Tapewire

NYSE · USD

CFG

CITIZENS FINANCIAL GROUP INC/RI

Export transactions ↓
Tapewire entity
1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2021 Filed Apr 23, 2021 20:26 UTC GrantCommon Stock 3,010 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000059 · wf-form4_161920958938352.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,802.13

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:26 UTC GrantCommon Stock 3,010 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000058 · wf-form4_161920957235911.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,029.101

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:26 UTC GrantCommon Stock 3,010 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000057 · wf-form4_161920955269648.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,158.101

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:25 UTC GrantCommon Stock 3,010 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000056 · wf-form4_161920953512087.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,323.101

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:25 UTC GrantCommon Stock 3,010 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000055 · wf-form4_161920951960927.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,158.101

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:28 UTC
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 793 $44.30 $35,129.90
Disclosure

SEC source: 0000759944-21-000044 · wf-form4_161481050335053.xml · nonDerivative · entry 3

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,943.351

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:28 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 2,280 $44.30 $101,004.00
Disclosure

SEC source: 0000759944-21-000043 · wf-form4_161481047037306.xml · nonDerivative · entry 3

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,877

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:27 UTC
Read Craig JackController
Tax withholdingCommon Stock 524 $44.30 $23,213.20
Disclosure

SEC source: 0000759944-21-000042 · wf-form4_161481044203740.xml · nonDerivative · entry 3

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,674

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:27 UTC
Gannon Stephen T.General Counsel
Tax withholdingCommon Stock 1,897 $44.30 $84,037.10
Disclosure

SEC source: 0000759944-21-000041 · wf-form4_161481040143483.xml · nonDerivative · entry 3

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,705.502

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:26 UTC
LaMonica SusanChief Human Resources Officer
Tax withholdingCommon Stock 2,502 $44.30 $110,838.60
Disclosure

SEC source: 0000759944-21-000040 · wf-form4_161481037245202.xml · nonDerivative · entry 3

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,811

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:25 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
Tax withholdingCommon Stock 3,234 $44.30 $143,266.20
Disclosure

SEC source: 0000759944-21-000038 · wf-form4_161481028649687.xml · nonDerivative · entry 3

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,957

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:26 UTC
Johnson Elizabeth S.Chief Experience Officer
Tax withholdingCommon Stock 771 $44.30 $34,155.30
Disclosure

SEC source: 0000759944-21-000039 · wf-form4_161481033449006.xml · nonDerivative · entry 3

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,811

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:24 UTC
Woods John FChief Financial Officer
Tax withholdingCommon Stock 2,898 $44.30 $128,381.40
Disclosure

SEC source: 0000759944-21-000036 · wf-form4_161481023878910.xml · nonDerivative · entry 3

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,351

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:24 UTC
Baker Mary EllenHead of Business Services
Tax withholdingCommon Stock 866 $44.30 $38,363.80
Disclosure

SEC source: 0000759944-21-000037 · wf-form4_161481026298679.xml · nonDerivative · entry 3

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,671

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:23 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 8,679 $44.30 $384,479.70
Disclosure

SEC source: 0000759944-21-000035 · wf-form4_161481020367731.xml · nonDerivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,668

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:28 UTC
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 2,983 $43.44 $129,581.52
Disclosure

SEC source: 0000759944-21-000044 · wf-form4_161481050335053.xml · nonDerivative · entry 2

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,736.351

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:28 UTC
Coughlin BrendanHead of Consumer Banking
GrantCommon Stock 8,041 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000044 · wf-form4_161481050335053.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,719.351

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:28 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 7,547 $43.44 $327,841.68
Disclosure

SEC source: 0000759944-21-000043 · wf-form4_161481047037306.xml · nonDerivative · entry 2

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,157

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:28 UTC
GRIGGS MALCOLM DChief Risk Officer
GrantCommon Stock 11,772 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000043 · wf-form4_161481047037306.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,704

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:27 UTC
Read Craig JackController
Tax withholdingCommon Stock 986 $43.44 $42,831.84
Disclosure

SEC source: 0000759944-21-000042 · wf-form4_161481044203740.xml · nonDerivative · entry 2

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,198

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:27 UTC
Read Craig JackController
GrantCommon Stock 3,521 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000042 · wf-form4_161481044203740.xml · nonDerivative · entry 1

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,184

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:27 UTC
Gannon Stephen T.General Counsel
Tax withholdingCommon Stock 6,567 $43.44 $285,270.48
Disclosure

SEC source: 0000759944-21-000041 · wf-form4_161481040143483.xml · nonDerivative · entry 2

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,602.502

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:27 UTC
Gannon Stephen T.General Counsel
GrantCommon Stock 17,133 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000041 · wf-form4_161481040143483.xml · nonDerivative · entry 1

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,169.502

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:26 UTC
LaMonica SusanChief Human Resources Officer
Tax withholdingCommon Stock 8,980 $43.44 $390,091.20
Disclosure

SEC source: 0000759944-21-000040 · wf-form4_161481037245202.xml · nonDerivative · entry 2

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,313

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:26 UTC
LaMonica SusanChief Human Resources Officer
GrantCommon Stock 11,574 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000040 · wf-form4_161481037245202.xml · nonDerivative · entry 1

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,293

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
Tax withholdingCommon Stock 26,090 $43.44 $1,133,349.60
Disclosure

SEC source: 0000759944-21-000038 · wf-form4_161481028649687.xml · nonDerivative · entry 2

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,191

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:25 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GrantCommon Stock 16,252 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000038 · wf-form4_161481028649687.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,281

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:26 UTC
Johnson Elizabeth S.Chief Experience Officer
Tax withholdingCommon Stock 2,889 $43.44 $125,498.16
Disclosure

SEC source: 0000759944-21-000039 · wf-form4_161481033449006.xml · nonDerivative · entry 2

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,582

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:26 UTC
Johnson Elizabeth S.Chief Experience Officer
GrantCommon Stock 9,085 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000039 · wf-form4_161481033449006.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,471

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:24 UTC
Woods John FChief Financial Officer
Tax withholdingCommon Stock 20,952 $43.44 $910,154.88
Disclosure

SEC source: 0000759944-21-000036 · wf-form4_161481023878910.xml · nonDerivative · entry 2

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,249

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:24 UTC
Woods John FChief Financial Officer
GrantCommon Stock 16,027 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000036 · wf-form4_161481023878910.xml · nonDerivative · entry 1

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,201

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:24 UTC
Baker Mary EllenHead of Business Services
Tax withholdingCommon Stock 3,349 $43.44 $145,480.56
Disclosure

SEC source: 0000759944-21-000037 · wf-form4_161481026298679.xml · nonDerivative · entry 2

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,537

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:24 UTC
Baker Mary EllenHead of Business Services
GrantCommon Stock 6,834 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000037 · wf-form4_161481026298679.xml · nonDerivative · entry 1

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,886

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:23 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 63,908 $43.44 $2,776,163.52
Disclosure

SEC source: 0000759944-21-000035 · wf-form4_161481020367731.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,347

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:23 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 42,680 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000035 · wf-form4_161481020367731.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,255

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:43 UTC GrantCommon Stock 108.206 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000027 · wf-form4_161368458052297.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,714.043

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:43 UTC GrantCommon Stock 7.132 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000028 · wf-form4_161368460438964.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772.132

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:42 UTC GrantCommon Stock 135.355 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000026 · wf-form4_161368453793915.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,313.101

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:41 UTC GrantCommon Stock 135.355 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000024 · wf-form4_161368448081706.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,019.101

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:42 UTC GrantCommon Stock 62.741 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000025 · wf-form4_161368451002353.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,792.13

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:40 UTC GrantCommon Stock 135.355 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000022 · wf-form4_161368441085357.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,148.101

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:41 UTC GrantCommon Stock 135.355 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000023 · wf-form4_161368445014669.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,191.101

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:39 UTC GrantCommon Stock 135.355 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000020 · wf-form4_161368433975207.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,148.101

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:40 UTC GrantCommon Stock 135.355 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000021 · wf-form4_161368438107884.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,148.101

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:38 UTC GrantCommon Stock 135.355 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000019 · wf-form4_161368430406663.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,148.101

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:37 UTC GrantCommon Stock 7.132 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000017 · wf-form4_161368422816306.xml · nonDerivative · entry 1

Alexander Lee · CIK 0001841994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772.132

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:38 UTC GrantCommon Stock 135.355 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000018 · wf-form4_161368426533155.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,148.101

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:37 UTC GrantCommon Stock 108.206 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000016 · wf-form4_161368418593947.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,714.043

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:44 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 102,648 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000015 · wf-form4_161316622216923.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,575

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

F2 · balance_after: Excludes 350,000 shares previously owned directly which were contributed to the Bruce Van Saun 2020 grantor retained annuity trust on June 12, 2020.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:43 UTC
Woods John FChief Financial Officer
GrantCommon Stock 36,889 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000014 · wf-form4_161316618590961.xml · nonDerivative · entry 1

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,174

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.