Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178 | Director | April 29, 2026 | May 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date April 29, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,227 |
Reported balance
After 2026-04-29 transaction · row 1
1 source rowRow 1 · 2026-04-29 · Exercise / conversion · Acquired 9 · Balance 41,227 F1: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share. |
| Phantom Stock (Deferred Stock Units)SEC Table II · derivative / convertible security | Direct | 1,230.7635 |
Reported balance
After 2026-04-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-29 · Exercise / conversion · Disposed 9 · Balance 1,230.7635 F2: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F1: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share. F3: Includes 9.4418 units of phantom stock acquired on April 10, 2026 under the LTIP's dividend reinvestment feature. |
| Common StockSEC Table I · non-derivative | IndirectJoint with brother | 4,585 |
Reported balance
Holding disclosure · report date 2026-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,585 |
Filing footnotes · ownership attribution and instrument terms
F1: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share.
F2: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.
F3: Includes 9.4418 units of phantom stock acquired on April 10, 2026 under the LTIP's dividend reinvestment feature.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2026 Filed May 1, 2026 20:29 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 9 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000723188-26-000091 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,230.7635 Underlying: Common Stock · 9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · price: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · balance_after: Includes 9.4418 units of phantom stock acquired on April 10, 2026 under the LTIP's dividend reinvestment feature. Read SEC document |
| April 29, 2026 Filed May 1, 2026 20:29 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 9 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000723188-26-000091 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share. Read SEC document |
| March 19, 2026 Filed Mar 23, 2026 15:06 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 1,254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000723188-26-000080 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,230.7635 Underlying: Common Stock · 1,254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · price: On March 19, 2026, the reporting person's phantom stock units were settled for 1,254 shares of Community Financial System, Inc. common stock, and .5514 shares were settled in cash at the price of $55.61 per share. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| March 19, 2026 Filed Mar 23, 2026 15:06 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000723188-26-000080 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 19, 2026, the reporting person's phantom stock units were settled for 1,254 shares of Community Financial System, Inc. common stock, and .5514 shares were settled in cash at the price of $55.61 per share. Read SEC document |
| March 17, 2026 Filed Mar 18, 2026 17:31 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 1,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000723188-26-000057 · form4.xml · derivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,485.3149 Underlying: Common Stock · 1,220 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 20:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,000 | $0.00 Strike: $23.04 | $0.00 |
DisclosureSEC source: 0000723188-26-000006 · form4.xml · derivative · entry 5 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,001 Underlying: Common Stock · 4,000 shares Expires 2026-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 20:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,000 | $64.12 | $256,480.40 |
DisclosureSEC source: 0000723188-26-000006 · form4.xml · nonDerivative · entry 2 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,964 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.255, inclusive. The reporting person undertakes to provide Community Financial System, Inc., any security holder of Community Financial System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 20:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,000 | $23.04 | $92,160.00 |
DisclosureSEC source: 0000723188-26-000006 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 21:21 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 1,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-012167 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,235.7635 Underlying: Common Stock · 1,181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · balance_after: Includes 10.4655 units of phantom stock acquired on April 10, 2025 under the Plan's dividend reinvestment feature. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 21:21 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-012167 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On April 15, 2025, the reporting person's phantom stock units were settled for 1,181 shares of Community Financial System, Inc. common stock, and .4755 shares were settled in cash at the price of $52.25 per share. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 20:07 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 1,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010132 · form4.xml · derivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,406.7735 Underlying: Common Stock · 1,225 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · balance_after: Includes 13.032, 11.2154, and 9.1082 units of phantom stock acquired as dividend equivalents on July 10, 2024, October 10, 2024, and January 10, 2025, respectively, under the Plan. Read SEC document |
| January 13, 2025 Filed Jan 14, 2025 21:45 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-001205 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F3 · derivative.underlying_shares: Includes 28.7195 units of phantom stock acquired on January 10, 2025 under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 13, 2025 Filed Jan 14, 2025 21:45 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-001205 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 13, 2025, the reporting person's phantom stock units were settled for 28 shares of Community Financial System, Inc. common stock, and .7195 shares were settled in cash at the price of $58.68 per share. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 19:34 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-000675 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F3 · derivative.underlying_shares: Includes 165.9356 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 19:34 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-000675 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 2, 2025, the reporting person's phantom stock units were settled for 3,663 shares of Community Financial System, Inc. common stock, and .5912 shares were settled in cash at the price of $61.68 per share. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 18:45 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 1,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012953 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,148.4179 Underlying: Common Stock · 1,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · balance_after: Includes 14.9846 units of phantom stock acquired on April 10, 2024 under the dividend reinvestment feature. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 18:45 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012953 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On April 12, 2024, the reporting person's phantom stock units were settled for 1,464 shares of Community Bank System, Inc. common stock, and .1642 shares were settled in cash at the price of $42.92 per share. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 16:46 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 1,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010878 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,597.5975 Underlying: Common Stock · 1,395 shares Expires not disclosed F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · balance_after: Includes 10.235, 11.527, 12.417, and 10.6404 units of phantom stock acquired on April 10, 2023, July 10, 2023, October 10, 2023, and January 10, 2024, respectively, as dividend equivalents under the Plan. Read SEC document |
| January 29, 2024 Filed Jan 29, 2024 19:50 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,501 | $48.76 | $170,708.76 |
DisclosureSEC source: 0001127602-24-002378 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,634.3782 Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 15:02 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,501.4341 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000665 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,497.6556 Underlying: Common Stock · 3,501.4341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 201.4451 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 15:02 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,501.4341 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000665 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,135.3782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 2, 2024, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| December 26, 2023 Filed Dec 27, 2023 20:55 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 9,400 | $53.05 | $498,670.00 |
DisclosureSEC source: 0001127602-23-030483 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,633.9441 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.95 to $53.15, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 13:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | PurchaseCommon Stock | 2,000 | $53.46 | $106,923.40 |
DisclosureSEC source: 0001127602-23-010381 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint with brother Disclosed balance after: 4,585 Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 16:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 661.6714 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010523 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157.7781 Underlying: Common Stock · 661.6714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 16:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 661.6714 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010523 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,033.9441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 15, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 13:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 1,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010381 · form4.xml · derivative · entry 4 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,819.4495 Underlying: Common Stock · 1,154 shares Expires not disclosed F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F4 · balance_after: Includes 21.3317 units of phantom stock acquired as dividend equivalents under the Plan. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 18:37 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,366.0319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000322 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,526.0997 Underlying: Common Stock · 3,366.0319 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 69.0288, 73.4281, and 77.8631 units of phantom stock acquired on April 9, 2021, July 9, 2021 and October 8, 2021, respectively under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 18:37 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,366.0319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000322 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,372.2727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 3, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 18:18 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021420 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,006.2408 Read SEC document |
| May 23, 2022 Filed May 23, 2022 17:23 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 2,000 | $65.30 | $130,597.80 |
DisclosureSEC source: 0001127602-22-015351 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,506.2408 Read SEC document |
| April 28, 2022 Filed Apr 28, 2022 20:59 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 10,000 | $66.52 | $665,168.00 |
DisclosureSEC source: 0001127602-22-012707 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,506.2408 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.25 to $67.00, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:03 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 582.4868 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-012123 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644.1178 Underlying: Common Stock · 582.4868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:03 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 582.4868 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-012123 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,506.2408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:03 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 644 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009753 · form4.xml · derivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,226.6046 Underlying: Common Stock · 644 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · balance_after: Includes 16.4801 units of phantom stock acquired as dividend equivalents under the Plan. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 20:43 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,275 | $73.23 | $239,843.64 |
DisclosureSEC source: 0001127602-22-007954 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,923.754 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.2347 to $73.24, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:23 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,275.5316 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000865 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,819.8165 Underlying: Common Stock · 3,275.5316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 69.0288, 73.4281, and 77.8631 units of phantom stock acquired on April 9, 2021, July 9, 2021 and October 8, 2021, respectively under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:23 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,275.5316 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000865 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,198.754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 3, 2022, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 19:50 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 179.7265 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027940 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566.1245 Underlying: Common Stock · 179.7265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 19:50 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 179.7265 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027940 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,923.2224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On October 28, 2021, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 21:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 681.0321 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011432 · form4.xml · derivative · entry 4 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745.851 Underlying: Common Stock · 681.0321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 21:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 681.0321 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011432 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,743.4959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 569 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011432 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,426.8831 Underlying: Common Stock · 569 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · balance_after: Includes 5.2948 units of phantom stock acquired on January 11, 2021 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 22:44 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,195 | $70.01 | $223,694.73 |
DisclosureSEC source: 0001127602-21-005510 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,062.4638 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.1146, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:38 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,195.5394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001004 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,775.3791 Underlying: Common Stock · 3,195.5394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 98.53, 117.4434 and 114.1050 units of phantom stock acquired on April 9, 2020, July 10, 2020 and October 9, 2020, respectively under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:38 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,195.5394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001004 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,257.4638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 4, 2021, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:13 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 10,240 | $65.40 | $669,697.02 |
DisclosureSEC source: 0001127602-20-031826 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,061.9244 Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 12:55 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027681 · form4.xml · derivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839.0835 Underlying: Common Stock · 172 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 17:56 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 590.3372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013796 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667.0835 Underlying: Common Stock · 590.3372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 17:56 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 590.3372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013796 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,301.9244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On April 15, 2020, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 00:12 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011340 · form4.xml · derivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,257.4207 Underlying: Common Stock · 667 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · balance_after: Includes 3.3858 units of phantom stock acquired on January 10, 2020 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.