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CMI

CUMMINS INC

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Tapewire entity
2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2020 Filed Mar 3, 2020 19:11 UTC
Kennedy Melina MVP-Product Compl.-Reg. Affairs
GrantCommon 1,190 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004083 · doc4.xml · nonDerivative · entry 1

Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425.609

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
JACKSON DONALD GVP and Treasurer
Tax withholdingCommon 417 $151.29 $63,087.93
Disclosure

SEC source: 0001225208-20-004082 · doc4.xml · nonDerivative · entry 2

JACKSON DONALD G · CIK 0001640059 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841.9379

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
JACKSON DONALD GVP and Treasurer
GrantCommon 1,340 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004082 · doc4.xml · nonDerivative · entry 1

JACKSON DONALD G · CIK 0001640059 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,258.9379

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Fier Walter JVP - Chief Technical Officer
Tax withholdingCommon 413 $151.29 $62,482.77
Disclosure

SEC source: 0001225208-20-004080 · doc4.xml · nonDerivative · entry 2

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,275.692

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Fier Walter JVP - Chief Technical Officer
GrantCommon 1,340 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004080 · doc4.xml · nonDerivative · entry 1

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688.692

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Ewald Thaddeus BVP - Corporate Strategy
Tax withholdingCommon 1,077 $151.29 $162,939.33
Disclosure

SEC source: 0001225208-20-004079 · doc4.xml · nonDerivative · entry 2

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,676

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Ewald Thaddeus BVP - Corporate Strategy
GrantCommon 3,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004079 · doc4.xml · nonDerivative · entry 1

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,753

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Embree Tracy APresident - Distribution
Tax withholdingCommon 1,937 $151.29 $293,048.73
Disclosure

SEC source: 0001225208-20-004078 · doc4.xml · nonDerivative · entry 2

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,403

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Embree Tracy APresident - Distribution
GrantCommon 6,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004078 · doc4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,340

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Cook Jill EChief Human Resources Officer
Tax withholdingCommon 1,503 $151.29 $227,388.87
Disclosure

SEC source: 0001225208-20-004077 · doc4.xml · nonDerivative · entry 2

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,694

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Cook Jill EChief Human Resources Officer
GrantCommon 5,080 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004077 · doc4.xml · nonDerivative · entry 1

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,197

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Clulow Christopher CVP - Corporate Controller
Tax withholdingCommon 323 $151.29 $48,866.67
Disclosure

SEC source: 0001225208-20-004076 · doc4.xml · nonDerivative · entry 2

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800.359

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Clulow Christopher CVP - Corporate Controller
GrantCommon 1,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004076 · doc4.xml · nonDerivative · entry 1

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,123.359

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Barner Sharon RVP - Gen. Counsel
Tax withholdingCommon 1,724 $151.29 $260,823.96
Disclosure

SEC source: 0001225208-20-004074 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Barner Sharon RVP - Gen. Counsel
GrantCommon 5,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004074 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,759

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
CHAPMAN STEVEN MGroup Vice President
Tax withholdingCommon 2,923 $151.29 $442,220.67
Disclosure

SEC source: 0001225208-20-004075 · doc4.xml · nonDerivative · entry 2

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,192

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
CHAPMAN STEVEN MGroup Vice President
GrantCommon 6,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004075 · doc4.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,115

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Anderson Peter WilliamVP - Global Supply Chain & Mfg
Tax withholdingCommon 548 $151.29 $82,906.92
Disclosure

SEC source: 0001225208-20-004073 · doc4.xml · nonDerivative · entry 2

Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725.311

F1 · kind: Tax withholding upon vesting of shares earned in prior periods based on Company financial performance.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Anderson Peter WilliamVP - Global Supply Chain & Mfg
GrantCommon 1,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004073 · doc4.xml · nonDerivative · entry 1

Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,273.311

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Smith Mark AndrewVP - Chief Financial Officer
Tax withholdingCommon 603 $151.29 $91,227.87
Disclosure

SEC source: 0001225208-20-004071 · doc4.xml · nonDerivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,243

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Smith Mark AndrewVP - Chief Financial Officer
GrantCommon 2,090 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004071 · doc4.xml · nonDerivative · entry 1

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,846

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Aaholm Sherry AVP - Chief Information Officer
Tax withholdingCommon 724 $151.29 $109,533.96
Disclosure

SEC source: 0001225208-20-004072 · doc4.xml · nonDerivative · entry 2

Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,237

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Aaholm Sherry AVP - Chief Information Officer
GrantCommon 2,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004072 · doc4.xml · nonDerivative · entry 1

Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,961

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Satterthwaite TonyPresident & COO
Tax withholdingCommon 3,256 $151.29 $492,600.24
Disclosure

SEC source: 0001225208-20-004070 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,393

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
Satterthwaite TonyPresident & COO
GrantCommon 7,460 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004070 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,649

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
RUMSEY JENNIFERPresident - Components
Tax withholdingCommon 1,236 $151.29 $186,994.44
Disclosure

SEC source: 0001225208-20-004069 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,944

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
RUMSEY JENNIFERPresident - Components
GrantCommon 4,180 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004069 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,180

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:09 UTC
ROSE MARYA MV.P. - CAO
Tax withholdingCommon 2,082 $151.29 $314,985.78
Disclosure

SEC source: 0001225208-20-004068 · doc4.xml · nonDerivative · entry 2

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,171

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:09 UTC
ROSE MARYA MV.P. - CAO
GrantCommon 6,880 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004068 · doc4.xml · nonDerivative · entry 1

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,253

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:09 UTC
Padmanabhan SrikanthPresident - Engine Busines
Tax withholdingCommon 1,763 $151.29 $266,724.27
Disclosure

SEC source: 0001225208-20-004067 · doc4.xml · nonDerivative · entry 2

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,788

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:09 UTC
Padmanabhan SrikanthPresident - Engine Busines
GrantCommon 5,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004067 · doc4.xml · nonDerivative · entry 1

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

Read SEC document
February 14, 2020 Filed Feb 14, 2020 21:38 UTC
Osowick Mark JVP - Human Resources Op.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 650 $0.00 Strike: $67.58 $0.00
Disclosure

SEC source: 0001225208-20-002383 · doc4.xml · derivative · entry 4

Osowick Mark J · CIK 0001613380 · VP - Human Resources Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 650 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 21:38 UTC
Osowick Mark JVP - Human Resources Op.
SaleCommon 438 $165.88 $72,654.30
Disclosure

SEC source: 0001225208-20-002383 · doc4.xml · nonDerivative · entry 2

Osowick Mark J · CIK 0001613380 · VP - Human Resources Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,954.068

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

F2 · balance_after: Reflects 76.459 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 21:38 UTC
Osowick Mark JVP - Human Resources Op.
Exercise / conversionCommon 650 $67.58 $43,923.75
Disclosure

SEC source: 0001225208-20-002383 · doc4.xml · nonDerivative · entry 1

Osowick Mark J · CIK 0001613380 · VP - Human Resources Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,392.068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:38 UTC
Clulow Christopher CVP - Corporate Controller
Exercise / conversionStock Option (Right-to-Buy) · Derivative 220 $0.00 Strike: $67.58 $0.00
Disclosure

SEC source: 0001225208-20-002382 · doc4.xml · derivative · entry 4

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 220 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:38 UTC
Clulow Christopher CVP - Corporate Controller
SaleCommon 150 $167.58 $25,136.31
Disclosure

SEC source: 0001225208-20-002382 · doc4.xml · nonDerivative · entry 2

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083.359

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:38 UTC
Clulow Christopher CVP - Corporate Controller
Exercise / conversionCommon 220 $67.58 $14,866.50
Disclosure

SEC source: 0001225208-20-002382 · doc4.xml · nonDerivative · entry 1

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233.359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:38 UTC
Satterthwaite TonyPresident & COO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 8,450 $0.00 Strike: $58.12 $0.00
Disclosure

SEC source: 0001225208-20-002381 · doc4.xml · derivative · entry 4

Satterthwaite Tony · CIK 0001438353 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,450 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:38 UTC
Satterthwaite TonyPresident & COO
SaleCommon 5,395 $167.75 $905,032.29
Disclosure

SEC source: 0001225208-20-002381 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,189

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:38 UTC
Satterthwaite TonyPresident & COO
Exercise / conversionCommon 8,450 $58.12 $491,071.75
Disclosure

SEC source: 0001225208-20-002381 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:38 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 16,360 $0.00 Strike: $58.12 $0.00
Disclosure

SEC source: 0001225208-20-002380 · doc4.xml · derivative · entry 8

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 16,360 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:38 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
SaleCommon 10,447 $167.54 $1,750,283.07
Disclosure

SEC source: 0001225208-20-002380 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,189

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:38 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
Exercise / conversionCommon 16,360 $58.12 $950,761.40
Disclosure

SEC source: 0001225208-20-002380 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
November 22, 2019 Filed Jan 21, 2020 15:50 UTC
CHAPMAN STEVEN MGroup Vice President
GiftCommon 3,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000951 · doc5.xml · nonDerivative · entry 2

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #1

Disclosed balance after: 318

F1 · kind: Return of shares from the Grantor Retained Annuity Trust #1.

Read SEC document
November 22, 2019 Filed Jan 21, 2020 15:50 UTC
CHAPMAN STEVEN MGroup Vice President
GiftCommon 3,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000951 · doc5.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,535

F1 · kind: Return of shares from the Grantor Retained Annuity Trust #1.

Read SEC document
November 18, 2019 Filed Jan 21, 2020 15:50 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 12,950 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000950 · doc5.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #3

Disclosed balance after: 21,535

F1 · kind: Return of shares from the Grantor Retained Annuity Trust #3.

Read SEC document
November 18, 2019 Filed Jan 21, 2020 15:50 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 12,950 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000950 · doc5.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,276

F1 · kind: Return of shares from the Grantor Retained Annuity Trust #3.

Read SEC document
November 14, 2019 Filed Jan 21, 2020 15:50 UTC
ROSE MARYA MV.P. - CAO
GiftCommon 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000952 · doc5.xml · nonDerivative · entry 1

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,373

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October 16, 2019 Filed Oct 18, 2019 18:24 UTC
RUMSEY JENNIFERPresident - Components
GrantStock Option (Right-to-Buy) · Derivative 1,235 $0.00 Strike: $166.18 $0.00
Disclosure

SEC source: 0001225208-19-013628 · doc4.xml · derivative · entry 4

RUMSEY JENNIFER · CIK 0001651631 · President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235

Underlying: Common · 1,235 shares

Expires 2029-10-16

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October 16, 2019 Filed Oct 18, 2019 18:24 UTC
Embree Tracy APresident - Distribution
GrantStock Option (Right-to-Buy) · Derivative 1,850 $0.00 Strike: $166.18 $0.00
Disclosure

SEC source: 0001225208-19-013627 · doc4.xml · derivative · entry 3

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Common · 1,850 shares

Expires 2029-10-16

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.