Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSURANT, INC.AIZ · Entity 3387 | Director | December 05, 2019 | December 09, 2019 |
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | February 11, 2022 | February 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSURANT, INC.
Report date December 05, 2019 · Filed December 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,380 |
Reported balance
After 2019-12-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-05 · Sale · Disposed 19,868 · Balance 20,380 F1: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.19 through $130.61, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 12,480 |
Reported balance
After 2019-12-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-12-05 · Gift · Disposed 7,900 · Balance 12,480 |
| Common StockSEC Table I · non-derivative | Direct | 10,583 |
Reported balance
After 2019-12-09 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-12-09 · Sale · Disposed 1,897 · Balance 10,583 F2: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.12 through $131.39, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4. F3: Includes restricted stock units. F4: This total has been adjusted to reflect the correct number of shares of securities beneficially held in Box 5. Due to an administrative error, the total number was previously overreported by 100 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.19 through $130.61, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
F2: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.12 through $131.39, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
F3: Includes restricted stock units.
F4: This total has been adjusted to reflect the correct number of shares of securities beneficially held in Box 5. Due to an administrative error, the total number was previously overreported by 100 shares.
CITIZENS FINANCIAL GROUP INC/RI
Report date February 11, 2022 · Filed February 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,723.875 |
Reported balance
After 2022-02-11 transaction · row 1
1 source rowRow 1 · 2022-02-11 · Grant · Acquired 129.59 · Balance 104,723.875 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2022 Filed Feb 14, 2022 21:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 129.59 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000007 · wf-form4_164487424790209.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,723.875 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 00:05 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 141.884 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000158 · wf-form4_163702109172441.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,594.285 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 155.08 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000116 · wf-form4_162914952628108.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,452.401 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 13, 2021 Filed May 14, 2021 20:33 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 139.22 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000076 · wf-form4_162102439479473.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,297.321 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 20:25 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000055 · wf-form4_161920951960927.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,158.101 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 21:40 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 135.355 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000022 · wf-form4_161368441085357.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,148.101 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:47 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 182.231 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000106 · wf-form4_160530404931996.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,012.746 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 16:10 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 207.994 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000088 · wf-form4_159733502001557.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,830.515 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 13, 2020 Filed May 14, 2020 20:21 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 279.398 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000072 · wf-form4_158948769962600.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,622.521 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 20:19 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 6,419 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000053 · wf-form4_158775957534252.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,343.123 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 20:40 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 5,000 | $19.76 | $98,800.00 |
DisclosureSEC source: 0000759944-20-000047 · wf-form4_158767442360027.xml · nonDerivative · entry 2 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,924.123 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:40 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 20,000 | $19.47 | $389,400.00 |
DisclosureSEC source: 0000759944-20-000047 · wf-form4_158767442360027.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,924.123 F1 · price: Reflects a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.99 to 19.83 inclusive. The reporting person undertakes to provide Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range noted. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:11 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 73.781 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000018 · wf-form4_158162830169606.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,924.123 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| December 09, 2019 Filed Dec 9, 2019 22:07 UTC | ASSURANT, INC. AIZ · Entity 3387 | SaleCommon Stock | 1,897 | $131.28 | $249,036.83 |
DisclosureSEC source: 0001209191-19-059729 · doc4.xml · nonDerivative · entry 3 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,583 F2 · price: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.12 through $131.39, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4. F3 · balance_after: Includes restricted stock units. F4 · balance_after: This total has been adjusted to reflect the correct number of shares of securities beneficially held in Box 5. Due to an administrative error, the total number was previously overreported by 100 shares. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 22:07 UTC | ASSURANT, INC. AIZ · Entity 3387 | GiftCommon Stock | 7,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059729 · doc4.xml · nonDerivative · entry 2 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,480 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 22:07 UTC | ASSURANT, INC. AIZ · Entity 3387 | SaleCommon Stock | 19,868 | $130.32 | $2,589,263.32 |
DisclosureSEC source: 0001209191-19-059729 · doc4.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,380 F1 · price: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.19 through $130.61, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 22:38 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 69.209 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000097 · wf-form4_157377107558753.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,850.342 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 20:50 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 15,000 | $32.45 | $486,750.00 |
DisclosureSEC source: 0000759944-19-000082 · wf-form4_156650699348934.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,781.133 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 20:17 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 81.764 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000081 · wf-form4_156590024750527.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,781.133 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 15, 2019 Filed May 16, 2019 15:46 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 66.765 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000058 · wf-form4_155802157908201.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,699.369 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 08, 2019 Filed May 9, 2019 20:47 UTC | ASSURANT, INC. AIZ · Entity 3387 | GrantCommon Stock | 1,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028508 · doc4.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,448 F1 · shares: These shares are represented by restricted stock units. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 20:51 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,639 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000039 · wf-form4_155631186922072.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,632.604 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 19:58 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 30.91 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000019 · wf-form4_155026070487246.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,993.604 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 25.665 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000086 · wf-form4_154240394127874.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,962.694 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 23:47 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 14,000 | $36.32 | $508,480.00 |
DisclosureSEC source: 0000759944-18-000080 · wf-form4_154051121993065.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,937.029 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.29 to $36.32, inclusive. The reporting person undertakes to provide Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range noted. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:25 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 23.222 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000074 · wf-form4_153445113138709.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,937.029 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:02 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 17.59 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000057 · wf-form4_152659086589226.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,913.807 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 11, 2018 Filed May 14, 2018 21:27 UTC | ASSURANT, INC. AIZ · Entity 3387 | GrantCommon Stock | 1,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029926 · doc4.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,892 F1 · shares: These shares are represented by restricted stock units. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:40 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000040 · wf-form4_152486159062718.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,896.217 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 20:57 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2.018 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000009 · wf-form4_151881464720315.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,919.217 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:45 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 1.983 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000075 · wf-form4_151086870118356.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,917.199 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:44 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2.216 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000064 · wf-form4_150308907080695.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,915.216 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:57 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 418 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000055 · wf-form4_150179382053931.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,913 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:42 UTC | ASSURANT, INC. AIZ · Entity 3387 | GrantCommon Stock | 1,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032706 · doc4.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,464 F1 · shares: These shares are represented by restricted stock units. F2 · balance_after: Includes restricted stock units. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 20:39 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000036 · wf-form4_149341196082327.xml · nonDerivative · entry 1 KOCH CHARLES JOHN · CIK 0001220183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,495 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.