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CUMMINS INC

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2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Ewald Thaddeus BVP - Corporate Strategy
Tax withholdingCommon 174 $152.85 $26,595.90
Disclosure

SEC source: 0001225208-17-005866 · doc4.xml · nonDerivative · entry 2

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,369.932

F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Ewald Thaddeus BVP - Corporate Strategy
GrantCommon 462 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005866 · doc4.xml · nonDerivative · entry 1

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,543.932

F1 · balance_after: Includes 27.783 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Embree Tracy AVP & Pres. - Components Group
Tax withholdingCommon 144 $152.85 $22,010.40
Disclosure

SEC source: 0001225208-17-005865 · doc4.xml · nonDerivative · entry 2

Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,489

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Embree Tracy AVP & Pres. - Components Group
GrantCommon 413 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005865 · doc4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,633

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Cook Jill EChief Human Resources Officer
Tax withholdingCommon 456 $152.85 $69,699.60
Disclosure

SEC source: 0001225208-17-005864 · doc4.xml · nonDerivative · entry 2

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,671

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Cook Jill EChief Human Resources Officer
GrantCommon 1,393 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005864 · doc4.xml · nonDerivative · entry 1

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,127

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Clulow Christopher CVP - Corporate Controller
Tax withholdingCommon 51 $152.85 $7,795.35
Disclosure

SEC source: 0001225208-17-005863 · doc4.xml · nonDerivative · entry 2

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750.532

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Clulow Christopher CVP - Corporate Controller
GrantCommon 137 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005863 · doc4.xml · nonDerivative · entry 1

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,801.532

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
CHAPMAN STEVEN MGroup Vice President
Tax withholdingCommon 932 $152.85 $142,456.20
Disclosure

SEC source: 0001225208-17-005862 · doc4.xml · nonDerivative · entry 2

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,502

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
CHAPMAN STEVEN MGroup Vice President
GrantCommon 2,065 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005862 · doc4.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,434

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Barner Sharon RVP - Gen. Counsel
Tax withholdingCommon 530 $152.85 $81,010.50
Disclosure

SEC source: 0001225208-17-005861 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,673

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Barner Sharon RVP - Gen. Counsel
GrantCommon 1,652 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005861 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,203

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Aaholm Sherry AVP - Chief Information Officer
Tax withholdingCommon 238 $152.85 $36,378.30
Disclosure

SEC source: 0001225208-17-005860 · doc4.xml · nonDerivative · entry 2

Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,145

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Aaholm Sherry AVP - Chief Information Officer
GrantCommon 721 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005860 · doc4.xml · nonDerivative · entry 1

Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Ward PatVP - Chief Financial Officer
Tax withholdingCommon 1,034 $152.85 $158,046.90
Disclosure

SEC source: 0001225208-17-005859 · doc4.xml · nonDerivative · entry 2

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,245

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Ward PatVP - Chief Financial Officer
GrantCommon 3,255 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005859 · doc4.xml · nonDerivative · entry 1

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Talaulicar AnantVP & Ch. - Cummins India ABO
Tax withholdingCommon 808 $152.85 $123,502.80
Disclosure

SEC source: 0001225208-17-005858 · doc4.xml · nonDerivative · entry 2

Talaulicar Anant · CIK 0001485525 · VP & Ch. - Cummins India ABO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,679

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Talaulicar AnantVP & Ch. - Cummins India ABO
GrantCommon 2,478 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005858 · doc4.xml · nonDerivative · entry 1

Talaulicar Anant · CIK 0001485525 · VP & Ch. - Cummins India ABO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,487

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Satterthwaite TonyPresident - Distribution
Tax withholdingCommon 797 $152.85 $121,821.45
Disclosure

SEC source: 0001225208-17-005856 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,902

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Satterthwaite TonyPresident - Distribution
GrantCommon 2,583 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005856 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,699

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Smith Mark AndrewVP - Operations Finance
Tax withholdingCommon 115 $152.85 $17,577.75
Disclosure

SEC source: 0001225208-17-005857 · doc4.xml · nonDerivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,396

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
Smith Mark AndrewVP - Operations Finance
GrantCommon 308 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005857 · doc4.xml · nonDerivative · entry 1

Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,511

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
RUMSEY JENNIFERChief Technical Officer
Tax withholdingCommon 151 $152.85 $23,080.35
Disclosure

SEC source: 0001225208-17-005855 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,365

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
RUMSEY JENNIFERChief Technical Officer
GrantCommon 413 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005855 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
ROSE MARYA MV.P. - CAO
Tax withholdingCommon 771 $152.85 $117,847.35
Disclosure

SEC source: 0001225208-17-005854 · doc4.xml · nonDerivative · entry 2

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,345

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:09 UTC
ROSE MARYA MV.P. - CAO
GrantCommon 2,373 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005854 · doc4.xml · nonDerivative · entry 1

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,116

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC
Padmanabhan SrikanthPresident - Engine Busines
Tax withholdingCommon 264 $152.85 $40,352.40
Disclosure

SEC source: 0001225208-17-005853 · doc4.xml · nonDerivative · entry 2

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,371.7836

F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC
Padmanabhan SrikanthPresident - Engine Busines
GrantCommon 777 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005853 · doc4.xml · nonDerivative · entry 1

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,635.7836

F1 · balance_after: Includes .0066 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC
Osowick Mark JVP - Human Resources Op.
Tax withholdingCommon 39 $152.85 $5,961.15
Disclosure

SEC source: 0001225208-17-005852 · doc4.xml · nonDerivative · entry 2

Osowick Mark J · CIK 0001613380 · VP - Human Resources Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,271.353

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC
Osowick Mark JVP - Human Resources Op.
GrantCommon 105 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005852 · doc4.xml · nonDerivative · entry 1

Osowick Mark J · CIK 0001613380 · VP - Human Resources Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,310.353

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
Tax withholdingCommon 5,156 $152.85 $788,094.60
Disclosure

SEC source: 0001225208-17-005850 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,607

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GrantCommon 13,013 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005850 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,763

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC
Nusterer NorbertVP & President - Power Systems
Tax withholdingCommon 181 $152.85 $27,665.85
Disclosure

SEC source: 0001225208-17-005851 · doc4.xml · nonDerivative · entry 2

Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,659.289

F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC
Nusterer NorbertVP & President - Power Systems
GrantCommon 518 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005851 · doc4.xml · nonDerivative · entry 1

Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,840.289

F1 · balance_after: Includes 9.145 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC
HUNT MARSHA LVP-Corp. Controller
Tax withholdingCommon 251 $152.85 $38,365.35
Disclosure

SEC source: 0001225208-17-005849 · doc4.xml · nonDerivative · entry 2

HUNT MARSHA L · CIK 0001273201 · VP-Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC
HUNT MARSHA LVP-Corp. Controller
GrantCommon 721 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005849 · doc4.xml · nonDerivative · entry 1

HUNT MARSHA L · CIK 0001273201 · VP-Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,903

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC Tax withholdingCommon 1,314 $152.85 $200,844.90
Disclosure

SEC source: 0001225208-17-005848 · doc4.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:08 UTC GrantCommon 4,137 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005848 · doc4.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,445

Read SEC document
March 06, 2017 Filed Jan 23, 2018 15:12 UTC
Ewald Thaddeus BVP - Corporate Strategy
GrantCommon 177 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001358 · doc5.xml · nonDerivative · entry 2

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,957

F2 · shares: Represents issuance of shares to reporting person not previously reported on Form 4.

F3 · balance_after: Includes 11.707 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

Read SEC document
February 24, 2017 Filed Mar 8, 2017 17:08 UTC GiftCommon 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005848 · doc4.xml · nonDerivative · entry 3

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,706

Read SEC document
December 01, 2016 Filed Dec 5, 2016 19:34 UTC
CHAPMAN STEVEN MGroup Vice President
SaleCommon 3,000 $145.00 $435,000.00
Disclosure

SEC source: 0001140361-16-088801 · doc1.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,369

F1 · kind: Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 6, 2015.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 19:22 UTC
Satterthwaite TonyPresident - Distribution
SaleCommon 3,607 $138.03 $497,873.49
Disclosure

SEC source: 0001140361-16-088188 · doc1.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,116

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.013 - $138.1591. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 19:21 UTC SaleCommon 1,000 $137.77 $137,773.40
Disclosure

SEC source: 0001140361-16-088185 · doc1.xml · nonDerivative · entry 1

HERDMAN ROBERT · CIK 0001263879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,134.827

F1 · balance_after: Includes 76.89372 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors and 123.808 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 21:45 UTC
HUNT MARSHA LVP-Corp. Controller
SaleCommon 400 $140.93 $56,370.00
Disclosure

SEC source: 0001140361-16-087955 · doc1.xml · nonDerivative · entry 1

HUNT MARSHA L · CIK 0001273201 · VP-Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,182

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:25 UTC
ROSE MARYA MV.P. - CAO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 5,450 $0.00 Strike: $58.12 $0.00
Disclosure

SEC source: 0001140361-16-086559 · doc1.xml · derivative · entry 5

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,450 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:25 UTC
ROSE MARYA MV.P. - CAO
SaleCommon 10 $137.01 $1,370.10
Disclosure

SEC source: 0001140361-16-086559 · doc1.xml · nonDerivative · entry 3

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,743

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:25 UTC
ROSE MARYA MV.P. - CAO
SaleCommon 5,440 $136.40 $741,996.42
Disclosure

SEC source: 0001140361-16-086559 · doc1.xml · nonDerivative · entry 2

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,753

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.98 - $136.68. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:25 UTC
ROSE MARYA MV.P. - CAO
Exercise / conversionCommon 5,450 $58.12 $316,726.75
Disclosure

SEC source: 0001140361-16-086559 · doc1.xml · nonDerivative · entry 1

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 15:49 UTC SaleCommon 2,500 $135.00 $337,500.00
Disclosure

SEC source: 0001140361-16-086059 · doc1.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308

F1 · kind: Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2015.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 15:47 UTC
CHAPMAN STEVEN MGroup Vice President
SaleCommon 3,000 $135.00 $405,000.00
Disclosure

SEC source: 0001140361-16-086055 · doc1.xml · nonDerivative · entry 2

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,369

F2 · kind: Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 6, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.