Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Douglas Emmett IncDEI · Entity 4415 | Director | December 12, 2024 | December 14, 2024 |
| Paramount Group, Inc.PGRE · Entity 70969 | Director | May 16, 2019 | May 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Douglas Emmett Inc
Report date December 12, 2024 · Filed December 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Long Term Incentive Plan UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2034-12-31 | Direct | 13,699 |
Reported balance
After 2024-12-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-12 · Grant · Acquired 13,699 · Balance 13,699 F1: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F2: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer. F3: LTIP Units vest in one-quarter equal installments on January 1, 2025, April 1, 2025, July 1, 2025, and October 1, 2025. F4: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, and an additional 12,222 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 3,496,300 OP Units, which includes 268,380 OP Units held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 OP Units held by Rivermouth Partners, a CA LP ("Rivermouth"), of which Reporting Person is president of the manager of the general partner. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.
F2: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.
F3: LTIP Units vest in one-quarter equal installments on January 1, 2025, April 1, 2025, July 1, 2025, and October 1, 2025.
F4: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, and an additional 12,222 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 3,496,300 OP Units, which includes 268,380 OP Units held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 OP Units held by Rivermouth Partners, a CA LP ("Rivermouth"), of which Reporting Person is president of the manager of the general partner. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein.
Paramount Group, Inc.
Report date May 16, 2019 · Filed May 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 7,524 |
Reported balance
After 2019-05-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-16 · Grant · Acquired 7,524 · Balance 7,524 F1: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date. F2: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units are generally not convertible without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. |
Filing footnotes · ownership attribution and instrument terms
F1: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date.
F2: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units are generally not convertible without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2024 Filed Dec 14, 2024 02:19 UTC | Douglas Emmett Inc DEI · Entity 4415 | GrantLong Term Incentive Plan Units · Derivative | 13,699 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001364250-24-000070 · wk-form4_1734142755.xml · derivative · entry 1 Emmett Dan A · CIK 0001378407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,699 Underlying: Common Stock · 13,699 shares Expires 2034-12-31 F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer. F3 · derivative.exercise_date: LTIP Units vest in one-quarter equal installments on January 1, 2025, April 1, 2025, July 1, 2025, and October 1, 2025. F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, and an additional 12,222 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 3,496,300 OP Units, which includes 268,380 OP Units held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 OP Units held by Rivermouth Partners, a CA LP ("Rivermouth"), of which Reporting Person is president of the manager of the general partner. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 00:34 UTC | Douglas Emmett Inc DEI · Entity 4415 | GrantLong Term Incentive Plan Units · Derivative | 6,045 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001364250-23-000087 · wk-form4_1703896487.xml · derivative · entry 2 Emmett Dan A · CIK 0001378407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,045 Underlying: Common Stock · 6,045 shares Expires 2033-12-31 F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F5 · shares: LTIP Units granted as part of the Reporting Person's compensation reflect his transition to service only as a Director and Chairman of the Board and reflects pro rata compensation for the period in 2023 following his resignation as executive officer of the Issuer. F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, and an additional 11,652 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 3,472,692 OP Units, which includes 268,380 OP Units held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 OP Units held by Rivermouth Partners, a CA LP ("Rivermouth"), of which Reporting Person is president of the manager of the general partner. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 00:34 UTC | Douglas Emmett Inc DEI · Entity 4415 | GrantLong Term Incentive Plan Units · Derivative | 18,133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001364250-23-000087 · wk-form4_1703896487.xml · derivative · entry 1 Emmett Dan A · CIK 0001378407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,133 Underlying: Common Stock · 18,133 shares Expires 2033-12-31 F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F2 · shares: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer. F3 · derivative.exercise_date: LTIP Units vest in one-quarter equal installments on January 1, 2024, April 1, 2024, July 1, 2024, and October 1, 2024. F4 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, and an additional 11,652 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 3,472,692 OP Units, which includes 268,380 OP Units held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 OP Units held by Rivermouth Partners, a CA LP ("Rivermouth"), of which Reporting Person is president of the manager of the general partner. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| June 12, 2023 Filed Jun 12, 2023 22:26 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftPartnership Common Units · Derivative | 501,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000155 · form4.xml · derivative · entry 5 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,168,830 Underlying: Common Stock · 501,746 shares Expires not disclosed F1 · security: Partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Each OP Unit has an economic interest equivalent to one share of the Issuer's common stock . Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of shares of common stock or for the cash value of such shares, at Issuer's option. OP Units do not have an expiration date. F1 · derivative.exercise_price: Partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Each OP Unit has an economic interest equivalent to one share of the Issuer's common stock . Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of shares of common stock or for the cash value of such shares, at Issuer's option. OP Units do not have an expiration date. F2 · kind: Represents the transfer of shares of common stock from indirect ownership through the spouse's trust to direct ownership through a revocable community property trust, for no consideration. There was no change in total shares of common stock directly and indirectly held. F1 · derivative.exercise_date: Partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Each OP Unit has an economic interest equivalent to one share of the Issuer's common stock . Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of shares of common stock or for the cash value of such shares, at Issuer's option. OP Units do not have an expiration date. F1 · derivative.expiration_date: Partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Each OP Unit has an economic interest equivalent to one share of the Issuer's common stock . Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of shares of common stock or for the cash value of such shares, at Issuer's option. OP Units do not have an expiration date. F4 · ownership.direct: The Form 4 filed on November 25, 2019 (and certain prior Form 4s) reported all shares held directly, when it should have reported certain shares held indirectly, as indicated in footnotes 6 and 7 to the Form 4. This Form 4 reflects the correct breakout of direct and indirect holdings. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 23:31 UTC | Douglas Emmett Inc DEI · Entity 4415 | GrantLong Term Incentive Plan Units · Derivative | 7,818 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000877 · form4.xml · derivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,818 Underlying: Common Stock · 7,818 shares Expires 2032-12-31 F1 · security: Long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F2 · derivative.exercise_date: LTIP Units vest 25% on December 31, 2022. The remaining 75% of the LTIP Units vest in equal installments on December 31, 2023, 2024, and 2025. F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, and an additional (i) 3,468,727 OP Units, of which 770,126 OP Units are held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 OP Units are held by Rivermouth Partners, a CA LP ("Rivermouth"), of which Reporting Person is president of the manager of the general partner, and (ii) 7,799 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| December 30, 2021 Filed Jan 5, 2022 02:01 UTC | Douglas Emmett Inc DEI · Entity 4415 | GrantLong Term Incentive Plan Units · Derivative | 3,707 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000025 · form4.xml · derivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,707 Underlying: Common Stock · 3,707 shares Expires 2031-12-30 F3 · security: LTIP Units in the Operating Partnership granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F4 · derivative.exercise_date: LTIP Units vest 25% on December 31, 2021. The remaining 75% of the LTIP Units vest in equal installments on December 31, 2022, 2023, and 2024. F5 · balance_after: In addition to LTIP Units reported herein, Reporting Person's derivative securities include (i) 3,465,878 OP Units of which 770,126 OP Units are held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 OP Units are held by Rivermouth Partners, a CA LP ("Rivermouth"), of which Reporting Person is president of the manager of the general partner, and (ii) 6,941 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| December 21, 2021 Filed Jan 5, 2022 02:01 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 61,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000025 · form4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 882,446 F1 · balance_after: Common stock ("Common Stock") of Issuer beneficially owned includes (i) an aggregate of 816,446 shares of Common Stock held by the Dan A. Emmett Revocable Trust and (ii) 66,000 shares of Common Stock held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. F2 · balance_after: Reporting person may be deemed to beneficially own 4,358,972 Common Stock equivalents, including Common Stock, partnership common units ("OP Units") and long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), inclusive of the long-term incentive plan unit grant reported herein. Read SEC document |
| June 14, 2021 Filed Jun 22, 2021 00:07 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 32,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000618 · form4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 943,757 F1 · balance_after: Common stock ("Common Stock") of Issuer beneficially owned includes (i) an aggregate of 877,757 shares of Common Stock held by the Dan A. Emmett Revocable Trust, and (ii) 66,000 shares of Common Stock held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. F2 · balance_after: Following the gifts reported herein, Reporting Person may be deemed to beneficially own 4,416,576 Common Stock equivalents, including Common Stock, partnership common units ("OP Units") and long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs may be converted into OP Units. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option. Read SEC document |
| December 30, 2020 Filed Jan 5, 2021 02:31 UTC | Douglas Emmett Inc DEI · Entity 4415 | GrantLong Term Incentive Plan Units · Derivative | 4,330 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000612 · doc4.xml · derivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330 Underlying: Common Stock · 4,330 shares Expires 2030-12-30 F3 · security: LTIP Units granted pursuant to the 2016 Omnibus Stock Incentive Plan of Issuer. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable without consideration by the holder for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F4 · derivative.exercise_date: LTIP Units vest 25% on December 31, 2020. The remaining 75% of LTIP Units vests in equal installments on December 31, 2021, 2022 and 2023. F5 · balance_after: In addition to LTIP Units reported herein, Reporting Person's derivative securities include (i) 3,460,780 OP Units of which 770,126 OP Units are held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 OP Units are held by Rivermouth Partners, a CA LP ("Rivermouth"), of which Reporting Person is president of the manager of the general partner, and (ii) 7,709 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| December 28, 2020 Filed Jan 5, 2021 02:31 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 124,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000612 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 976,171 F1 · balance_after: Common stock ("Common Stock") of Issuer beneficially owned includes (i) an aggregate of 910,171 shares of Common Stock held by the Dan A. Emmett Revocable Trust, and (ii) 66,000 shares of Common Stock held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. F2 · balance_after: Following the gifts reported herein, Reporting Person may be deemed to beneficially own 4,448,990 Common Stock equivalents, including Common Stock, partnership common units ("OP Units") and long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs may be converted into OP Units. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option. See also footnote 3. Read SEC document |
| June 26, 2020 Filed Jul 9, 2020 00:04 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 46,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041827 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 1,100,538 F1 · balance_after: Following the gifts reported herein, Reporting Person may be deemed to beneficially own 4,566,665 Common Stock equivalents, including Common Stock, partnership common units ("OP Units") and long term incentive plan units ("LTIPs") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs may be converted into OP Units. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option. F2 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,034,538 shares of common stock of Issuer held by the Dan A. Emmett Revocable Trust, and (ii) 66,000 shares of common stock of Issuer held by certain trusts f/b/o Reporting Person's children (the "Children's Trusts"). Reporting Person is a trustee of the Children's Trusts with sole voting and dispositive power but disclaims beneficial ownership of shares held by the Children's Trusts. Read SEC document |
| December 27, 2019 Filed Jan 1, 2020 00:32 UTC | Douglas Emmett Inc DEI · Entity 4415 | GrantLong Term Incentive Plan Units · Derivative | 2,854 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062344 · doc4.xml · derivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,854 Underlying: Common Stock · 2,854 shares Expires 2029-12-27 F2 · security: Long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit")of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable without consideration by the holder for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F3 · derivative.exercise_date: LTIP Units vest 25% on December 31, 2019. The balance of the LTIP Units vests in equal installments on December 31, 2020, 2021 and 2022. F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person's derivative securities include (i) 3,460,780 OP Units of which 770,126 OP Units are held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and (ii) 4,855 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| December 04, 2019 Filed Jan 1, 2020 00:32 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 46,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062344 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,147,424 F1 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,081,424 shares of common stock ("Shares") of Issuer held by the Dan A. Emmett Revocable Trust, and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 01:22 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherPartnership Common Units · Derivative | 31,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058014 · doc4.xml · derivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,460,780 Underlying: Common Stock · 31,517 shares Expires not disclosed F1 · security: Partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. F2 · derivative.exercise_price: Each OP Unit has an economic interest equivalent to one share of the Issuer's common stock ("Common Stock"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option. F3 · kind: In connection with a recapitalization transaction (the "Transaction") of Douglas Emmett Fund X, LLC (the "Fund"), each of the direct and indirect minority investors in the Fund was given the opportunity to receive either cash or OP Units of the Operating Partnership in exchange for their direct or indirect interests in the Fund. Rivermouth Partners, L.P., a CA limited partnership ("Rivermouth") elected to receive the number of OP Units reported herein in lieu of cash. Reporting Person is president of the manager of the general partner of Rivermouth. F4 · shares: OP Units acquired by Rivermouth in exchange for direct or indirect interests in the Fund in the Transaction described above. F5 · price: Not applicable. F5 · derivative.exercise_date: Not applicable. F5 · derivative.expiration_date: Not applicable. F6 · balance_after: Reporting Person's derivative securities include (i) 3,460,780 OP Units of which 770,126 OP Units are held by certain trusts f/b/o Reporting Person's children and spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 are held by Rivermouth; and (ii) 4,855 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein. F7 · balance_after: Reporting Person also beneficially owns 1,127,561 shares of Common Stock held by the Dan A. Emmett Revocable Trust, and 66,000 shares of Common Stock held by the Family Trusts of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership thereof. Read SEC document |
| June 20, 2019 Filed Jul 17, 2019 00:41 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 56,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042293 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 1,193,561 F1 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,127,561 shares of common stock ("Shares") of Issuer held by the Dan A. Emmett Revocable Trust (the "Emmett Trust"), and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. F2 · balance_after: Following the gifts reported herein, Reporting Person may be deemed to beneficially own 4,627,679 Common Stock equivalents, including Common Stock, partnership common units ("OP Units") and long term incentive plan units ("LTIPs") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs may be converted into OP Units. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option. Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:30 UTC | Paramount Group, Inc. PGRE · Entity 70969 | GrantLTIP Units · Derivative | 7,524 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-014168 · doc4.xml · derivative · entry 1 Emmett Dan A · CIK 0001378407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,524 Underlying: Common Stock · 7,524 shares Expires not disclosed F1 · security: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date. F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units are generally not convertible without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units are generally not convertible without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units are generally not convertible without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. Read SEC document |
| May 08, 2019 Filed May 9, 2019 20:29 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 40,000 | $40.78 | $1,631,268.00 |
DisclosureSEC source: 0001209191-19-028493 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4. Disclosed balance after: 1,249,870 F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $40.68 to $40.92 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F4 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,183,870 Shares held by the Emmett Trust, and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Read SEC document |
| April 05, 2019 Filed May 9, 2019 20:29 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherOperating Partnership Units · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028493 · doc4.xml · derivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 39,575 Underlying: Common Stock · 40,000 shares Expires not disclosed F5 · derivative.exercise_price: OP Units have an economic interest equivalent to one share of the Issuer's common stock. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F6 · kind: OP Units of the Operating Partnership tendered to Issuer by the DWE Trust for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership. F7 · derivative.exercise_date: Not applicable. F7 · derivative.expiration_date: Not applicable. F8 · balance_after: Reporting Person's derivative securities include (i) 3,422,104 OP Units of which 770,126 OP Units are held by certain trusts f/b/o Reporting Person's children and spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, (ii) 3,169 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 2,442 LTIP Units, 3,043 LTIP Units and 3,360 LTIP Units granted respectively in 2016, 2017 and 2018 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 05, 2019 Filed May 9, 2019 20:29 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028493 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2. Disclosed balance after: 1,289,870 F1 · kind: Common stock ("Common Stock") of Issuer acquired by the Daniel W. Emmett Revocable Trust (the "DWE Trust") upon redemption and exchange of partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration, by the holder, for an equivalent number of shares ("Shares") of Common Stock or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership. F2 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,183,870 Shares held by the Dan A. Emmett Revocable Trust (the "Emmett Trust"), and (ii) 106,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Read SEC document |
| December 13, 2018 Filed Feb 14, 2019 02:18 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 33,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009954 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2. Disclosed balance after: 1,183,870 F1 · balance_after: Common stock beneficially owned includes (i) an aggregate of 1,183,870 Shares held by the Emmett Trust, and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Derivative securities beneficially owned include (i) 3,462,104 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein; (ii) 3,169 LTIPs granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 8,845 LTIPs granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. F2 · balance_after: Following the gift reported herein, Reporting Person may be deemed to beneficially own 4,723,988 common stock equivalents, including common stock ("Common Stock") of Issuer, and partnership common units ("OP Units") and long term incentive plan units ("LTIPs") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs can be converted into OP Units. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option. F1 · ownership.direct: Common stock beneficially owned includes (i) an aggregate of 1,183,870 Shares held by the Emmett Trust, and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Derivative securities beneficially owned include (i) 3,462,104 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein; (ii) 3,169 LTIPs granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 8,845 LTIPs granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Read SEC document |
| December 06, 2018 Filed Dec 11, 2018 02:12 UTC | Douglas Emmett Inc DEI · Entity 4415 | GrantLong Term Incentive Plan Units · Derivative | 3,360 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061892 · doc4.xml · derivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,360 Underlying: Common Stock · 3,360 shares Expires 2028-12-06 F2 · security: Long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Issuer. Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into partnership common units ("OP Units"). LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, and, if applicable, only after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock of Issuer or for the cash value of such shares, at Issuer's option. F3 · derivative.exercise_date: LTIP Units vest 25% on December 31, 2018. The balance of the LTIP Units vests in equal installments on December 31, 2019, 2020 and 2021. F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person's derivative securities include (i) 3,462,104 OP Units of which 810,126 OP Units are held by the Children's Trusts and a trust f/b/o the Reporting Person's spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, (ii) 3,169 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 2,442 LTIP Units and 3,043 LTIP Units granted respectively in 2016 and 2017 pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| December 03, 2018 Filed Dec 11, 2018 02:12 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 22,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061892 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 1,217,287 F1 · balance_after: Reporting Person may be deemed to beneficially own common stock ("Common Stock") of Issuer including (i) an aggregate of 1,217,287 shares of Common Stock owned by the Dan A. Emmett Revocable Living Trust and a community property trust, and (ii) 66,000 shares of Common Stock owned by certain trusts f/b/o Reporting Person's children (the "Children's Trusts") of which Reporting Person is a trustee with voting and investment power. Reporting Person disclaims beneficial ownership of Common Stock owned by the Children's Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| May 17, 2018 Filed May 21, 2018 17:19 UTC | Paramount Group, Inc. PGRE · Entity 70969 | GrantLTIP Units · Derivative | 7,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-013601 · doc4.xml · derivative · entry 1 Emmett Dan A · CIK 0001378407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,634 Underlying: Common Stock · 7,634 shares Expires not disclosed F1 · security: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date. F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units will generally not be convertible until two years from the date of the grant. The right to redeem OP Units does not have an expiration date. F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units will generally not be convertible until two years from the date of the grant. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units will generally not be convertible until two years from the date of the grant. The right to redeem OP Units does not have an expiration date. Read SEC document |
| March 16, 2018 Filed Dec 11, 2018 02:12 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 26,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061892 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 1,239,683 Read SEC document |
| December 28, 2017 Filed Jan 3, 2018 01:49 UTC | Douglas Emmett Inc DEI · Entity 4415 | GrantLong Term Incentive Plan Units · Derivative | 3,043 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000403 · doc4.xml · derivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,043 Underlying: Common Stock · 3,043 shares Expires 2027-12-28 F3 · security: LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Upon vesting, each LTIP Unit can be converted into one OP Unit of the Operating Partnership, which is ultimately exchangeable into Common Stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's Common Stock or for the cash value of such shares, at Issuer's election. F4 · derivative.exercise_date: LTIP Units vested 25% on December 31, 2017, with the remainder to vest in 25% increments on December 31, 2018, 2019 and 2020. F5 · balance_after: In addition to LTIP Units reported herein, Reporting Person's derivative securities include (i) 3,462,104 OP Units of which 810,126 OP Units are held by the Children's Trusts and a trust f/b/o the Reporting Person's spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, (ii) 3,169 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 2,442 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| December 07, 2017 Filed Jan 3, 2018 01:49 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000403 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2. Disclosed balance after: 1,266,027 F1 · balance_after: Following the gifts reported herein, Reporting Person continues to beneficially own 4,799,742 common stock equivalents, including common stock ("Common Stock") of Issuer, partnership common units ("OP Units") and long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option. F2 · ownership.direct: Reporting Person may be deemed to beneficially own Common Stock including (i) an aggregate of 1,266,027 shares of Common Stock owned by the Emmett Trust, and (ii) 66,000 shares of Common Stock owned by certain trusts f/b/o Reporting Person's children (the "Children's Trusts") of which Reporting Person is a trustee with voting and investment power. Reporting Person disclaims beneficial ownership of Common Stock owned by the Children's Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| November 14, 2017 Filed Jan 3, 2018 01:49 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 46,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000403 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2. Disclosed balance after: 1,296,027 Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 22:52 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 36,600 | $38.94 | $1,425,046.62 |
DisclosureSEC source: 0001209191-17-053885 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,408,625 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Emmett Trust") as of November 23, 2016. F2 · shares: The aggregate number of shares ("Shares") of common stock ("Common Stock") of Issuer sold by the Emmett Trust on the same day at different prices. F4 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $38.84 to $39.27 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. F5 · balance_after: Following the transactions reported herein, Reporting Person continues to beneficially own 4,876,340 Common Stock equivalents, including Common Stock of Issuer, partnership common units ("OP Units") and long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"). Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership. F6 · ownership.direct: Reporting Person may be deemed to beneficially own (A) Common Stock including (i) an aggregate of 1,342,625 Shares owned by the Emmett Trust, and (ii) 66,000 Shares owned by certain trusts f/b/o Reporting Person's children (the "Children's Trusts") of which Reporting Person is a trustee with voting and investment power; and (B) derivative securities including (i) 3,462,104 OP Units of which 810,126 OP Units are held by the Children's Trusts and a trust f/b/o the Reporting Person's spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, (ii) 3,169 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 2,442 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of Common Stock held by the Children's Trusts and OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 22:52 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 63,400 | $39.02 | $2,473,969.44 |
DisclosureSEC source: 0001209191-17-053885 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,445,225 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Emmett Trust") as of November 23, 2016. F2 · shares: The aggregate number of shares ("Shares") of common stock ("Common Stock") of Issuer sold by the Emmett Trust on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $38.70 to $39.11 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:14 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 100,000 | $37.96 | $3,796,410.00 |
DisclosureSEC source: 0001209191-17-049753 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5. Disclosed balance after: 1,442,625 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Emmett Trust") as of November 23, 2016. F2 · shares: The aggregate number of shares ("Shares") of common stock ("Common Stock") of Issuer sold by the Emmett Trust on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $37.845 to $38.14 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. F4 · balance_after: Following the transactions reported herein, Reporting Person continues to beneficially own 4,976,340 Common Stock equivalents, including Common Stock of Issuer, partnership common units ("OP Units") and long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"). Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership. F5 · ownership.direct: Reporting Person may be deemed to beneficially own (A) Common Stock including (i) an aggregate of 1,442,625 Shares owned by the Emmett Trust, and (ii) 66,000 Shares owned by certain trusts f/b/o Reporting Person's children (the "Children's Trusts") of which Reporting Person is a trustee with voting and investment power; and (B) derivative securities including (i) 810,126 OP Units held by the Children's Trusts and a trust f/b/o the Reporting Person's spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, (ii) 3,169 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 2,442 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of Common Stock held by the Children's Trusts and OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 21:56 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 4,634 | $37.73 | $174,855.19 |
DisclosureSEC source: 0001209191-17-046096 · doc4.xml · nonDerivative · entry 4 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 1,586,732 F2 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Emmett Trust as of November 23, 2016. F3 · shares: The aggregate number of Shares sold by the Emmett Trust on the same day at different prices. F6 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $37.58 to $37.85 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. F7 · balance_after: Following the sales reported herein, Reporting Person continues to beneficially own 5,120,467 Common Stock equivalents, including Common Stock of Issuer, OP Units of the Operating Partnership, and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F8 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,586,752 Shares owned by the Emmett Trust and (ii) 66,000 Shares owned by certain trusts f/b/o Reporting Person's children (the "Children's Trusts") of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 21:56 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 35,366 | $37.87 | $1,339,207.86 |
DisclosureSEC source: 0001209191-17-046096 · doc4.xml · nonDerivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 1,591,386 F2 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Emmett Trust as of November 23, 2016. F3 · shares: The aggregate number of Shares sold by the Emmett Trust on the same day at different prices. F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $37.73 to $38.10 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 21:56 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherPartnership Common Units · Derivative | 300,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046096 · doc4.xml · derivative · entry 5 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 12. Disclosed balance after: 3,462,104 Underlying: Common Stock · 300,000 shares Expires not disclosed F9 · derivative.exercise_price: Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F10 · kind: OP Units of the Operating Partnership tendered by the Emmett Trust for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership. F11 · derivative.exercise_date: Not applicable. F11 · derivative.expiration_date: Not applicable. F12 · balance_after: Beneficial ownership of derivative securities includes (i) 810,126 OP Units held by the Children's Trusts and a trust f/b/o Reporting Person's spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, (ii) 3,169 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 2,442 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 21:56 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 60,000 | $38.04 | $2,282,502.00 |
DisclosureSEC source: 0001209191-17-046096 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 1,626,752 F2 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Emmett Trust as of November 23, 2016. F3 · shares: The aggregate number of Shares sold by the Emmett Trust on the same day at different prices. F4 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $37.91 to $38.24 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff ("Staff"), Issuer or any security holder, upon request. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 21:56 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046096 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 1,686,752 F1 · kind: Common stock ("Common Stock") of Issuer acquired by the Dan A. Emmett Revocable Trust (the "Emmett Trust") upon redemption and exchange of partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration, by the holder, for an equivalent number of shares ("Shares") of Common Stock or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership. Read SEC document |
| July 05, 2017 Filed Aug 21, 2017 22:14 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 44,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049753 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5. Disclosed balance after: 1,542,625 Read SEC document |
| June 16, 2017 Filed Jun 19, 2017 21:52 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 25,000 | $38.77 | $969,162.50 |
DisclosureSEC source: 0001209191-17-040907 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,452,752 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Emmett Trust") as of November 23, 2016. F2 · shares: The aggregate number of shares ("Shares") of Issuer's common stock ("Common Stock") sold by the Emmett Trust on the same day at different prices. F4 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $38.72 to $38.94 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. F5 · balance_after: Following the sales reported herein, Reporting Person continues to beneficially own 5,220,467 Common Stock equivalents, including Common Stock of Issuer, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), of which Issuer is the sole stockholder of the general partner, and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F6 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,386,752 Shares owned by the Emmett Trust and (ii) 66,000 Shares owned by certain trusts f/b/o Reporting Person's children (the "Children's Trusts") of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. Derivative securities deemed beneficially owned include (i) 3,762,104 OP Units of which 810,126 OP Units are held by the Children's Trusts and a trust f/b/o Reporting Person's spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee; (ii) 3,169 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 2,442 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:52 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 75,000 | $39.04 | $2,927,707.50 |
DisclosureSEC source: 0001209191-17-040907 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,477,752 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Emmett Trust") as of November 23, 2016. F2 · shares: The aggregate number of shares ("Shares") of Issuer's common stock ("Common Stock") sold by the Emmett Trust on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $38.92 to $39.25 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff ("Staff"), Issuer or any security holder, upon request. Read SEC document |
| May 19, 2017 Filed May 19, 2017 23:40 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 24,059 | $38.03 | $914,927.68 |
DisclosureSEC source: 0001209191-17-034081 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,552,752 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Emmett Trust") as of November 23, 2016. F2 · shares: The aggregate number of shares ("Shares") of Issuer's common stock ("Common Stock") sold by the Emmett Trust on the same day at different prices. F4 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $37.67 to $38.24 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. F5 · balance_after: Following the sales reported herein, Reporting Person continues to beneficially own 5,320,467 Common Stock equivalents, including Common Stock of Issuer, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), of which Issuer is the sole stockholder of the general partner, and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F6 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,486,752 Shares owned by the Emmett Trust and (ii) 66,000 Shares owned by certain trusts f/b/o Reporting Person's children (the "Children's Trusts") of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. Derivative securities deemed beneficially owned include (i) 3,762,104 OP Units of which 810,126 OP Units are held by the Children's Trusts and a trust f/b/o Reporting Person's spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee; (ii) 3,169 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 2,442 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| May 18, 2017 Filed May 19, 2017 23:40 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 75,941 | $37.91 | $2,878,551.20 |
DisclosureSEC source: 0001209191-17-034081 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,576,811 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Emmett Trust") as of November 23, 2016. F2 · shares: The aggregate number of shares ("Shares") of Issuer's common stock ("Common Stock") sold by the Emmett Trust on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $37.40 to $38.13 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff ("Staff"), Issuer or any security holder, upon request. Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:30 UTC | Paramount Group, Inc. PGRE · Entity 70969 | GrantLTIP Units · Derivative | 7,074 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014055 · doc4.xml · derivative · entry 1 Emmett Dan A · CIK 0001378407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,074 Underlying: Common Stock · 7,074 shares Expires not disclosed F1 · security: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date. F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units are generally not convertible without the consent of the Issuer until two years from the date of the grant. The rights to convert vested LTIP Units into OP Units and redeem OP Units do not have expiration dates. F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units are generally not convertible without the consent of the Issuer until two years from the date of the grant. The rights to convert vested LTIP Units into OP Units and redeem OP Units do not have expiration dates. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units are generally not convertible without the consent of the Issuer until two years from the date of the grant. The rights to convert vested LTIP Units into OP Units and redeem OP Units do not have expiration dates. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 00:28 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 51,696 | $39.30 | $2,031,735.51 |
DisclosureSEC source: 0001209191-17-028030 · doc4.xml · nonDerivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 7. Disclosed balance after: 1,652,752 F2 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Emmett Trust as of November 23, 2016. F3 · shares: The aggregate number of Shares sold by the Emmett Trust on the same day at different prices. F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $39.04 to $39.46 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. F6 · balance_after: Following the sales reported herein, Reporting Person continues to beneficially own 5,420,467 Common Stock equivalents, including Common Stock of Issuer, OP Units of the Operating Partnership, and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F7 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,586,752 Shares owned by the Emmett Trust and (ii) 66,000 Shares owned by certain trusts f/b/o Reporting Person's children (the "Children's Trusts") of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 00:28 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherPartnership Common Units · Derivative | 300,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028030 · doc4.xml · derivative · entry 4 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 11. Disclosed balance after: 3,757,770 Underlying: Common Stock · 300,000 shares Expires not disclosed F8 · derivative.exercise_price: Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F9 · kind: OP Units of the Operating Partnership tendered by the Emmett Trust for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership. F10 · derivative.exercise_date: Not applicable. F10 · derivative.expiration_date: Not applicable. F11 · balance_after: Beneficial ownership of derivative securities includes (i) 810,126 OP Units held by the Children's Trusts and a trust f/b/o Reporting Person's spouse (collectively, the "Family Trusts") of which Reporting Person is a trustee, (ii) 6,689 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 3,256 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 00:28 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 48,304 | $39.06 | $1,886,908.81 |
DisclosureSEC source: 0001209191-17-028030 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 7. Disclosed balance after: 1,704,448 F2 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Emmett Trust as of November 23, 2016. F3 · shares: The aggregate number of Shares sold by the Emmett Trust on the same day at different prices. F4 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $38.72 to $39.27 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff ("Staff"), Issuer or any security holder, upon request. Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 00:28 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028030 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 7. Disclosed balance after: 1,752,752 F1 · kind: Common stock ("Common Stock") of Issuer acquired by the Dan A. Emmett Revocable Trust (the "Emmett Trust") upon redemption and exchange of partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration, by the holder, for an equivalent number of shares ("Shares") of Common Stock or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 00:08 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 56,379 | $38.34 | $2,161,762.55 |
DisclosureSEC source: 0001209191-17-021866 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,452,752 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Trust") as of November 23, 2016. F2 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") sold by the Trust on the same day at different prices. F4 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $38.03 to $38.76 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. F5 · balance_after: Following the sales reported herein, Reporting Person continues to beneficially own 5,520,467 common stock equivalents, including common stock of Issuer, partnership common units ("OP Units") of Douglas Emmett Partnership, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon vesting and certain additional conditions, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F6 · ownership.direct: Common stock beneficially owned includes (i) an aggregate of 1,386,752 Shares held by the Trust, and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Derivative securities beneficially owned include (i) 4,057,770 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein; (ii) 6,689 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 3,256 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Issuer is the sole stockholder of the general partner of the Operating Partnership. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:08 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 43,621 | $38.34 | $1,672,328.81 |
DisclosureSEC source: 0001209191-17-021866 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,509,131 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Trust") as of November 23, 2016. F2 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") sold by the Trust on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $38.19 to $38.75 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request. Read SEC document |
| February 17, 2017 Filed Feb 18, 2017 01:05 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 29,595 | $38.87 | $1,150,295.50 |
DisclosureSEC source: 0001209191-17-012406 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5. Disclosed balance after: 1,552,752 F1 · kind: The sale reported herein was effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Trust") as of November 23, 2016. F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $38.75 to $39.26 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F4 · balance_after: Following the sales reported herein, Reporting Person continues to beneficially own 5,620,467 common stock equivalents, including common stock of Issuer, partnership common units ("OP Units") of Douglas Emmett Partnership, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F5 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,552,752 Shares owned by the Trust, and (ii) 66,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Derivative securities beneficially owned include (i) 4,057,770 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein; (ii) 6,689 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 3,256 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Issuer is the sole stockholder of the general partner of the Operating Partnership. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 02:02 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 70,405 | $39.14 | $2,755,764.35 |
DisclosureSEC source: 0001209191-17-011787 · doc4.xml · nonDerivative · entry 4 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 9. Disclosed balance after: 1,582,347 F6 · kind: Such sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Trust") as of November 23, 2016. F3 · shares: The aggregate number of Shares sold by the Reporting Person on the same day at different prices. F7 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $39.02 to $39.44 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. F8 · balance_after: Following the sales reported herein, Reporting Person continues to beneficially own 5,650,062 common stock equivalents, including common stock of Issuer, partnership common units ("OP Units") of Douglas Emmett Partnership, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F9 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,582,347 Shares owned by the Trust, and (ii) 66,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Derivative securities beneficially owned include (i) 4,057,770 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein; (ii) 6,689 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 3,256 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Issuer is the sole stockholder of the general partner of the Operating Partnership. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 02:02 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 42,513 | $39.12 | $1,663,240.35 |
DisclosureSEC source: 0001209191-17-011787 · doc4.xml · nonDerivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 9. Disclosed balance after: 1,652,752 F3 · shares: The aggregate number of Shares sold by the Reporting Person on the same day at different prices. F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $39.05 to $39.39 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.