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CMI

CUMMINS INC

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2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2018 Filed Apr 5, 2018 18:27 UTC
Ward PatVP - Chief Financial Officer
GrantStock Option (Right-to-Buy) · Derivative 17,380 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007464 · doc4.xml · derivative · entry 4

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,380

Underlying: Common · 17,380 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:27 UTC
Smith Mark AndrewVP - Operations Finance
GrantStock Option (Right-to-Buy) · Derivative 6,080 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007463 · doc4.xml · derivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080

Underlying: Common · 6,080 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:27 UTC
Satterthwaite TonyPresident - Distribution
GrantStock Option (Right-to-Buy) · Derivative 10,860 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007462 · doc4.xml · derivative · entry 3

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,860

Underlying: Common · 10,860 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:27 UTC
RUMSEY JENNIFERChief Technical Officer
GrantStock Option (Right-to-Buy) · Derivative 6,950 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007461 · doc4.xml · derivative · entry 4

RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950

Underlying: Common · 6,950 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:27 UTC
ROSE MARYA MV.P. - CAO
GrantStock Option (Right-to-Buy) · Derivative 10,860 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007460 · doc4.xml · derivative · entry 3

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,860

Underlying: Common · 10,860 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:27 UTC
Padmanabhan SrikanthPresident - Engine Busines
GrantStock Option (Right-to-Buy) · Derivative 9,560 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007459 · doc4.xml · derivative · entry 4

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,560

Underlying: Common · 9,560 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
Osowick Mark JVP - Human Resources Op.
GrantStock Option (Right-to-Buy) · Derivative 2,390 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007458 · doc4.xml · derivative · entry 3

Osowick Mark J · CIK 0001613380 · VP - Human Resources Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390

Underlying: Common · 2,390 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
Nusterer NorbertVP & President - Power Systems
GrantStock Option (Right-to-Buy) · Derivative 7,820 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007457 · doc4.xml · derivative · entry 3

Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,820

Underlying: Common · 7,820 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GrantStock Option (Right-to-Buy) · Derivative 61,700 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007456 · doc4.xml · derivative · entry 7

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,700

Underlying: Common · 61,700 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
JACKSON DONALD GVP and Treasurer
GrantStock Option (Right-to-Buy) · Derivative 2,175 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007455 · doc4.xml · derivative · entry 3

JACKSON DONALD G · CIK 0001640059 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175

Underlying: Common · 2,175 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC GrantStock Option (Right-to-Buy) · Derivative 26,070 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007454 · doc4.xml · derivative · entry 5

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,070

Underlying: Common · 26,070 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
Ewald Thaddeus BVP - Corporate Strategy
GrantStock Option (Right-to-Buy) · Derivative 6,520 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007453 · doc4.xml · derivative · entry 3

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,520

Underlying: Common · 6,520 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
Embree Tracy AVP & Pres. - Components Group
GrantStock Option (Right-to-Buy) · Derivative 9,560 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007452 · doc4.xml · derivative · entry 3

Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,560

Underlying: Common · 9,560 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
Cook Jill EChief Human Resources Officer
GrantStock Option (Right-to-Buy) · Derivative 7,390 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007451 · doc4.xml · derivative · entry 3

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,390

Underlying: Common · 7,390 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
Clulow Christopher CVP - Corporate Controller
GrantStock Option (Right-to-Buy) · Derivative 1,960 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007450 · doc4.xml · derivative · entry 3

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

Underlying: Common · 1,960 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
CHAPMAN STEVEN MGroup Vice President
GrantStock Option (Right-to-Buy) · Derivative 9,560 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007449 · doc4.xml · derivative · entry 4

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,560

Underlying: Common · 9,560 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
Barner Sharon RVP - Gen. Counsel
GrantStock Option (Right-to-Buy) · Derivative 9,560 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007448 · doc4.xml · derivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,560

Underlying: Common · 9,560 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
Anderson Peter WilliamVP - Global Supply Chain & Mfg
GrantStock Option (Right-to-Buy) · Derivative 3,480 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007447 · doc4.xml · derivative · entry 2

Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,480

Underlying: Common · 3,480 shares

Expires 2028-04-03

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:26 UTC
Aaholm Sherry AVP - Chief Information Officer
GrantStock Option (Right-to-Buy) · Derivative 3,480 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-18-007446 · doc4.xml · derivative · entry 2

Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,480

Underlying: Common · 3,480 shares

Expires 2028-04-03

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:19 UTC
RUMSEY JENNIFERChief Technical Officer
Tax withholdingCommon 255 $160.89 $41,026.95
Disclosure

SEC source: 0001225208-18-005242 · doc4.xml · nonDerivative · entry 3

RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585

F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:19 UTC
RUMSEY JENNIFERChief Technical Officer
GrantCommon 840 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005242 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:19 UTC
Clulow Christopher CVP - Corporate Controller
Tax withholdingCommon 44 $160.89 $7,079.16
Disclosure

SEC source: 0001225208-18-005228 · doc4.xml · nonDerivative · entry 2

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833.359

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:19 UTC
Clulow Christopher CVP - Corporate Controller
GrantCommon 126 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005228 · doc4.xml · nonDerivative · entry 1

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,877.359

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:19 UTC
Osowick Mark JVP - Human Resources Op.
Tax withholdingCommon 144 $160.89 $23,168.16
Disclosure

SEC source: 0001225208-18-005241 · doc4.xml · nonDerivative · entry 2

Osowick Mark J · CIK 0001613380 · VP - Human Resources Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,928.954

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

F2 · balance_after: Reflects 74.570 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:19 UTC
Osowick Mark JVP - Human Resources Op.
GrantCommon 420 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005241 · doc4.xml · nonDerivative · entry 1

Osowick Mark J · CIK 0001613380 · VP - Human Resources Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,072.954

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Ward PatVP - Chief Financial Officer
Tax withholdingCommon 929 $160.89 $149,466.81
Disclosure

SEC source: 0001225208-18-005240 · doc4.xml · nonDerivative · entry 2

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,298

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Ward PatVP - Chief Financial Officer
GrantCommon 3,227 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005240 · doc4.xml · nonDerivative · entry 1

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,227

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Smith Mark AndrewVP - Operations Finance
Tax withholdingCommon 128 $160.89 $20,593.92
Disclosure

SEC source: 0001225208-18-005239 · doc4.xml · nonDerivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Smith Mark AndrewVP - Operations Finance
GrantCommon 375 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005239 · doc4.xml · nonDerivative · entry 1

Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
ROSE MARYA MV.P. - CAO
Tax withholdingCommon 640 $160.89 $102,969.60
Disclosure

SEC source: 0001225208-18-005237 · doc4.xml · nonDerivative · entry 2

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,074

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
ROSE MARYA MV.P. - CAO
GrantCommon 2,149 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005237 · doc4.xml · nonDerivative · entry 1

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,714

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Satterthwaite TonyPresident - Distribution
Tax withholdingCommon 699 $160.89 $112,462.11
Disclosure

SEC source: 0001225208-18-005238 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,541

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Satterthwaite TonyPresident - Distribution
GrantCommon 2,338 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005238 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,240

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
Tax withholdingCommon 211 $160.89 $33,947.79
Disclosure

SEC source: 0001225208-18-005236 · doc4.xml · nonDerivative · entry 2

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,860.7886

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
GrantCommon 700 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005236 · doc4.xml · nonDerivative · entry 1

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,071.7886

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Nusterer NorbertVP & President - Power Systems
Tax withholdingCommon 187 $160.89 $30,086.43
Disclosure

SEC source: 0001225208-18-005235 · doc4.xml · nonDerivative · entry 2

Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Nusterer NorbertVP & President - Power Systems
GrantCommon 609 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005235 · doc4.xml · nonDerivative · entry 1

Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,556

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
Tax withholdingCommon 4,742 $160.89 $762,940.38
Disclosure

SEC source: 0001225208-18-005234 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,850

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GrantCommon 12,719 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005234 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,592

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
JACKSON DONALD GVP and Treasurer
Tax withholdingCommon 96 $160.89 $15,445.44
Disclosure

SEC source: 0001225208-18-005233 · doc4.xml · nonDerivative · entry 2

JACKSON DONALD G · CIK 0001640059 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435.9379

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
JACKSON DONALD GVP and Treasurer
GrantCommon 280 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005233 · doc4.xml · nonDerivative · entry 1

JACKSON DONALD G · CIK 0001640059 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531.9379

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC Tax withholdingCommon 1,345 $160.89 $216,397.05
Disclosure

SEC source: 0001225208-18-005232 · doc4.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC GrantCommon 4,676 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005232 · doc4.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,676

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Ewald Thaddeus BVP - Corporate Strategy
Tax withholdingCommon 294 $160.89 $47,301.66
Disclosure

SEC source: 0001225208-18-005231 · doc4.xml · nonDerivative · entry 2

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,601

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Ewald Thaddeus BVP - Corporate Strategy
GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005231 · doc4.xml · nonDerivative · entry 1

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,895

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Embree Tracy AVP & Pres. - Components Group
Tax withholdingCommon 410 $160.89 $65,964.90
Disclosure

SEC source: 0001225208-18-005230 · doc4.xml · nonDerivative · entry 2

Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,479

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Embree Tracy AVP & Pres. - Components Group
GrantCommon 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005230 · doc4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,889

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Cook Jill EChief Human Resources Officer
Tax withholdingCommon 404 $160.89 $64,999.56
Disclosure

SEC source: 0001225208-18-005229 · doc4.xml · nonDerivative · entry 2

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Cook Jill EChief Human Resources Officer
GrantCommon 1,358 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005229 · doc4.xml · nonDerivative · entry 1

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,029

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
CHAPMAN STEVEN MGroup Vice President
Tax withholdingCommon 907 $160.89 $145,927.23
Disclosure

SEC source: 0001225208-18-005227 · doc4.xml · nonDerivative · entry 2

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,145

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.