Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178 | Director | December 28, 2017 | December 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date December 28, 2017 · Filed December 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 182,371.9448 |
Reported balance
After 2017-12-28 transaction · row 1
1 source rowRow 1 · 2017-12-28 · Gift · Disposed 2,250 · Balance 182,371.9448 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2017 Filed Dec 29, 2017 22:12 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035643 · form4.xml · nonDerivative · entry 1 DICERBO NICHOLAS A · CIK 0001234449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,371.9448 Read SEC document |
| December 05, 2017 Filed Dec 11, 2017 22:17 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 2,000 | $56.00 | $112,000.00 |
DisclosureSEC source: 0001127602-17-034392 · form4.xml · nonDerivative · entry 1 DICERBO NICHOLAS A · CIK 0001234449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,621.9448 Read SEC document |
| June 29, 2017 Filed Jun 29, 2017 21:45 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,000 | $56.03 | $168,081.90 |
DisclosureSEC source: 0001127602-17-022413 · form4.xml · nonDerivative · entry 1 DICERBO NICHOLAS A · CIK 0001234449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,621.9448 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.0321 to $56.08, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 630.45 shares acquired on January 10, 2017 under the Community Bank System, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 19:45 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 553 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012164 · form4.xml · derivative · entry 1 DICERBO NICHOLAS A · CIK 0001234449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403 Underlying: Common Stock · 553 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:19 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 1,000 | $62.00 | $62,000.00 |
DisclosureSEC source: 0001127602-16-071018 · form4.xml · nonDerivative · entry 1 DICERBO NICHOLAS A · CIK 0001234449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,991.4948 Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:07 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,000 | $60.93 | $243,703.60 |
DisclosureSEC source: 0001127602-16-069568 · form4.xml · nonDerivative · entry 1 DICERBO NICHOLAS A · CIK 0001234449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,991.4948 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.87 to $61.00, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 1,500 | $55.79 | $83,685.00 |
DisclosureSEC source: 0001127602-16-068027 · form4.xml · nonDerivative · entry 1 DICERBO NICHOLAS A · CIK 0001234449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,991.4948 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:45 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067009 · form4.xml · nonDerivative · entry 3 DICERBO NICHOLAS A · CIK 0001234449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,491.4948 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 22:45 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 5,000 | $50.75 | $253,750.00 |
DisclosureSEC source: 0001127602-16-067009 · form4.xml · nonDerivative · entry 2 DICERBO NICHOLAS A · CIK 0001234449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,544.4948 Read SEC document |
| November 02, 2016 Filed Nov 14, 2016 22:45 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067009 · form4.xml · nonDerivative · entry 1 DICERBO NICHOLAS A · CIK 0001234449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,544.4948 F1 · balance_after: Includes 909.488 and 773.3638 shares acquired on July 11, 2016 and October 10, 2016, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.