Tapewire

NYSE · USD

CFG

CITIZENS FINANCIAL GROUP INC/RI

Export transactions ↓
Tapewire entity
1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2023 Filed May 18, 2023 22:20 UTC GrantCommon Stock 196.936 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000105 · wk-form4_1684448441.xml · nonDerivative · entry 1

Alexander Lee · CIK 0001841994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,566.435

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:18 UTC GrantCommon Stock 434.428 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000104 · wk-form4_1684448305.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,086.574

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:17 UTC GrantCommon Stock 135.262 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000103 · wk-form4_1684448249.xml · nonDerivative · entry 1

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,777.988

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:16 UTC GrantCommon Stock 434.428 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000102 · wk-form4_1684448196.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,297.574

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:15 UTC GrantCommon Stock 384.142 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000101 · wk-form4_1684448126.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,511.943

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:14 UTC GrantCommon Stock 299.933 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000100 · wk-form4_1684448079.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,138.59

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:14 UTC PurchaseCommon Stock 1,000 $26.39 $26,390.00
Disclosure

SEC source: 0000759944-23-000099 · wk-form4_1684448023.xml · nonDerivative · entry 2

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by spouse in revocable trust

Disclosed balance after: 3,000

Read SEC document
May 17, 2023 Filed May 18, 2023 22:14 UTC GrantCommon Stock 384.142 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000099 · wk-form4_1684448023.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,511.943

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:11 UTC GrantCommon Stock 434.428 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000097 · wk-form4_1684447908.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,515.574

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:12 UTC GrantCommon Stock 135.262 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000098 · wk-form4_1684447960.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,224.988

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:10 UTC GrantCommon Stock 196.936 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000096 · wk-form4_1684447839.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,566.435

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:09 UTC GrantCommon Stock 434.428 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000095 · wk-form4_1684447774.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,215.574

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:08 UTC GrantCommon Stock 434.428 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000094 · wk-form4_1684447680.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,215.574

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 13, 2023 Filed May 16, 2023 21:46 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
Tax withholdingCommon Stock 11,607 $24.80 $287,853.60
Disclosure

SEC source: 0000759944-23-000093 · wk-form4_1684273598.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,952

Read SEC document
May 13, 2023 Filed May 16, 2023 21:45 UTC
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 1,764 $24.80 $43,747.20
Disclosure

SEC source: 0000759944-23-000092 · wk-form4_1684273494.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,220.351

Read SEC document
May 13, 2023 Filed May 16, 2023 21:42 UTC
Johnson Elizabeth S.Chief Experience Officer
Tax withholdingCommon Stock 1,764 $24.80 $43,747.20
Disclosure

SEC source: 0000759944-23-000090 · wk-form4_1684273341.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,648

Read SEC document
May 13, 2023 Filed May 16, 2023 21:44 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 3,093 $24.80 $76,706.40
Disclosure

SEC source: 0000759944-23-000091 · wk-form4_1684273456.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,083

Read SEC document
May 13, 2023 Filed May 16, 2023 21:41 UTC
LaMonica SusanChief Human Resources Officer
Tax withholdingCommon Stock 3,433 $24.80 $85,138.40
Disclosure

SEC source: 0000759944-23-000089 · wk-form4_1684273304.xml · nonDerivative · entry 1

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,039

Read SEC document
May 13, 2023 Filed May 16, 2023 21:41 UTC
Woods John FChief Financial Officer
Tax withholdingCommon Stock 10,536 $24.80 $261,292.80
Disclosure

SEC source: 0000759944-23-000088 · wk-form4_1684273268.xml · nonDerivative · entry 1

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,698

Read SEC document
May 13, 2023 Filed May 16, 2023 21:40 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 29,015 $24.80 $719,572.00
Disclosure

SEC source: 0000759944-23-000087 · wk-form4_1684273215.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,058,511

Read SEC document
May 13, 2023 Filed May 16, 2023 21:39 UTC
Read Craig JackController
Tax withholdingCommon Stock 517 $24.80 $12,821.60
Disclosure

SEC source: 0000759944-23-000086 · wk-form4_1684273168.xml · nonDerivative · entry 1

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,868

Read SEC document
May 13, 2023 Filed May 16, 2023 21:38 UTC
Ruttledge MichaelChief Information Officer
Tax withholdingCommon Stock 1,031 $24.80 $25,568.80
Disclosure

SEC source: 0000759944-23-000085 · wk-form4_1684273075.xml · nonDerivative · entry 1

Ruttledge Michael · CIK 0001911903 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,950

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:07 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000074 · wf-form4_168271603962489.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,781.146

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:07 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000073 · wf-form4_168271602080394.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,781.146

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:06 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000072 · wf-form4_168271599951604.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,369.499

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:06 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000071 · wf-form4_168271598277692.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,081.146

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:06 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000070 · wf-form4_168271596529857.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,089.726

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:06 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000069 · wf-form4_168271594440548.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,127.801

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:05 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000068 · wf-form4_168271592296562.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,838.657

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:05 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000067 · wf-form4_168271589136870.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,127.801

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:04 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000066 · wf-form4_168271587306036.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,863.146

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:04 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000065 · wf-form4_168271585344559.xml · nonDerivative · entry 1

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,642.726

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:04 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000064 · wf-form4_168271582884441.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,652.146

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:03 UTC GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000063 · wf-form4_168271581056458.xml · nonDerivative · entry 1

Alexander Lee · CIK 0001841994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,369.499

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 21, 2023 Filed Apr 24, 2023 21:00 UTC PurchaseCommon Stock 3,300 $28.79 $95,007.00
Disclosure

SEC source: 0000759944-23-000059 · wf-form4_168237003938084.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,263.146

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:50 UTC
Woods John FChief Financial Officer
Tax withholdingCommon Stock 24,630 $41.61 $1,024,854.30
Disclosure

SEC source: 0000759944-23-000049 · wf-form4_167788382098304.xml · nonDerivative · entry 3

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,234

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:50 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 73,952 $41.61 $3,077,142.72
Disclosure

SEC source: 0000759944-23-000048 · wf-form4_167788378948425.xml · nonDerivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087,526

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:49 UTC
Ruttledge MichaelChief Information Officer
Tax withholdingCommon Stock 5,989 $41.61 $249,202.29
Disclosure

SEC source: 0000759944-23-000047 · wf-form4_167788376810015.xml · nonDerivative · entry 3

Ruttledge Michael · CIK 0001911903 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,981

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:49 UTC
Read Craig JackController
Tax withholdingCommon Stock 1,572 $41.61 $65,410.92
Disclosure

SEC source: 0000759944-23-000046 · wf-form4_167788372583891.xml · nonDerivative · entry 3

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,385

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:48 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
Tax withholdingCommon Stock 28,651 $41.61 $1,192,168.11
Disclosure

SEC source: 0000759944-23-000045 · wf-form4_167788369322721.xml · nonDerivative · entry 3

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,559

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:48 UTC
LaMonica SusanChief Human Resources Officer
Tax withholdingCommon Stock 10,034 $41.61 $417,514.74
Disclosure

SEC source: 0000759944-23-000044 · wf-form4_167788366314158.xml · nonDerivative · entry 3

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,472

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:47 UTC
Johnson Elizabeth S.Chief Experience Officer
Tax withholdingCommon Stock 4,658 $41.61 $193,819.38
Disclosure

SEC source: 0000759944-23-000042 · wf-form4_167788360112278.xml · nonDerivative · entry 3

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,412

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:46 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 9,117 $41.61 $379,358.37
Disclosure

SEC source: 0000759944-23-000041 · wf-form4_167788358172521.xml · nonDerivative · entry 3

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,176

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:46 UTC
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 4,791 $41.61 $199,353.51
Disclosure

SEC source: 0000759944-23-000040 · wf-form4_167788355038309.xml · nonDerivative · entry 3

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,896.351

Read SEC document
March 02, 2023 Filed Jul 25, 2023 00:31 UTC Amendment
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 4,791 $41.61 $199,353.51
Disclosure

SEC source: 0000759944-23-000113 · wk-form4a_1690245077.xml · nonDerivative · entry 3

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,923.351

F1 · balance_after: On March 3, 2023, the reporting person filed a Form 4 which inadvertently reported that, following the acquisition of RSUs granted to the filer on March 1, 2023, he beneficially owned an additional 16,973 shares of the issuers common stock. In fact, the reporting person beneficially owned 94,148.351 shares of the issuers common stock following the acquisition and as reported in Table I, column 5 of this amendment. Following dispositions of shares to satisfy tax liabilities on March 1, 2023 and March 2, 2023 that were reported in the same Form 4, the reporting person owned 86,923.351 shares of the issuers common stock, as also reported in this amendment. There are no changes to the three transactions re-reported in this form, they are included in this amendment only for the purposes of correcting the amount of securities beneficially owned by the reporting person following each of these previously reported transactions.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:50 UTC
Woods John FChief Financial Officer
Tax withholdingCommon Stock 5,141 $41.76 $214,688.16
Disclosure

SEC source: 0000759944-23-000049 · wf-form4_167788382098304.xml · nonDerivative · entry 2

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,864

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:50 UTC
Woods John FChief Financial Officer
GrantCommon Stock 24,333 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000049 · wf-form4_167788382098304.xml · nonDerivative · entry 1

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,005

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:50 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 15,784 $41.76 $659,139.84
Disclosure

SEC source: 0000759944-23-000048 · wf-form4_167788378948425.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,478

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:50 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 62,262 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000048 · wf-form4_167788378948425.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,262

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:49 UTC
Ruttledge MichaelChief Information Officer
Tax withholdingCommon Stock 2,105 $41.76 $87,904.80
Disclosure

SEC source: 0000759944-23-000047 · wf-form4_167788376810015.xml · nonDerivative · entry 2

Ruttledge Michael · CIK 0001911903 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,970

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.