Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178 | EVP & Chief Banking Officer | May 02, 2018 | May 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date May 02, 2018 · Filed May 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,401 |
Ending reported balance
After 2018-05-03 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-05-02 · Exercise / conversion · Acquired 5,087 · Balance 44,488 Row 2 · 2018-05-02 · Sale · Disposed 5,087 · Balance 39,401 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $58.04, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2018-05-03 · Exercise / conversion · Acquired 62 · Balance 39,463 Row 4 · 2018-05-03 · Sale · Disposed 62 · Balance 39,401 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.01 to $57.04, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $18.08 · Expires 2019-01-29 | Direct | 62 |
Reported balance
After 2018-05-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-05-02 · Exercise / conversion · Disposed 5,087 · Balance 62 F3: The option vests in five equal installments on January 29, 2010, 2011, 2012, 2013, and 2014. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $18.08 · Expires 2019-01-29 | Direct | 0 |
Reported balance
After 2018-05-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-05-03 · Exercise / conversion · Disposed 62 · Balance 0 F3: The option vests in five equal installments on January 29, 2010, 2011, 2012, 2013, and 2014. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 8,496.4188 |
Reported balance
Holding disclosure · report date 2018-05-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,496.4188 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $58.04, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.01 to $57.04, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option vests in five equal installments on January 29, 2010, 2011, 2012, 2013, and 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2018 Filed May 3, 2018 21:02 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 62 | $0.00 Strike: $18.08 | $0.00 |
DisclosureSEC source: 0001127602-18-016238 · form4.xml · derivative · entry 7 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in five equal installments on January 29, 2010, 2011, 2012, 2013, and 2014. Read SEC document |
| May 03, 2018 Filed May 3, 2018 21:02 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 62 | $57.03 | $3,536.12 |
DisclosureSEC source: 0001127602-18-016238 · form4.xml · nonDerivative · entry 4 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,401 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.01 to $57.04, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 03, 2018 Filed May 3, 2018 21:02 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 62 | $18.08 | $1,120.96 |
DisclosureSEC source: 0001127602-18-016238 · form4.xml · nonDerivative · entry 3 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:02 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 5,087 | $0.00 Strike: $18.08 | $0.00 |
DisclosureSEC source: 0001127602-18-016238 · form4.xml · derivative · entry 6 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62 Underlying: Common Stock · 5,087 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in five equal installments on January 29, 2010, 2011, 2012, 2013, and 2014. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:02 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 5,087 | $57.78 | $293,947.72 |
DisclosureSEC source: 0001127602-18-016238 · form4.xml · nonDerivative · entry 2 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,401 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $58.04, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:02 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 5,087 | $18.08 | $91,972.96 |
DisclosureSEC source: 0001127602-18-016238 · form4.xml · nonDerivative · entry 1 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 22:51 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 7,059 | $55.92 Strike: $55.92 | $394,739.28 |
DisclosureSEC source: 0001127602-18-012580 · form4.xml · derivative · entry 4 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires 2028-03-20 F3 · derivative.exercise_date: The option vests ratably on March 20, 2019, 2020, 2021, 2022, and 2023. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 22:51 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012580 · form4.xml · nonDerivative · entry 2 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,401 Read SEC document |
| March 01, 2018 Filed Mar 22, 2018 22:51 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 595 | $53.31 | $31,719.45 |
DisclosureSEC source: 0001127602-18-012580 · form4.xml · nonDerivative · entry 1 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,714 F1 · kind: Payment of tax liability associated with vesting of restricted stock awards. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 19:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 5,535 | $0.00 Strike: $18.09 | $0.00 |
DisclosureSEC source: 0001127602-17-035424 · form4.xml · derivative · entry 4 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,535 shares Expires 2018-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested ratably on January 16, 2009, 2010, 2011, 2012, and 2013. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 19:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 5,535 | $55.19 | $305,481.08 |
DisclosureSEC source: 0001127602-17-035424 · form4.xml · nonDerivative · entry 2 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,309 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.05 to $55.36, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 19:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 5,535 | $18.09 | $100,128.15 |
DisclosureSEC source: 0001127602-17-035424 · form4.xml · nonDerivative · entry 1 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 21:20 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 5,963 | $0.00 Strike: $57.12 | $0.00 |
DisclosureSEC source: 0001127602-17-011980 · form4.xml · derivative · entry 3 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,963 Underlying: Common Stock · 5,963 shares Expires 2027-03-15 F2 · derivative.exercise_date: The option vests ratably on March 15, 2018, 2019, 2020, 2021, and 2022. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 21:20 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011980 · form4.xml · nonDerivative · entry 1 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,309 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 699 | $59.41 | $41,527.59 |
DisclosureSEC source: 0001127602-17-010241 · form4.xml · nonDerivative · entry 1 DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,979 F1 · kind: Payment of tax liability associated with vesting of restricted stock awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.