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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2017 Filed Mar 17, 2017 19:45 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012164 · form4.xml · derivative · entry 1

DICERBO NICHOLAS A · CIK 0001234449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403

Underlying: Common Stock · 553 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 19:42 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012163 · form4.xml · derivative · entry 4

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280

Underlying: Common Stock · 553 shares

Expires not disclosed

F4 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:56 UTC
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 1,877 $59.41 $111,512.57
Disclosure

SEC source: 0001127602-17-010227 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,712

F1 · kind: Payment of tax liability associated with vesting of restricted stock awards.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:13 UTC
Getman George JExecutive VP & General Counsel
Tax withholdingCommon Stock 752 $59.41 $44,676.32
Disclosure

SEC source: 0001127602-17-010250 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,300

F1 · kind: Payment of tax liability associated with vesting of restricted stock awards.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:05 UTC
DONAHUE BRIAN DEVP & Chief Banking Officer
Tax withholdingCommon Stock 699 $59.41 $41,527.59
Disclosure

SEC source: 0001127602-17-010241 · form4.xml · nonDerivative · entry 1

DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,979

F1 · kind: Payment of tax liability associated with vesting of restricted stock awards.

Read SEC document
February 16, 2017 Filed Feb 16, 2017 21:49 UTC Exercise / conversionStock Option · Derivative 3,850 $0.00 Strike: $27.36 $0.00
Disclosure

SEC source: 0001127602-17-006634 · form4.xml · derivative · entry 3

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,850 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 16, 2017 21:49 UTC SaleCommon Stock 3,850 $59.97 $230,881.04
Disclosure

SEC source: 0001127602-17-006634 · form4.xml · nonDerivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.65 to $60.26, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2017 Filed Feb 16, 2017 21:49 UTC Exercise / conversionCommon Stock 3,850 $27.36 $105,336.00
Disclosure

SEC source: 0001127602-17-006634 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 26, 2017 21:35 UTC Exercise / conversionStock Option · Derivative 12,883 $0.00 Strike: $17.41 $0.00
Disclosure

SEC source: 0001127602-17-002501 · form4.xml · derivative · entry 3

GABRIEL JAMES A · CIK 0001233244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,883 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 26, 2017 21:35 UTC SaleCommon Stock 12,883 $61.73 $795,325.56
Disclosure

SEC source: 0001127602-17-002501 · form4.xml · nonDerivative · entry 2

GABRIEL JAMES A · CIK 0001233244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,579.696

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.47 to $61.69, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 26, 2017 Filed Jan 26, 2017 21:35 UTC Exercise / conversionCommon Stock 12,883 $17.41 $224,245.36
Disclosure

SEC source: 0001127602-17-002501 · form4.xml · nonDerivative · entry 1

GABRIEL JAMES A · CIK 0001233244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,462.696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 26, 2017 21:33 UTC
Parente JohnDirector
SaleCommon Stock 5,000 $61.56 $307,800.00
Disclosure

SEC source: 0001127602-17-002499 · form4.xml · nonDerivative · entry 1

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charles E. Parente Revocable Trust

Disclosed balance after: 17,336

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.36 to $61.89, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:44 UTC
Kingsley Scott AllenChief Financial Officer
Exercise / conversionStock Option · Derivative 5,435 $0.00 Strike: $19.48 $0.00
Disclosure

SEC source: 0001127602-17-002653 · form4.xml · derivative · entry 4

Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236

Underlying: Common Stock · 5,435 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested ratably on August 2, 2005, 2006, 2007, 2008 and 2009.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:44 UTC
Kingsley Scott AllenChief Financial Officer
SaleCommon Stock 5,435 $61.76 $335,653.64
Disclosure

SEC source: 0001127602-17-002653 · form4.xml · nonDerivative · entry 2

Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,717

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.75 to $61.81, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:44 UTC
Kingsley Scott AllenChief Financial Officer
Exercise / conversionCommon Stock 5,435 $19.48 $105,873.80
Disclosure

SEC source: 0001127602-17-002653 · form4.xml · nonDerivative · entry 1

Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2017 Filed Jan 18, 2017 21:20 UTC
Parente JohnDirector
OtherCommon Stock 2,336 $59.14 $138,151.04
Disclosure

SEC source: 0001127602-17-001878 · form4.xml · nonDerivative · entry 1

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charles E. Parente Revocable Trust

Disclosed balance after: 22,336

F1 · kind: The Charles E. Parente Revocable Trust acquired 2,336 shares of common stock in connection with the net settlement of stock options held by the trust.

Read SEC document
January 06, 2017 Filed Mar 16, 2017 22:11 UTC GiftCommon Stock 868.1579 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011994 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,496

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:33 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 5,922.2621 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000296 · form4.xml · derivative · entry 11

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247.7317

Underlying: Common Stock · 5,922.2621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · price: On January 2, 2017, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 22:33 UTC Exercise / conversionCommon Stock 5,922.2621 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000296 · form4.xml · nonDerivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,677.9191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 2, 2017, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:37 UTC
ACE BRIAN RDirector
Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,012 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000235 · form4.xml · derivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,275.1406

Underlying: Common Stock · 3,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · price: On January 2, 2017, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 163.4007 units of phantom stock acquired on October 10, 2016 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:37 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 3,012 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000235 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 2, 2017, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 02, 2017 Filed Apr 19, 2018 01:04 UTC Amendment Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,693.5021 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-014909 · form4a.xml · derivative · entry 2

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,476.4917

Underlying: Common Stock · 3,693.5021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · price: This amendment has been filed to reduce the number of phantom stock units that were reported as settled on January 2, 2017 for an equal number of shares of Community Bank System, Inc. common stock. The original filing reported that 5,922.26 units were settled, however, the correct number is 3,693.5021 units.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
January 02, 2017 Filed Apr 19, 2018 01:04 UTC Amendment Exercise / conversionCommon Stock 3,693.5021 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-014909 · form4a.xml · nonDerivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,449.1591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This amendment has been filed to reduce the number of phantom stock units that were reported as settled on January 2, 2017 for an equal number of shares of Community Bank System, Inc. common stock. The original filing reported that 5,922.26 units were settled, however, the correct number is 3,693.5021 units.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:40 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 2,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000305 · form4.xml · derivative · entry 2

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,103.864

Underlying: Common Stock · 2,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · price: On January 1, 2017, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 22:40 UTC Exercise / conversionCommon Stock 2,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000305 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,627.8421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 1, 2017, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 21:19 UTC SaleCommon Stock 1,000 $62.00 $62,000.00
Disclosure

SEC source: 0001127602-16-071018 · form4.xml · nonDerivative · entry 1

DICERBO NICHOLAS A · CIK 0001234449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,991.4948

Read SEC document
December 22, 2016 Filed Dec 23, 2016 17:57 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 149.5118 $61.45 $9,187.50
Disclosure

SEC source: 0001127602-16-070887 · form4.xml · derivative · entry 1

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,706.9003

Underlying: Common Stock · 149.5118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 17:44 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 223.7592 $61.45 $13,750.00
Disclosure

SEC source: 0001127602-16-070886 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233.1522

Underlying: Common Stock · 223.7592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 10.4173 units of phantom stock acquired on October 10, 2016 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 17:21 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 124.0846 $61.45 $7,625.00
Disclosure

SEC source: 0001127602-16-070881 · form4.xml · derivative · entry 1

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,151.6201

Underlying: Common Stock · 124.0846 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 69.1919 units of phantom stock acquired on October 10, 2016 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 16:47 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 272.5793 $61.45 $16,750.00
Disclosure

SEC source: 0001127602-16-070880 · form4.xml · derivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,169.9938

Underlying: Common Stock · 272.5793 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 48.3707 units of phantom stock acquired on October 10, 2016 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:07 UTC SaleCommon Stock 4,000 $60.93 $243,703.60
Disclosure

SEC source: 0001127602-16-069568 · form4.xml · nonDerivative · entry 1

DICERBO NICHOLAS A · CIK 0001234449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,991.4948

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.87 to $61.00, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 21:01 UTC
Parente JohnDirector
SaleCommon Stock 3,566 $60.89 $217,124.47
Disclosure

SEC source: 0001127602-16-069665 · form4.xml · nonDerivative · entry 1

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charles E. Parente Revocable Trust

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.69 to $61.01, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person was appointed trustee of the Charles E. Parente Revocable Trust on October 24, 2016. Members of the reporting person's immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial interest of the Community Bank System, Inc. common stock held by the trust except to the extent of his pecuniary interest therein.

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November 21, 2016 Filed Nov 22, 2016 18:47 UTC SaleCommon Stock 1,500 $55.79 $83,685.00
Disclosure

SEC source: 0001127602-16-068027 · form4.xml · nonDerivative · entry 1

DICERBO NICHOLAS A · CIK 0001234449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,991.4948

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November 21, 2016 Filed Nov 22, 2016 18:41 UTC Exercise / conversionStock Option · Derivative 4,631 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-16-068024 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,631 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2016 Filed Nov 22, 2016 18:41 UTC SaleCommon Stock 4,631 $54.88 $254,126.13
Disclosure

SEC source: 0001127602-16-068024 · form4.xml · nonDerivative · entry 2

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,743.8421

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.81 to $54.91, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 21, 2016 Filed Nov 22, 2016 18:41 UTC Exercise / conversionCommon Stock 4,631 $29.79 $137,957.49
Disclosure

SEC source: 0001127602-16-068024 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,374.8421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 18, 2016 21:50 UTC Exercise / conversionStock Option · Derivative 4,246 $0.00 Strike: $38.02 $0.00
Disclosure

SEC source: 0001127602-16-067772 · form4.xml · derivative · entry 8

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,246 shares

Expires 2026-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 18, 2016 21:50 UTC Tax withholdingCommon Stock 3,493 $54.89 $191,730.77
Disclosure

SEC source: 0001127602-16-067772 · form4.xml · nonDerivative · entry 2

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,794

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November 18, 2016 Filed Nov 18, 2016 21:50 UTC Exercise / conversionCommon Stock 4,246 $38.02 $161,432.92
Disclosure

SEC source: 0001127602-16-067772 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 25, 2016 20:57 UTC Amendment Tax withholdingCommon Stock 2,942 $54.89 $161,486.38
Disclosure

SEC source: 0001127602-16-068423 · form4a.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,345

F1 · shares: This amendment is filed to correct the number of shares withheld by the Company.

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November 17, 2016 Filed Nov 18, 2016 21:42 UTC Exercise / conversionStock Option · Derivative 3,000 $0.00 Strike: $27.36 $0.00
Disclosure

SEC source: 0001127602-16-067762 · form4.xml · derivative · entry 5

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 3,000 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2016 Filed Nov 18, 2016 21:42 UTC SaleCommon Stock 3,000 $54.85 $164,553.60
Disclosure

SEC source: 0001127602-16-067762 · form4.xml · nonDerivative · entry 2

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271.86

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.56 to $38.73, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 17, 2016 Filed Nov 18, 2016 21:42 UTC Exercise / conversionCommon Stock 3,000 $27.36 $82,080.00
Disclosure

SEC source: 0001127602-16-067762 · form4.xml · nonDerivative · entry 1

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,271.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2016 Filed Jan 27, 2017 21:38 UTC GiftCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002640 · form5.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,603

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November 14, 2016 Filed Nov 16, 2016 21:30 UTC Exercise / conversionStock Option · Derivative 750 $0.00 Strike: $19.48 $0.00
Disclosure

SEC source: 0001127602-16-067435 · form4.xml · derivative · entry 3

Gibson James W Jr · CIK 0001452644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,221

Underlying: Common Stock · 750 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2016 Filed Nov 16, 2016 21:30 UTC Tax withholdingCommon Stock 275 $53.28 $14,652.00
Disclosure

SEC source: 0001127602-16-067435 · form4.xml · nonDerivative · entry 2

Gibson James W Jr · CIK 0001452644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,402

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November 14, 2016 Filed Nov 16, 2016 21:30 UTC Exercise / conversionCommon Stock 750 $19.48 $14,610.00
Disclosure

SEC source: 0001127602-16-067435 · form4.xml · nonDerivative · entry 1

Gibson James W Jr · CIK 0001452644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2016 Filed Nov 14, 2016 22:45 UTC GiftCommon Stock 53 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067009 · form4.xml · nonDerivative · entry 3

DICERBO NICHOLAS A · CIK 0001234449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,491.4948

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November 10, 2016 Filed Nov 14, 2016 22:45 UTC SaleCommon Stock 5,000 $50.75 $253,750.00
Disclosure

SEC source: 0001127602-16-067009 · form4.xml · nonDerivative · entry 2

DICERBO NICHOLAS A · CIK 0001234449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,544.4948

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November 02, 2016 Filed Nov 14, 2016 22:45 UTC GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067009 · form4.xml · nonDerivative · entry 1

DICERBO NICHOLAS A · CIK 0001234449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,544.4948

F1 · balance_after: Includes 909.488 and 773.3638 shares acquired on July 11, 2016 and October 10, 2016, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.