Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 17, 2017 16:18 UTC |
Haefner Larry A.EVP & Chief Actuary
|
Tax withholdingCommon Stock | 899 | $44.30 | $39,825.70 |
DisclosureSEC source: 0000021175-17-000062 · wf-form4_148976750363535.xml · nonDerivative · entry 2 Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,003 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:18 UTC |
Haefner Larry A.EVP & Chief Actuary
|
GrantCommon Stock | 17,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000062 · wf-form4_148976750363535.xml · nonDerivative · entry 1 Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,902 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 5,786 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 11,574 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:15 UTC |
Brosnan David JohnPresident, International
|
Tax withholdingCommon Stock | 2,045 | $44.30 | $90,593.50 |
DisclosureSEC source: 0000021175-17-000061 · wf-form4_148976732435256.xml · nonDerivative · entry 2 Brosnan David John · CIK 0001632772 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,626 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:15 UTC |
Brosnan David JohnPresident, International
|
GrantCommon Stock | 26,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000061 · wf-form4_148976732435256.xml · nonDerivative · entry 1 Brosnan David John · CIK 0001632772 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,671 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 8,950 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 17,901 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:05 UTC |
HERMAN MARKPresident & COO, Specialty
|
Tax withholdingCommon Stock | 3,195 | $44.30 | $141,538.50 |
DisclosureSEC source: 0000021175-17-000060 · wf-form4_148976673019056.xml · nonDerivative · entry 2 HERMAN MARK · CIK 0001135249 · President & COO, Specialty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,593 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:05 UTC |
HERMAN MARKPresident & COO, Specialty
|
GrantCommon Stock | 41,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000060 · wf-form4_148976673019056.xml · nonDerivative · entry 1 HERMAN MARK · CIK 0001135249 · President & COO, Specialty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,788 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 13,984 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 27,970 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:03 UTC |
Mense D CraigEVP & CFO
|
Tax withholdingCommon Stock | 3,636 | $44.30 | $161,074.80 |
DisclosureSEC source: 0000021175-17-000059 · wf-form4_148976658137377.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,098 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:03 UTC |
Mense D CraigEVP & CFO
|
GrantCommon Stock | 47,742 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000059 · wf-form4_148976658137377.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,734 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 15,914 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 31,828 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:00 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Tax withholdingCommon Stock | 3,182 | $44.30 | $140,962.60 |
DisclosureSEC source: 0000021175-17-000058 · wf-form4_148976643162161.xml · nonDerivative · entry 2 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,757 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:00 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
GrantCommon Stock | 37,036 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000058 · wf-form4_148976643162161.xml · nonDerivative · entry 1 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,939 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 12,345 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 24,691 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:58 UTC |
Szerlong Timothy JPresident, Worldwide Field Ops
|
Tax withholdingCommon Stock | 3,085 | $44.30 | $136,665.50 |
DisclosureSEC source: 0000021175-17-000057 · wf-form4_148976629508318.xml · nonDerivative · entry 2 Szerlong Timothy J · CIK 0001471870 · President, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,724 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:58 UTC |
Szerlong Timothy JPresident, Worldwide Field Ops
|
GrantCommon Stock | 40,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000057 · wf-form4_148976629508318.xml · nonDerivative · entry 1 Szerlong Timothy J · CIK 0001471870 · President, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,809 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 13,502 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 27,006 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:55 UTC |
Leidwinger Kevin JamesPresident & COO, Commerical
|
Tax withholdingCommon Stock | 2,754 | $44.30 | $122,002.20 |
DisclosureSEC source: 0000021175-17-000056 · wf-form4_148976613763996.xml · nonDerivative · entry 2 Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,202 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:55 UTC |
Leidwinger Kevin JamesPresident & COO, Commerical
|
GrantCommon Stock | 36,168 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000056 · wf-form4_148976613763996.xml · nonDerivative · entry 1 Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,956 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 12,056 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 24,112 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:03 UTC |
MOTAMED THOMAS FFormer Chairman and CEO
|
Tax withholdingCommon Stock | 78,146 | $43.57 | $3,404,821.22 |
DisclosureSEC source: 0000021175-17-000044 · wf-form4_148848501670484.xml · nonDerivative · entry 2 MOTAMED THOMAS F · CIK 0001190185 · Former Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,247 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:03 UTC |
MOTAMED THOMAS FFormer Chairman and CEO
|
GrantCommon Stock | 170,998 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000044 · wf-form4_148848501670484.xml · nonDerivative · entry 1 MOTAMED THOMAS F · CIK 0001190185 · Former Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,393 F1 · security: Common stock represents the underlying security of restricted stock units granted to the reporting person, each restricted stock unit representing a contingent right to receive one share of CNA Financial Corporation common stock. The restricted stock units were awarded based on performance throughout 2016 and vested on March 1, 2017 pursuant to the terms of Mr. Motamed's employment agreement. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 19:11 UTC |
Robusto DinoDirector · Chairman & CEO
|
PurchaseCommon Stock | 12,000 | $41.84 | $502,080.00 |
DisclosureSEC source: 0000021175-17-000042 · wf-form4_148779070092463.xml · nonDerivative · entry 1 Robusto Dino · CIK 0001348889 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $41.64 to $41.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:34 UTC |
Mense D CraigEVP & CFO
|
Exercise / conversionStock Appreciation Rights · Derivative | 30,000 | $0.00 Strike: $32.54 | $0.00 |
DisclosureSEC source: 0000021175-17-000036 · wf-form4_148711144761431.xml · derivative · entry 3 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2018-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F3 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 6, 2009. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:34 UTC |
Mense D CraigEVP & CFO
|
SaleCommon Stock | 7,371 | $43.15 | $318,058.65 |
DisclosureSEC source: 0000021175-17-000036 · wf-form4_148711144761431.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,992 F2 · price: This transaction was executed in multiple trades at prices ranging from $43.15 to $43.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:34 UTC |
Mense D CraigEVP & CFO
|
Exercise / conversionCommon Stock | 7,371 | $43.14 | $317,984.94 |
DisclosureSEC source: 0000021175-17-000036 · wf-form4_148711144761431.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 7,371 shares of the issuers common stock. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Exercise / conversionStock Appreciation Rights · Derivative | 7,500 | $0.00 Strike: $27.11 | $0.00 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · derivative · entry 12 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2021-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F10 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on January 28, 2012. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Exercise / conversionStock Appreciation Rights · Derivative | 7,500 | $0.00 Strike: $25.56 | $0.00 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · derivative · entry 11 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F9 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on March 3, 2011. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Exercise / conversionStock Appreciation Rights · Derivative | 17,067 | $0.00 Strike: $11.51 | $0.00 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · derivative · entry 10 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,067 shares Expires 2019-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F8 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 4, 2010. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Tax withholdingCommon Stock | 999 | $42.38 | $42,337.62 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 8 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,903 F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Exercise / conversionCommon Stock | 2,702 | $42.38 | $114,510.76 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 7 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The Reporting Person exercised 7,500 Stock Appreciation Rights and as such received a gain of 2,702 shares of the issuers common stock. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Tax withholdingCommon Stock | 1,100 | $42.38 | $46,618.00 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 6 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Exercise / conversionCommon Stock | 2,976 | $42.38 | $126,122.88 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 5 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Reporting Person exercised 7,500 Stock Appreciation Rights and as such received a gain of 2,976 shares of the issuers common stock. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Tax withholdingCommon Stock | 4,594 | $42.38 | $194,693.72 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 4 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,324 F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Exercise / conversionCommon Stock | 12,431 | $42.38 | $526,825.78 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 3 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Reporting Person exercised 17,067 Stock Appreciation Rights and as such received a gain of 12,431 shares of the issuers common stock. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Exercise / conversionStock Appreciation Rights · Derivative | 30,000 | $0.00 Strike: $41.86 | $0.00 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · derivative · entry 9 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2017-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F6 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 7, 2008. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
SaleCommon Stock | 382 | $42.65 | $16,292.30 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 2 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,487 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:13 UTC |
KANTOR JONATHAN DEVP, Gen. Counsel & Sec.
|
Exercise / conversionCommon Stock | 382 | $42.40 | $16,196.80 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 1 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 382 shares of the issuers common stock. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:00 UTC |
PONTARELLI THOMASFormer EVP & Chief Admin Off
|
Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $41.86 | $0.00 |
DisclosureSEC source: 0000021175-17-000013 · wf-form4_148666683127639.xml · derivative · entry 3 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F2 · derivative.exercise_date: A previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 7, 2008. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:00 UTC |
PONTARELLI THOMASFormer EVP & Chief Admin Off
|
SaleCommon Stock | 236 | $42.58 | $10,048.88 |
DisclosureSEC source: 0000021175-17-000013 · wf-form4_148666683127639.xml · nonDerivative · entry 2 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,080 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:00 UTC |
PONTARELLI THOMASFormer EVP & Chief Admin Off
|
Exercise / conversionCommon Stock | 236 | $42.53 | $10,037.08 |
DisclosureSEC source: 0000021175-17-000013 · wf-form4_148666683127639.xml · nonDerivative · entry 1 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 236 shares of the issuers common stock. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:16 UTC |
Mense D CraigEVP & CFO
|
Exercise / conversionStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $41.86 | $0.00 |
DisclosureSEC source: 0000021175-17-000014 · wf-form4_148666775723257.xml · derivative · entry 3 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2017-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F2 · derivative.exercise_date: A previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 7, 2008. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:16 UTC |
Mense D CraigEVP & CFO
|
SaleCommon Stock | 318 | $42.42 | $13,489.56 |
DisclosureSEC source: 0000021175-17-000014 · wf-form4_148666775723257.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,992 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:16 UTC |
Mense D CraigEVP & CFO
|
Exercise / conversionCommon Stock | 318 | $42.40 | $13,483.20 |
DisclosureSEC source: 0000021175-17-000014 · wf-form4_148666775723257.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 25,000 Stock Appreciation Rights and as such received a gain of 318 shares of the issuers common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:00 UTC |
PONTARELLI THOMASFormer EVP & Chief Admin Off
|
Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $32.54 | $0.00 |
DisclosureSEC source: 0000021175-17-000005 · wf-form4_148605480826531.xml · derivative · entry 4 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2018-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F5 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 6, 2009. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:00 UTC |
PONTARELLI THOMASFormer EVP & Chief Admin Off
|
Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $11.51 | $0.00 |
DisclosureSEC source: 0000021175-17-000005 · wf-form4_148605480826531.xml · derivative · entry 3 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F3 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 4, 2010. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:00 UTC |
PONTARELLI THOMASFormer EVP & Chief Admin Off
|
Exercise / conversionCommon Stock | 15,000 | $41.49 | $622,350.00 |
DisclosureSEC source: 0000021175-17-000005 · wf-form4_148605480826531.xml · nonDerivative · entry 2 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 3,235 shares of the issuers common stock. F2 · balance_after: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 3,235 shares of the issuers common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:00 UTC |
PONTARELLI THOMASFormer EVP & Chief Admin Off
|
Exercise / conversionCommon Stock | 15,000 | $41.49 | $622,350.00 |
DisclosureSEC source: 0000021175-17-000005 · wf-form4_148605480826531.xml · nonDerivative · entry 1 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 10,838 shares of the issuers common stock. F1 · balance_after: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 10,838 shares of the issuers common stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 19:29 UTC |
MOTAMED THOMAS FFormer Chairman and CEO
|
Tax withholdingCommon Stock | 40,842 | $41.62 | $1,699,844.04 |
DisclosureSEC source: 0000021175-17-000002 · wf-form4_148364457007707.xml · nonDerivative · entry 3 MOTAMED THOMAS F · CIK 0001190185 · Former Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,395 F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Motamed on March 18, 2015. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 19:29 UTC |
MOTAMED THOMAS FFormer Chairman and CEO
|
Tax withholdingCommon Stock | 26,304 | $41.62 | $1,094,772.48 |
DisclosureSEC source: 0000021175-17-000002 · wf-form4_148364457007707.xml · nonDerivative · entry 2 MOTAMED THOMAS F · CIK 0001190185 · Former Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,237 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Motamed on February 24, 2014. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 19:29 UTC |
MOTAMED THOMAS FFormer Chairman and CEO
|
Tax withholdingCommon Stock | 14,277 | $41.62 | $594,208.74 |
DisclosureSEC source: 0000021175-17-000002 · wf-form4_148364457007707.xml · nonDerivative · entry 1 MOTAMED THOMAS F · CIK 0001190185 · Former Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,541 F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Motamed on February 28, 2013. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 14:20 UTC |
MOTAMED THOMAS FFormer Chairman and CEO
|
GiftCommon Stock | 74,743 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-16-000229 · wf-form4_148293481488105.xml · nonDerivative · entry 2 MOTAMED THOMAS F · CIK 0001190185 · Former Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Co-trustee of The Motamed Family Foundation Trust Disclosed balance after: 74,743 F1 · kind: Represents a bona fide gift from Reporting Person to The Motamed Family Foundation Trust. Reporting Person is a co-trustee of the Trust and is deemed to have shared voting and dispositive power over shares held by the Trust. Reporting Person disclaims beneficial ownership of these shares because Reporting Person has no pecuniary interest in the shares. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 14:20 UTC |
MOTAMED THOMAS FFormer Chairman and CEO
|
GiftCommon Stock | 74,743 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-16-000229 · wf-form4_148293481488105.xml · nonDerivative · entry 1 MOTAMED THOMAS F · CIK 0001190185 · Former Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,818 F1 · kind: Represents a bona fide gift from Reporting Person to The Motamed Family Foundation Trust. Reporting Person is a co-trustee of the Trust and is deemed to have shared voting and dispositive power over shares held by the Trust. Reporting Person disclaims beneficial ownership of these shares because Reporting Person has no pecuniary interest in the shares. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 20:32 UTC |
MOTAMED THOMAS FDirector · Chairman and CEO
|
GiftCommon Stock | 27,397 | $36.62 | $1,003,278.14 |
DisclosureSEC source: 0000021175-16-000221 · wf-form4_147811873413297.xml · nonDerivative · entry 1 MOTAMED THOMAS F · CIK 0001190185 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,561 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.