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Kaplan Jordan L

Disclosed activity across 1 company

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52859
SEC CIK
0001378405

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Douglas Emmett IncDEI · Entity 4415Director · Chairman and CEODecember 15, 2025April 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Douglas Emmett Inc

Report date December 15, 2025 · Filed April 10, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Long Term Incentive Plan UnitsSEC Table II · derivative / convertible security · Expires 2035-12-31Direct1,000,000 Reported balance After 2025-12-15 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2025-12-15 · Grant · Acquired 1,000,000 · Balance 1,000,000

F1: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units by the expiration date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2: This Form 4/A amends the Form 4 filed on December 17, 2025 to correct the number of LTIP Units that are subject to the compensatory equity award granted to Mr. Kaplan on December 15, 2025.

F3: LTIP Units vest 70% on December 31, 2025. The remaining 30% of the LTIP Units vest in equal installments on December 31, 2026, 2027, and 2028.

F4: The corrected LTIP Units reported herein as of December 15, 2025. In addition, derivative securities owned by the Reporting Person as of December 15, 2025 include 1,261,301 LTIP Units previously granted pursuant to the Issuer's 2016 Omnibus Stock Incentive Plan, and 10,092,357 OP Units.

Filing footnotes · ownership attribution and instrument terms

F1: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units by the expiration date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2: This Form 4/A amends the Form 4 filed on December 17, 2025 to correct the number of LTIP Units that are subject to the compensatory equity award granted to Mr. Kaplan on December 15, 2025.

F3: LTIP Units vest 70% on December 31, 2025. The remaining 30% of the LTIP Units vest in equal installments on December 31, 2026, 2027, and 2028.

F4: The corrected LTIP Units reported herein as of December 15, 2025. In addition, derivative securities owned by the Reporting Person as of December 15, 2025 include 1,261,301 LTIP Units previously granted pursuant to the Issuer's 2016 Omnibus Stock Incentive Plan, and 10,092,357 OP Units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2026 Filed Feb 18, 2026 21:10 UTC Douglas Emmett Inc DEI · Entity 4415 PurchaseCommon Stock 98,000 $10.18 $997,640.00
Disclosure

SEC source: 0001378405-26-000003 · wk-form4_1771449020.xml · nonDerivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,949,640

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.96 to $10.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 23:42 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 1,011,140 $0.00 $0.00
Disclosure

SEC source: 0001378405-25-000004 · wk-form4_1766014940.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011,140

Underlying: Common Stock · 1,011,140 shares

Expires 2035-12-31

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units by the expiration date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F1 · derivative.exercise_price: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units by the expiration date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2025. The remaining 30% of the LTIP Units vest in equal installments on December 31, 2026, 2027, and 2028.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 1,261,301 LTIP Units previously granted pursuant to the Issuer's 2016 Omnibus Stock Incentive Plan, and 10,092,357 OP Units.

Read SEC document
December 15, 2025 Filed Apr 10, 2026 20:57 UTC Amendment Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001378405-26-000005 · wk-form4a_1775854622.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2035-12-31

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units by the expiration date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F1 · derivative.exercise_price: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units by the expiration date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · shares: This Form 4/A amends the Form 4 filed on December 17, 2025 to correct the number of LTIP Units that are subject to the compensatory equity award granted to Mr. Kaplan on December 15, 2025.

F3 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2025. The remaining 30% of the LTIP Units vest in equal installments on December 31, 2026, 2027, and 2028.

F4 · balance_after: The corrected LTIP Units reported herein as of December 15, 2025. In addition, derivative securities owned by the Reporting Person as of December 15, 2025 include 1,261,301 LTIP Units previously granted pursuant to the Issuer's 2016 Omnibus Stock Incentive Plan, and 10,092,357 OP Units.

Read SEC document
December 12, 2024 Filed Dec 14, 2024 02:18 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 598,681 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001364250-24-000065 · wk-form4_1734142701.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,681

Underlying: Common Stock · 598,681 shares

Expires 2034-12-31

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2024. The remaining 30% of the LTIP Units vest in equal installments on December 31, 2025, 2026, and 2027.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 662,620 LTIP Units previously granted pursuant to the Issuer's 2016 Omnibus Stock Incentive Plan, and 10,092,357 OP Units.

Read SEC document
December 27, 2023 Filed Dec 30, 2023 00:36 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 711,888 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001364250-23-000094 · wk-form4_1703896583.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 711,888

Underlying: Common Stock · 711,888 shares

Expires 2033-12-31

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2023. The remaining 30% of the LTIP Units vest in equal installments on December 31, 2024, 2025, and 2026.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 591,616 LTIP Units previously granted pursuant to the Issuer's 2016 Omnibus Stock Incentive Plan, and 9,451,473 OP Units.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 23:33 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 700,438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000895345-22-000879 · form4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,438

Underlying: Common Stock · 700,438 shares

Expires 2032-12-31

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain other criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2022. The remaining 30% of the LTIP Units vest in equal installments on December 31, 2023, 2024, and 2025.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 454,004 LTIP Units previously granted pursuant to the Issuer's 2016 Omnibus Stock Incentive Plan, and 8,888,647 OP Units.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 21:57 UTC Douglas Emmett Inc DEI · Entity 4415 PurchaseCommon Stock 48,750 $20.48 $998,400.00
Disclosure

SEC source: 0000895345-22-000684 · form4.xml · nonDerivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,851,640

F1 · shares: The aggregate number of shares (the "Shares") of Issuer's common stock purchased by Reporting Person on the same day at different prices.

F2 · price: Represents the rounded weighted average purchase price. The Shares were purchased at prices ranging from $20.31 to $20.50 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

F3 · balance_after: Reporting Person beneficially owns an aggregate of 12,194,291 common stock equivalents, including 2,851,640 shares of common stock, 8,888,647 partnership common units ("OP Units"), and 454,004 long term incentive plan units ("LTIPs") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs may be converted into OP Units and, upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option.

Read SEC document
December 30, 2021 Filed Jan 5, 2022 02:12 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 349,941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000895345-22-000032 · form4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,941

Underlying: Common Stock · 349,941 shares

Expires 2031-12-30

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2021. The remaining 30% of the LTIP Units vest in equal installments on December 31, 2022, 2023, and 2024.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, and an additional 416,108 LTIP Units previously granted pursuant to the Issuer's 2016 Omnibus Stock Incentive Plan, and 8,576,602 OP Units.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:11 UTC Douglas Emmett Inc DEI · Entity 4415 PurchaseCommon Stock 31,000 $32.12 $995,720.00
Disclosure

SEC source: 0000895345-21-000734 · form4.xml · nonDerivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802,890

F1 · shares: The aggregate number of shares (the "Shares") of Issuer's common stock purchased by Reporting Person on the same day at different prices.

F2 · balance_after: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $32.00 to $32.41 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

F3 · balance_after: Reporting Person beneficially owns an aggregate of 11,795,600 common stock equivalents, including 2,802,890 shares of common stock, 8,122,934 partnership common units ("OP Units"), and 869,776 long term incentive plan units ("LTIPs") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs may be converted into OP Units and, upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:20 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 375,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000598 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,246

Underlying: Common Stock · 375,246 shares

Expires 2030-12-30

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2020. The remaining 30% of LTIP Units vests in equal installments on December 31, 2021, 2022 and 2023.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 494,530 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 8,122,934 OP Units.

Read SEC document
September 28, 2020 Filed Sep 29, 2020 20:49 UTC Douglas Emmett Inc DEI · Entity 4415 PurchaseCommon Stock 36,049 $25.48 $918,578.99
Disclosure

SEC source: 0001209191-20-052352 · doc4.xml · nonDerivative · entry 2

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,771,890

F3 · shares: The aggregate number of Shares of Issuer's common stock purchased by Reporting Person on the same day at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $24.96 to $25.68 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Staff, Issuer or any security holder, upon request.

F5 · balance_after: Reporting Person beneficially owns an aggregate of 11,389,354 common stock equivalents, including 2,771,890 shares of common stock, 8,122,934 partnership common units ("OP Units"), and 494,530 long term incentive plan units ("LTIPs") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs may be converted into OP Units and, upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:49 UTC Douglas Emmett Inc DEI · Entity 4415 PurchaseCommon Stock 3,251 $24.24 $78,803.26
Disclosure

SEC source: 0001209191-20-052352 · doc4.xml · nonDerivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735,841

F1 · shares: The aggregate number of shares (the "Shares") of Issuer's common stock purchased by Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $24.21 to $24.25 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

Read SEC document
December 27, 2019 Filed Jan 1, 2020 00:35 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 273,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062346 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,973

Underlying: Common Stock · 273,973 shares

Expires 2029-12-27

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 50% on December 31, 2019. The remaining 50% of LTIP Units vest in equal installments on December 31, 2020, 2021 and 2022.

F3 · balance_after: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, an additional 220,557 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 8,122,934 OP Units.

Read SEC document
November 21, 2019 Filed Nov 26, 2019 01:27 UTC Douglas Emmett Inc DEI · Entity 4415 OtherPartnership Common Units · Derivative 31,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058018 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,122,934

Underlying: Common Stock · 31,517 shares

Expires not disclosed

F1 · security: Partnership common units ("OP Units") of Douglas Emmett Properties, LP, a DE limited partnership, Issuer's operating partnership (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership.

F2 · derivative.exercise_price: Each OP Unit has an economic interest equivalent to one share of the Issuer's common stock ("Common Stock"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of shares of Common Stock, at Issuer's option.

F3 · kind: In connection with a recapitalization transaction (the "Transaction") of Douglas Emmett Fund X, LLC (the "Fund"), each of the direct and indirect minority investors in the Fund was given the opportunity to receive either cash or OP Units of the Operating Partnership in exchange for their direct or indirect interests in the Fund. Reporting Person elected to receive the number of OP Units reported herein in lieu of cash.

F4 · shares: OP Units acquired by Reporting Person in exchange for direct or indirect interests in the Fund in the Transaction described above.

F5 · price: Not applicable.

F5 · derivative.exercise_date: Not applicable.

F5 · derivative.expiration_date: Not applicable.

F6 · balance_after: Reporting Person's derivative securities include 220,557 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person also owns 2,732,590 shares of Common Stock.

Read SEC document
December 06, 2018 Filed Dec 11, 2018 02:15 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 295,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061895 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,620

Underlying: Common Stock · 295,620 shares

Expires 2028-12-28

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2018. The remaining 30% of LTIP Units vest in equal installments on December 31, 2019, 2020 and 2021.

F3 · balance_after: In addition to the LTIP Units reported herein, Reporting Person holds 395,615 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 139,698 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. Reporting Person also owns 7,481,041 OP Units.

Read SEC document
December 06, 2018 Filed Dec 11, 2018 02:07 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 295,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061886 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,620

Underlying: Common Stock · 295,620 shares

Expires 2028-12-28

F1 · security: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 70% on December 31, 2018. The remaining 30% of LTIP Units vest in equal installments on December 31, 2019, 2020 and 2021.

F3 · balance_after: In addition to the LTIP Units reported herein, Reporting Person holds 395,615 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 139,698 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. Reporting Person also owns 7,481,041 OP Units.

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December 28, 2017 Filed Jan 3, 2018 02:56 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 267,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000433 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,706

Underlying: Common Stock · 267,706 shares

Expires 2027-12-28

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: LTIP Units vest 50% on December 31, 2017, with the remaining 50% vesting one-third on each December 31 of 2018, 2019 and 2020.

F3 · balance_after: In addition to the LTIP Units reported herein, Reporting Person holds 127,909 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 139,698 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended.

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February 08, 2017 Filed Feb 11, 2017 02:07 UTC Douglas Emmett Inc DEI · Entity 4415 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 525,763 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-17-009800 · doc4.xml · derivative · entry 6

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 525,763 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended.

F2 · balance_after: Reporting Person also owns (i) 7,228,100 partnership common units ("OP Units") of Douglas Emmett Partnership, LP, a Delaware limited partnership (the "Operating Partnership"); and (ii) an aggregate of 520,548 long term incentive plan units ("LTIP Units"), some of which are subject to vesting and other criteria. The LTIP Units were granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and Issuer's 2016 Omnibus Stock Incentive Plan. Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of shares of Issuer's common stock, or for the cash value of such shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership.

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February 08, 2017 Filed Feb 11, 2017 02:07 UTC Douglas Emmett Inc DEI · Entity 4415 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,358,696 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001209191-17-009800 · doc4.xml · derivative · entry 5

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,358,696 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended.

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February 08, 2017 Filed Feb 11, 2017 02:07 UTC Douglas Emmett Inc DEI · Entity 4415 GiftCommon Stock 639,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009800 · doc4.xml · nonDerivative · entry 4

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,732,590

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February 08, 2017 Filed Feb 11, 2017 02:07 UTC Douglas Emmett Inc DEI · Entity 4415 Tax withholdingCommon Stock 1,269,189 $38.68 $49,092,230.52
Disclosure

SEC source: 0001209191-17-009800 · doc4.xml · nonDerivative · entry 3

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371,965

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February 08, 2017 Filed Feb 11, 2017 02:07 UTC Douglas Emmett Inc DEI · Entity 4415 Exercise / conversionCommon Stock 525,763 $15.05 $7,912,733.15
Disclosure

SEC source: 0001209191-17-009800 · doc4.xml · nonDerivative · entry 2

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,641,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 02:07 UTC Douglas Emmett Inc DEI · Entity 4415 Exercise / conversionCommon Stock 1,358,696 $11.42 $15,516,308.32
Disclosure

SEC source: 0001209191-17-009800 · doc4.xml · nonDerivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,115,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 02:18 UTC Douglas Emmett Inc DEI · Entity 4415 GrantLong Term Incentive Plan Units · Derivative 255,819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155046 · doc4.xml · derivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,819

Underlying: Common Stock · 255,819 shares

Expires 2026-12-09

F1 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.

F2 · derivative.exercise_date: These LTIP Units vest 50% on December 31, 2016, with the remaining 50% vesting one-third on each December 31 of 2017, 2018 and 2019.

F3 · balance_after: In addition to the LTIP Units reported herein, Reporting Person holds 264,729 LTIP Units and employee stock options to purchase 1,884,459 shares of Issuer's common stock, granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and an aggregate of 7,228,100 OP Units.

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January 06, 2016 Filed Jan 21, 2017 00:34 UTC Douglas Emmett Inc DEI · Entity 4415 GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-004996 · doc5.xml · nonDerivative · entry 1

Kaplan Jordan L · CIK 0001378405 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,756,695

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.