Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178 | Director | March 19, 2024 | March 20, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date March 19, 2024 · Filed March 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock (Deferred Stock Units)SEC Table II · derivative / convertible security | Direct | 9,025.0947 |
Reported balance
After 2024-03-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-19 · Grant · Acquired 1,395 · Balance 9,025.0947 F2: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3: Includes 65.1683, 73.3945, 79.0619, and 67.7495 units of phantom stock acquired on April 10, 2023, July 10, 2023, October 10, 2023, and January 10, 2024, respectively, as dividend equivalents under the Plan. |
| Common StockSEC Table I · non-derivative | Direct | 72,584.3659 |
Reported balance
Holding disclosure · report date 2024-03-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 72,584.3659 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 161 |
Reported balance
Holding disclosure · report date 2024-03-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 161 F1: Includes four shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes four shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F2: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.
F3: Includes 65.1683, 73.3945, 79.0619, and 67.7495 units of phantom stock acquired on April 10, 2023, July 10, 2023, October 10, 2023, and January 10, 2024, respectively, as dividend equivalents under the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2024 Filed Mar 20, 2024 21:24 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 1,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010836 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,025.0947 Underlying: Common Stock · 1,395 shares Expires not disclosed F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · balance_after: Includes 65.1683, 73.3945, 79.0619, and 67.7495 units of phantom stock acquired on April 10, 2023, July 10, 2023, October 10, 2023, and January 10, 2024, respectively, as dividend equivalents under the Plan. Read SEC document |
| February 29, 2024 Filed Feb 29, 2024 22:29 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 3,631 | $0.00 Strike: $37.77 | $0.00 |
DisclosureSEC source: 0001127602-24-007657 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,631 shares Expires 2024-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2024 Filed Feb 29, 2024 22:29 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,631 | $37.77 | $137,142.87 |
DisclosureSEC source: 0001127602-24-007657 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,584.3659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 31.3558 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:08 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,501.4072 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000863 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,501.4072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · shares: Includes 103.8752 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:08 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,501.4072 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000863 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,922.0101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 2, 2024, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| September 22, 2023 Filed Sep 25, 2023 14:48 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | PurchaseCommon Stock | 2,410 | $41.37 | $99,701.70 |
DisclosureSEC source: 0001127602-23-024692 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,420.6029 Read SEC document |
| March 14, 2023 Filed Mar 14, 2023 22:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 1,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010115 · form4.xml · derivative · entry 6 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,344.7205 Underlying: Common Stock · 1,154 shares Expires not disclosed F4 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F4 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F4 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F5 · balance_after: Includes 165.4173 units of phantom stock acquired as dividend equivalents under the Plan. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 483 | $0.00 Strike: $29.79 | $0.00 |
DisclosureSEC source: 0001127602-23-010115 · form4.xml · derivative · entry 5 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 483 shares Expires 2023-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 483 | $52.57 | $25,392.52 |
DisclosureSEC source: 0001127602-23-010115 · form4.xml · nonDerivative · entry 2 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,010.6029 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.50 to $52.66, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:00 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 483 | $29.79 | $14,388.57 |
DisclosureSEC source: 0001127602-23-010115 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,493.6029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,148 | $0.00 Strike: $29.79 | $0.00 |
DisclosureSEC source: 0001127602-23-008666 · form4.xml · derivative · entry 5 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483 Underlying: Common Stock · 4,148 shares Expires 2023-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,148 | $60.54 | $251,119.92 |
DisclosureSEC source: 0001127602-23-008666 · form4.xml · nonDerivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,010.6029 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.5003 to $60.5623, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,148 | $29.79 | $123,568.92 |
DisclosureSEC source: 0001127602-23-008666 · form4.xml · nonDerivative · entry 2 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,158.6029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2023 Filed Feb 6, 2023 20:13 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003520 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,423.6029 Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 19:57 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,354.6029 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000373 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,217.1164 Underlying: Common Stock · 3,354.6029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 19:57 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,354.6029 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000373 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,423.6029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 3, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| December 22, 2022 Filed Mar 3, 2023 21:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 8,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008666 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,737 F1 · kind: Gift to charitable trust. F2 · balance_after: Includes 919 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:54 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 644 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009791 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,025.3032 Underlying: Common Stock · 644 shares Expires not disclosed F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F4 · balance_after: Includes 116.5915 units of phantom stock acquired as dividend equivalents under the Plan. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:21 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,261.4343 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000861 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,517.715 Underlying: Common Stock · 3,261.4343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 51.55, 54.8356, and 58.1476 units of phantom stock acquired on April 9, 2021, July 9, 2021 and October 8, 2021, respectively under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:21 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,261.4343 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000861 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,062.5763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 3, 2022, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| December 28, 2021 Filed Jan 7, 2022 20:59 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-001141 · form5.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,326.142 Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 01:26 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 569 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011256 · form4.xml · derivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,264.7117 Underlying: Common Stock · 569 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · balance_after: Includes 29.1286 units of phantom stock acquired on January 11, 2021 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:26 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,566 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0001127602-21-005922 · form4.xml · derivative · entry 4 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,566 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:26 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,566 | $69.91 | $319,190.34 |
DisclosureSEC source: 0001127602-21-005922 · form4.xml · nonDerivative · entry 2 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,801.142 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.75 to $70.09, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:26 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,566 | $28.78 | $131,409.48 |
DisclosureSEC source: 0001127602-21-005922 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,367.142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,181.142 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001057 · form4.xml · derivative · entry 4 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,535.2724 Underlying: Common Stock · 3,181.142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 78.4528, 93.512 and 90.8541 units of phantom stock acquired on April 9, 2020, July 10, 2020 and October 9, 2020, respectively, under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,181.142 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001057 · form4.xml · nonDerivative · entry 2 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,801.142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 4, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| December 28, 2020 Filed Jan 6, 2021 21:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001057 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,620 Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 22:27 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 3,850 | $0.00 Strike: $27.36 | $0.00 |
DisclosureSEC source: 0001127602-20-028492 · form4.xml · derivative · entry 4 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,850 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 22:27 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,850 | $65.96 | $253,941.77 |
DisclosureSEC source: 0001127602-20-028492 · form4.xml · nonDerivative · entry 2 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,773 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.82 to $66.14, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 22:27 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,850 | $27.36 | $105,336.00 |
DisclosureSEC source: 0001127602-20-028492 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 00:53 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027675 · form4.xml · derivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,577.826 Underlying: Common Stock · 172 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 18:07 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011404 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,405.826 Underlying: Common Stock · 667 shares Expires not disclosed F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F4 · balance_after: Includes 21.5956 units of phantom stock acquired on January 10, 2020 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:20 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,093.916 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000549 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,367 Underlying: Common Stock · 3,093.916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 92.1838, 89.5100 and 102.8554 units of phantom stock acquired on April 10, 2019, July 10, 2019 and October 10, 2019, respectively under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:20 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,093.916 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000549 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,142.916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 2, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| September 19, 2019 Filed Oct 25, 2019 14:28 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031020 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,049 Read SEC document |
| June 28, 2019 Filed Jun 28, 2019 20:46 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,471 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001127602-19-023040 · form4.xml · derivative · entry 4 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,471 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested ratably on January 20, 2011, 2012, 2013, 2014 and 2015. Read SEC document |
| June 28, 2019 Filed Jun 28, 2019 20:46 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,471 | $65.78 | $294,110.43 |
DisclosureSEC source: 0001127602-19-023040 · form4.xml · nonDerivative · entry 2 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,439 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.66 to $65.95, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 28, 2019 Filed Jun 28, 2019 20:46 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,471 | $19.48 | $87,095.08 |
DisclosureSEC source: 0001127602-19-023040 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 21:45 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012460 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,652.2392 Underlying: Common Stock · 576 shares Expires not disclosed F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F4 · balance_after: Includes 149.6277 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:32 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,015.2198 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000617 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,933.3878 Underlying: Common Stock · 3,015.2198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 99.0515 and 111.3364 units of phantom stock acquired on July 10, 2018 and October 10, 2018, respectively under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:32 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,015.2198 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000617 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,287.4594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 2, 2019, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| May 17, 2018 Filed May 17, 2018 21:53 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,822 | $0.00 Strike: $18.08 | $0.00 |
DisclosureSEC source: 0001127602-18-017955 · form4.xml · derivative · entry 4 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,822 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2018 Filed May 17, 2018 21:53 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,822 | $60.70 | $292,717.58 |
DisclosureSEC source: 0001127602-18-017955 · form4.xml · nonDerivative · entry 2 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,272.2396 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.60 to $60.76, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 17, 2018 Filed May 17, 2018 21:53 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,822 | $18.08 | $87,181.76 |
DisclosureSEC source: 0001127602-18-017955 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,094.2396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 00:11 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 611 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012606 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,891 Underlying: Common Stock · 611 shares Expires not disclosed F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,082.2396 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000694 · form4.xml · derivative · entry 3 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,594.7916 Underlying: Common Stock · 3,082.2396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · price: On January 2, 2018, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,082.2396 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000694 · form4.xml · nonDerivative · entry 1 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,272.2396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 2, 2018, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| September 26, 2017 Filed Sep 26, 2017 21:04 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 5,457 | $0.00 Strike: $18.09 | $0.00 |
DisclosureSEC source: 0001127602-17-028145 · form4.xml · derivative · entry 4 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,457 shares Expires 2018-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2017 Filed Sep 26, 2017 21:04 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 5,457 | $53.35 | $291,103.67 |
DisclosureSEC source: 0001127602-17-028145 · form4.xml · nonDerivative · entry 2 ACE BRIAN R · CIK 0001264817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,190 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.20 to $53.49, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.