Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178 | Director | December 17, 2020 | December 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date December 17, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock (Deferred Compensation)SEC Table II · derivative / convertible security | Direct | 5,786.3069 |
Reported balance
After 2020-12-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-17 · Grant · Acquired 267.9118 · Balance 5,786.3069 F1: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2020 Filed Dec 18, 2020 20:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 267.9118 | $65.32 | $17,500.00 |
DisclosureSEC source: 0001127602-20-031952 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,786.3069 Underlying: Common Stock · 267.9118 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 23:21 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 2,403 | $64.73 | $155,551.00 |
DisclosureSEC source: 0001127602-20-029957 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,506 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.7201 to $64.75, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 13:06 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027684 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,618.748 Underlying: Common Stock · 172 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 16:23 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 301.6201 | $58.02 | $17,500.00 |
DisclosureSEC source: 0001127602-20-025421 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,518.3951 Underlying: Common Stock · 301.6201 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:18 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 308.4788 | $56.73 | $17,500.00 |
DisclosureSEC source: 0001127602-20-020166 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,216.775 Underlying: Common Stock · 308.4788 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 19:03 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 2,000 | $65.12 | $130,232.00 |
DisclosureSEC source: 0001127602-20-019203 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,909 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.09 to $65.17, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 15:17 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,000 | $60.85 | $182,536.80 |
DisclosureSEC source: 0001127602-20-018965 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,909 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.8317 to $60.89, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 29, 2020 Filed Apr 29, 2020 20:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,000 | $67.07 | $201,217.20 |
DisclosureSEC source: 0001127602-20-014677 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,909 Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 18:16 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 290.2156 | $60.30 | $17,500.00 |
DisclosureSEC source: 0001127602-20-011411 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,908.2962 Underlying: Common Stock · 290.2156 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 01:42 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011377 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,446.748 Underlying: Common Stock · 667 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · balance_after: Includes 16.0430 units of phantom stock acquired on January 10, 2020 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 14:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 248.1566 | $70.52 | $17,500.00 |
DisclosureSEC source: 0001127602-19-035702 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,595.1756 Underlying: Common Stock · 248.1566 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · balance_after: Includes 21.5965, 22.4502 and 27.3695 units of phantom stock acquired on April 10, July 10, and October 10, 2019, respectively under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:09 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 1,500 | $69.23 | $103,838.85 |
DisclosureSEC source: 0001127602-19-035080 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,909 Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:01 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 1,500 | $66.62 | $99,930.00 |
DisclosureSEC source: 0001127602-19-034223 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,409 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.57 to $66.63, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 19, 2019 Filed Sep 19, 2019 18:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 232.9554 | $64.39 | $15,000.00 |
DisclosureSEC source: 0001127602-19-028792 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,275.6028 Underlying: Common Stock · 232.9554 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:20 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 234.7051 | $63.91 | $15,000.00 |
DisclosureSEC source: 0001127602-19-022520 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,042.6474 Underlying: Common Stock · 234.7051 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| May 20, 2019 Filed May 22, 2019 11:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,100 | $64.83 | $200,960.91 |
DisclosureSEC source: 0001127602-19-019392 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,909 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.81 to $64.97, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| March 25, 2019 Filed Mar 25, 2019 21:44 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 252.4827 | $59.41 | $15,000.00 |
DisclosureSEC source: 0001127602-19-013136 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,807.9423 Underlying: Common Stock · 252.4827 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 21:12 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012457 · form4.xml · derivative · entry 4 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,716.3182 Underlying: Common Stock · 576 shares Expires not disclosed F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F4 · balance_after: Includes 13.1033 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:12 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 6,725 | $62.49 | $420,212.30 |
DisclosureSEC source: 0001127602-19-012457 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,009 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.06 to $62.70, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes an additional 4,065.2713 shares to correct the reporting person's holdings to reflect the current number of shares owned. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 16:42 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 292.0036 | $55.65 | $16,250.00 |
DisclosureSEC source: 0001127602-18-037050 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,535.668 Underlying: Common Stock · 292.0036 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| December 20, 2018 Filed Feb 5, 2019 17:31 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 9,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-003966 · form5.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,668.7287 F1 · balance_after: On November 23, 2018, the reporting person received a distribution of 69,666.8065 shares of common stock previously beneficially owned through the issuer's 401(k) Plan. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:47 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 1,700 | $60.80 | $103,359.66 |
DisclosureSEC source: 0001127602-18-036217 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Community Bank System, Inc. 401(k) Plan Disclosed balance after: 66,703.7287 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.79 to $60.83, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 19:28 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 255.9055 | $63.50 | $16,250.00 |
DisclosureSEC source: 0001127602-18-028200 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,225.2675 Underlying: Common Stock · 255.9055 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · balance_after: Includes 14.8627 units of phantom stock acquired on July 10, 2018 under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| September 10, 2018 Filed Feb 5, 2019 17:31 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | OtherCommon Stock | 5,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-003966 · form5.xml · nonDerivative · entry 2 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust under Will Disclosed balance after: 0 F2 · shares: Shares distributed from Trust. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 20:10 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 272.8799 | $59.55 | $16,250.00 |
DisclosureSEC source: 0001127602-18-022182 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,954.4993 Underlying: Common Stock · 272.8799 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · balance_after: Includes 554.4912 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| May 07, 2018 Filed May 8, 2018 21:39 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 2,803 | $58.00 | $162,574.00 |
DisclosureSEC source: 0001127602-18-016663 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Read SEC document |
| April 27, 2018 Filed May 1, 2018 21:04 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 5,366 | $57.08 | $306,269.82 |
DisclosureSEC source: 0001127602-18-015759 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,103 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.075 to $57.08, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 17:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 299.0431 | $54.34 | $16,250.00 |
DisclosureSEC source: 0001127602-18-012726 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,699.0512 Underlying: Common Stock · 299.0431 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 22:57 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 611 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012583 · form4.xml · derivative · entry 6 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,041 Underlying: Common Stock · 611 shares Expires not disclosed F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 20:04 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 271.9855 | $55.15 | $15,000.00 |
DisclosureSEC source: 0001127602-17-035427 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,377.9272 Underlying: Common Stock · 271.9855 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| December 21, 2017 Filed Mar 22, 2018 22:57 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | OtherCommon Stock | 5,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012583 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,469 Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 22:14 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 7,500 | $56.38 | $422,847.75 |
DisclosureSEC source: 0001127602-17-033456 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,103 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.3196 to $56.50, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 21:08 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 275.0779 | $54.53 | $15,000.00 |
DisclosureSEC source: 0001127602-17-028332 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,105.9417 Underlying: Common Stock · 275.0779 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| September 20, 2017 Filed Sep 20, 2017 21:03 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 5,000 | $53.00 | $265,000.00 |
DisclosureSEC source: 0001127602-17-027851 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,603 Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 21:03 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 5,000 | $52.55 | $262,726.50 |
DisclosureSEC source: 0001127602-17-027747 · form4.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,603 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.5205 to $52.5796, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 21:59 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 269.5902 | $55.64 | $15,000.00 |
DisclosureSEC source: 0001127602-17-022415 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813.7708 Underlying: Common Stock · 269.5902 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · balance_after: Includes 16.1738 units of phantom stock acquired on April 10, 2017 under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:51 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 284.7921 | $52.67 | $15,000.00 |
DisclosureSEC source: 0001127602-17-012830 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528.0068 Underlying: Common Stock · 284.7921 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · balance_after: Includes 10.0625 units of phantom stock acquired on January 10, 2017 under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:38 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 553 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012008 · form4.xml · derivative · entry 6 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,430 Underlying: Common Stock · 553 shares Expires not disclosed F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 17:44 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 223.7592 | $61.45 | $13,750.00 |
DisclosureSEC source: 0001127602-16-070886 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233.1522 Underlying: Common Stock · 223.7592 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · balance_after: Includes 10.4173 units of phantom stock acquired on October 10, 2016 under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| November 17, 2016 Filed Jan 27, 2017 21:38 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002640 · form5.xml · nonDerivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,603 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Compensation) · Derivative | 291.5606 | $47.16 | $13,750.00 |
DisclosureSEC source: 0001127602-16-063137 · form4.xml · derivative · entry 1 MICHAEL R KALLET · CIK 0001202795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998.9757 Underlying: Common Stock · 291.5606 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · balance_after: Includes 9.1221 units of phantom stock acquired on July 11, 2016 under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.