Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | General Counsel | March 01, 2021 | March 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 120,705.502 |
Ending reported balance
After 2021-03-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-03-01 · Grant · Acquired 17,133 · Balance 129,169.502 F1: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Row 2 · 2021-03-01 · Tax withholding · Disposed 6,567 · Balance 122,602.502 Row 3 · 2021-03-02 · Tax withholding · Disposed 1,897 · Balance 120,705.502 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2021 Filed Mar 3, 2021 22:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 1,897 | $44.30 | $84,037.10 |
DisclosureSEC source: 0000759944-21-000041 · wf-form4_161481040143483.xml · nonDerivative · entry 3 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,705.502 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 6,567 | $43.44 | $285,270.48 |
DisclosureSEC source: 0000759944-21-000041 · wf-form4_161481040143483.xml · nonDerivative · entry 2 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,602.502 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 17,133 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000041 · wf-form4_161481040143483.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,169.502 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:41 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 11,558 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000012 · wf-form4_161316609151811.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,036.502 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:33 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 12,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000040 · wf-form4_158327119822141.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,362.502 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:33 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 9,737 | $31.69 | $308,565.53 |
DisclosureSEC source: 0000759944-20-000040 · wf-form4_158327119822141.xml · nonDerivative · entry 2 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,625.502 Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:08 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 15,912 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000010 · wf-form4_158162812094291.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,532.502 F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:12 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 15,233 | $36.94 | $562,707.02 |
DisclosureSEC source: 0000759944-19-000028 · wf-form4_155173034151975.xml · nonDerivative · entry 2 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,897.502 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:12 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 11,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000028 · wf-form4_155173034151975.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,130.502 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 19:53 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 25,740 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000010 · wf-form4_155026041286440.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,576.502 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 20:41 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 5,214 | $42.95 | $223,941.30 |
DisclosureSEC source: 0000759944-18-000033 · wf-form4_152218327224577.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,227.502 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:02 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 2,727 | $43.49 | $118,597.23 |
DisclosureSEC source: 0000759944-18-000024 · wf-form4_152028730779218.xml · nonDerivative · entry 2 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,441.502 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:02 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 9,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000024 · wf-form4_152028730779218.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,168.502 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 20:41 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 672 | $34.43 | $23,136.96 |
DisclosureSEC source: 0000759944-17-000025 · wf-form4_149064730038789.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,789.502 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:34 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 1,857 | $37.37 | $69,396.09 |
DisclosureSEC source: 0000759944-17-000015 · wf-form4_148857684515711.xml · nonDerivative · entry 2 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,461.502 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:34 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 10,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000015 · wf-form4_148857684515711.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,318.502 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:25 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 9,845 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000006 · wf-form4_148736670349757.xml · nonDerivative · entry 1 Gannon Stephen T. · CIK 0001615931 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,710.502 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.