31, 2023 and must be retained by the reporting person until December 31, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2025 Filed Dec 17, 2025 18:42 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 20,780 $0.00 $0.00
Disclosure

SEC source: 0001022056-25-000007 · wk-form4_1766014958.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,780

Underlying: Common Stock · 20,780 shares

Expires 2035-12-31

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units by the expiration date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F1 · derivative.exercise_price: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units by the expiration date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest in one-quarter equal installments on January 1, 2026, April 1, 2026, July 1, 2026, and October 1, 2026.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 21,912 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 95,755 OP Units.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 21:20 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 12,304 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001364250-24-000074 · wk-form4_1734142796.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,304

Underlying: Common Stock · 12,304 shares

Expires 2034-12-31

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest in one-quarter equal installments on January 1, 2025, April 1, 2025, July 1, 2025, and October 1, 2025.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 9,608 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 95,755 OP Units.

Read SEC document
April 24, 2024 Filed Apr 27, 2024 01:04 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 286,831 $0.00 $0.00
Disclosure

SEC source: 0000912242-24-000064 · wk-form4_1714179841.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,455

Underlying: Common Stock · 286,831 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the vesting of performance-based units of limited partnership interest in The Macerich Partnership, LP (the "Partnership"), of which the Issuer is the general partner. These LTIP Units were issued as long-term incentive compensation and vested upon achievement of certain pre-established performance criteria. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Partnership ("Common Unit"). Each Common Unit may generally be redeemed, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit for one share of common stock. The rights to convert LTIP Units into Common Units and redeem for common stock do not have expiration dates.

F1 · derivative.exercise_date: Represents the vesting of performance-based units of limited partnership interest in The Macerich Partnership, LP (the "Partnership"), of which the Issuer is the general partner. These LTIP Units were issued as long-term incentive compensation and vested upon achievement of certain pre-established performance criteria. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Partnership ("Common Unit"). Each Common Unit may generally be redeemed, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit for one share of common stock. The rights to convert LTIP Units into Common Units and redeem for common stock do not have expiration dates.

F2 · derivative.exercise_date: On January 1, 2021, the reporting person was granted an LTIP Unit award pursuant to which the reporting person could earn 342,639 LTIP Units at target performance, based on the Issuer's performance relative to certain performance criteria during the period from January 1, 2021 through December 31, 2023. On April 24, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that 286,831 of the LTIP Units, or 83.7% of the target amount, were earned based on the Issuer's performance during the performance period. The LTIP Units vested on December 31, 2023 and must be retained by the reporting person until December 31, 2024.

F1 · derivative.expiration_date: Represents the vesting of performance-based units of limited partnership interest in The Macerich Partnership, LP (the "Partnership"), of which the Issuer is the general partner. These LTIP Units were issued as long-term incentive compensation and vested upon achievement of certain pre-established performance criteria. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Partnership ("Common Unit"). Each Common Unit may generally be redeemed, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit for one share of common stock. The rights to convert LTIP Units into Common Units and redeem for common stock do not have expiration dates.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:07 UTC MACERICH CO MAC · Entity 3712 SaleCommon Stock 95,000 $16.94 $1,609,300.00
Disclosure

SEC source: 0000912242-24-000034 · wk-form4_1711145259.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,900

F1 · price: The sales price ranged from $16.90 to $17.04.

F2 · balance_after: Excludes 2390 shares held in trust for the reporting person's children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: Includes 743 shares held in a joint account for the reporting person and one of his children.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 22:09 UTC MACERICH CO MAC · Entity 3712 SaleCommon Stock 7,964 $16.39 $130,529.96
Disclosure

SEC source: 0000912242-24-000031 · wk-form4_1710799751.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:28 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 5,395 $0.00 $0.00
Disclosure

SEC source: 0000912242-24-000015 · wk-form4_1708471725.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,624

Underlying: Common Stock · 5,395 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2024, one-third on December 31, 2025 and one-third on December 31, 2026.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 19:37 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 16,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001364250-23-000098 · wk-form4_1703896627.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,287

Underlying: Common Stock · 16,287 shares

Expires 2033-12-31

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest in one-quarter equal installments on January 1, 2024, April 1, 2024, July 1, 2024, and October 1, 2024.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 13,120 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 75,956 OP Units.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:38 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 133,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001360 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,883

Underlying: Common Stock · 133,214 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2023, one-third on December 31, 2024 and one-third on December 31, 2025.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 18:45 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 15,166 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000895345-22-000885 · form4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,166

Underlying: Common Stock · 15,166 shares

Expires 2032-12-31

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest in one-quarter equal installments on January 1, 2023, April 1, 2023, July 1, 2023, and October 1, 2023.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 9,133 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 64,777 OP Units.

Read SEC document
September 23, 2022 Filed Sep 26, 2022 17:14 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 12,820 $7.77 $99,560.12
Disclosure

SEC source: 0001209191-22-051221 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,900

F1 · balance_after: The purchase price ranged from $7.68 to $7.85.

F2 · balance_after: Excludes 7,912 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,390 shares held in trust for the reporting person's children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: Includes 743 shares held in a joint account for the reporting person and one of his children.

Read SEC document
September 19, 2022 Filed Sep 20, 2022 22:59 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 11,100 $8.99 $99,833.40
Disclosure

SEC source: 0001209191-22-050786 · doc4.xml · nonDerivative · entry 2

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,080

F1 · balance_after: Excludes 7,912 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,390 shares held in trust for the reporting person's children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F2 · balance_after: Includes 743 shares held in a joint account for the reporting person and one of his children.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 22:59 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 11,100 $8.97 $99,589.20
Disclosure

SEC source: 0001209191-22-050786 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,980

Read SEC document
June 13, 2022 Filed Jun 13, 2022 22:37 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 25,000 $9.49 $237,250.00
Disclosure

SEC source: 0001209191-22-036440 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,880

F1 · price: The purchase price ranged from $9.26 to $9.69.

F2 · balance_after: Excludes 6,903 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,390 shares held in trust for the reporting person's children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: Includes 743 shares held in a joint account for the reporting person and one of his children.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 18:32 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 10,000 $14.62 $146,150.00
Disclosure

SEC source: 0001209191-22-021283 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,880

F1 · balance_after: Excludes 7,221 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,390 shares held in trust for the reporting person's children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F2 · balance_after: Includes 743 shares held in a joint account for the reporting person and one of his children.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:06 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 86,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001219 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,546

Underlying: Common Stock · 86,805 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2022, one-third on December 31, 2023 and one-third on December 31, 2024.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

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December 30, 2021 Filed Jan 4, 2022 21:06 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 7,192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000895345-22-000028 · form4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,192

Underlying: Common Stock · 7,192 shares

Expires 2031-12-30

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest in one-quarter equal installments on January 1, 2022, April 1, 2022, July 1, 2022, and October 1, 2022.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 9,737 fully vested LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 56,981 OP Units.

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March 16, 2021 Filed Feb 14, 2022 18:50 UTC MACERICH CO MAC · Entity 3712 GiftCommon Stock 1,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009144 · doc5.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,880

F1 · shares: Transfer from a joint account for the reporting person and his son to his son.

F2 · balance_after: Excludes 6,733 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,390 shares held in trust for the reporting person's children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: Includes 743 shares held in a joint account for the reporting person and one of his children.

F4 · balance_after: Includes additional shares held by the reporting person as of the filing date of this report as corrected for a prior error.

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January 01, 2021 Filed Jan 6, 2021 00:50 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 105,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001668 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,741

Underlying: Common Stock · 105,435 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2021, one-third on December 31, 2022 and one-third on December 31, 2023.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

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December 30, 2020 Filed Jan 4, 2021 21:22 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 8,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000602 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Underlying: Common Stock · 8,400 shares

Expires 2030-12-30

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest one-quarter in equal installments on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 7,166 fully vested LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 51,152 OP Units.

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November 17, 2020 Filed Feb 17, 2021 00:03 UTC MACERICH CO MAC · Entity 3712 GiftCommon Stock 1,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010975 · doc5.xml · nonDerivative · entry 2

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,418

F2 · shares: Transfer from a joint account for the reporting person and his son to his son.

F3 · balance_after: Excludes 6,857 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,390 shares held in trust for the reporting person's children. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F4 · balance_after: Includes 1,860 shares held in joint accounts for the reporting person and two of his children.

F5 · balance_after: Includes 5,868 shares acquired as part of the Company's quarterly dividend paid on June 3, 2020.

F6 · balance_after: Represents an additional 44 shares held by the reporting person as of the filing date of this report, as corrected for a prior error.

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March 27, 2020 Filed Mar 31, 2020 21:00 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 20,000 $6.13 $122,558.00
Disclosure

SEC source: 0001209191-20-021847 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,621

F1 · balance_after: Excludes 6,078 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by his children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F2 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

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March 16, 2020 Filed Mar 18, 2020 18:49 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 25,000 $9.95 $248,770.00
Disclosure

SEC source: 0001209191-20-019968 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,621

F1 · balance_after: Excludes 5,570 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by his children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F2 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

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March 05, 2020 Filed Mar 9, 2020 20:20 UTC Douglas Emmett Inc DEI · Entity 4415 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017533 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,048

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:58 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 55,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001340 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,306

Underlying: Common Stock · 55,720 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 19:38 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 5,537 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062348 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,537

Underlying: Common Stock · 5,537 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest one-quarter in equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020.

F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 1,629 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 51,152 OP Units.

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August 21, 2019 Filed Aug 21, 2019 22:11 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 5,000 $28.02 $140,081.00
Disclosure

SEC source: 0001209191-19-047049 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,621

F1 · balance_after: Excludes 5,201 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by his children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F2 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

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August 08, 2019 Filed Aug 9, 2019 15:53 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 5,000 $30.90 $154,495.00
Disclosure

SEC source: 0001209191-19-045282 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,621

F1 · balance_after: Excludes 5,285 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by his children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F2 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

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May 29, 2019 Filed May 30, 2019 16:34 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 5,000 $37.11 $185,563.00
Disclosure

SEC source: 0001209191-19-033384 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,621

F1 · price: The purchase price ranged from $36.84 to $37.40.

F2 · balance_after: Excludes 5,285 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by his children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

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May 23, 2019 Filed May 23, 2019 19:44 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 5,000 $39.69 $198,450.00
Disclosure

SEC source: 0001209191-19-032259 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,621

F1 · price: The purchase price ranged from $39.66 to $39.75.

F2 · balance_after: Excludes 5,285 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by his children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

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May 08, 2019 Filed May 9, 2019 18:30 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 10,000 $40.99 $409,850.00
Disclosure

SEC source: 0001209191-19-028421 · doc4.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,621

F1 · price: The purchase price ranged from $40.46 to $41.27.

F2 · balance_after: Excludes 5,285 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by his children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F3 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

Read SEC document
April 16, 2019 Filed Feb 17, 2021 00:03 UTC MACERICH CO MAC · Entity 3712 GiftCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010975 · doc5.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,823

F1 · shares: Transfer from UTMA account for the benefit of the reporting person's daughter to a joint account for the reporting person and his daughter.

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January 01, 2019 Filed Jan 4, 2019 01:46 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 23,105 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001589 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,586

Underlying: Common Stock · 23,105 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2019, one-third on December 31, 2020 and one-third on December 31, 2021.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:16 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 6,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061896 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,518

Underlying: Common Stock · 6,518 shares

Expires 2028-12-06

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest one-quarter in equal installments on March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,956 LTIP Units and 4,929 LTIP Units granted respectively in 2016 and 2017 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person also owns 37,378 OP Units.

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April 26, 2018 Filed May 1, 2018 00:19 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 89,637 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005961 · edgar.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,992

Underlying: Common Stock · 89,637 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F2 · balance_after: In addition, the reporting person holds 162,964 common units in the Partnership which are generally redeemable upon certain circumstances for an equal number of shares of the Issuer's common stock.

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March 12, 2018 Filed Mar 23, 2018 23:28 UTC MACERICH CO MAC · Entity 3712 GiftCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004823 · edgar.xml · nonDerivative · entry 2

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,621

F2 · balance_after: Includes 2,441 shares held in joint accounts for the reporting person and two of his sons.

F3 · balance_after: Excludes 4,069 shares held indirectly by the reporting person through the Company's 401(k) Plan and 2,982 shares held by children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

F4 · balance_after: Represents shares held directly by the reporting person as of the filing date of this report, as corrected for a prior error.

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March 02, 2018 Filed Mar 7, 2018 01:05 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 13,460 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003716 · edgar.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,355

Underlying: Common Stock · 13,460 shares

Expires not disclosed

F1 · security: Represents the reporting person's annual incentive award for his 2017 performance which was granted on the date designated by the Compensation Committee for all annual employee and director bonuses and awards consistent with past practice.

F2 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F3 · balance_after: In addition, the reporting person holds 162,964 common units in the Partnership which are generally redeemable upon certain circumstances for an equal number of shares of the Issuer's common stock.

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January 01, 2018 Filed Jan 4, 2018 01:25 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 7,612 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000445 · edgar.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,895

Underlying: Common Stock · 7,612 shares

Expires not disclosed

F1 · security: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2018, one-third on December 31, 2019 and one-third on December 31, 2020.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F3 · balance_after: In addition, the reporting person holds 162,964 limited partnership units in the Partnership, which are generally redeemable upon certain circumstances for an equal number of shares of The Macerich Company's common stock.

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December 28, 2017 Filed Jan 2, 2018 21:39 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 4,929 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000419 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,929

Underlying: Common Stock · 4,929 shares

Expires 2027-12-28

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: LTIP Units vest one-quarter in equal installments on March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,955 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan.

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March 03, 2017 Filed Mar 8, 2017 01:22 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 17,845 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004207 · edgar.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,366

Underlying: Common Stock · 17,845 shares

Expires not disclosed

F1 · security: Represents the reporting person's annual incentive award for his 2016 performance which was granted on the date designated by the Compensation Committee for all annual employee and director bonuses and awards consistent with past practice.

F2 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F3 · balance_after: In addition, the reporting person holds 50,077 shares of common stock and 157,881 limited partnership units in The Macerich Partnership, L.P., which are generally redeemable upon certain circumstances for an equal number of shares of The Macerich Company's common stock.

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January 17, 2017 Filed Jan 20, 2017 01:16 UTC MACERICH CO MAC · Entity 3712 SaleCommon Stock 5,000 $70.00 $350,000.00
Disclosure

SEC source: 0001179110-17-001079 · edgar.xml · nonDerivative · entry 2

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,077

F1 · kind: The sales reported were automatic pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2016.

F2 · balance_after: Includes 1,378 shares held in a joint account for the reporting person and his son.

F3 · balance_after: Excludes 4,387 shares held indirectly by the reporting person through the Company's 401(k) Plan.

F4 · balance_after: In addition, 4,147 shares are held by children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

Read SEC document
January 06, 2017 Filed Jan 7, 2017 00:58 UTC MACERICH CO MAC · Entity 3712 ConversionUnits · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000730 · edgar.xml · derivative · entry 2

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,881

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person redeemed 10,000 units of limited partnership interest ("Units") of The Macerich Partnership, L.P., of which the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's common stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem the reporting person's Units with common stock. Units have no expiration date.

F1 · derivative.expiration_date: The reporting person redeemed 10,000 units of limited partnership interest ("Units") of The Macerich Partnership, L.P., of which the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's common stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem the reporting person's Units with common stock. Units have no expiration date.

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January 06, 2017 Filed Jan 7, 2017 00:58 UTC MACERICH CO MAC · Entity 3712 ConversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000730 · edgar.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person redeemed 10,000 units of limited partnership interest ("Units") of The Macerich Partnership, L.P., of which the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's common stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem the reporting person's Units with common stock. Units have no expiration date.

F2 · balance_after: Includes 1,378 shares held in a joint account for the reporting person and his son.

F3 · balance_after: 4,387 shares are also held indirectly by the reporting person through the Company's 401(k) Plan.

F4 · balance_after: In addition, 4,147 shares are held by children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:16 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 7,058 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000407 · edgar.xml · derivative · entry 4

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,521

Underlying: Common Stock · 7,058 shares

Expires not disclosed

F4 · security: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F4 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F4 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F5 · derivative.exercise_date: LTIP Units vest one-third on December 29, 2017, one-third on December 31, 2018 and one-third on December 31, 2019.

F4 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert LTIP Units into Common Units and redeem Common Units do not have expiration dates.

F6 · balance_after: In addition, the reporting person holds 167,881 limited partnership units in the Partnership, which are generally redeemable upon certain circumstances for an equal number of shares of The Macerich Company's common stock.

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December 23, 2016 Filed Jan 20, 2017 01:16 UTC MACERICH CO MAC · Entity 3712 GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001079 · edgar.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,077

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:25 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 5,274 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155050 · doc4.xml · derivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274

Underlying: Common Stock · 5,274 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership"), granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units into which vested LTIP Units have been converted are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: LTIP Units granted as part of Reporting Person's compensation for service as a director of Issuer.

F3 · derivative.exercise_date: These LTIP Units vest one-quarter in equal installments on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017.

F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person owns 3,371 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and 32,689 OP Units.

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December 08, 2016 Filed Jan 5, 2017 01:16 UTC MACERICH CO MAC · Entity 3712 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000407 · edgar.xml · nonDerivative · entry 3

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,577

F1 · balance_after: Includes 1,378 shares held in a joint account for the reporting person and his son.

F2 · balance_after: Excludes 4,387 shares held indirectly by the reporting person through the Company's 401(k) Plan.

F3 · balance_after: In addition, 4,147 shares are held by children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.

Read SEC document
October 07, 2016 Filed Jan 5, 2017 01:16 UTC MACERICH CO MAC · Entity 3712 GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000407 · edgar.xml · nonDerivative · entry 2

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,577

Read SEC document
October 06, 2016 Filed Jan 5, 2017 01:16 UTC MACERICH CO MAC · Entity 3712 GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000407 · edgar.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,977

Read SEC document
June 30, 2016 Filed Mar 23, 2018 23:28 UTC MACERICH CO MAC · Entity 3712 GiftCommon Stock 1,063 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004823 · edgar.xml · nonDerivative · entry 1

O HERN THOMAS E · CIK 0001022056 · Senior EVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,421

F1 · shares: Transfer from UTMA account for the benefit of the reporting person's son to a joint account for the reporting person and his son.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.