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Whipple John F.

Disclosed activity across 1 company

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59660
SEC CIK
0001485739

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178DirectorMarch 17, 2026March 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COMMUNITY FINANCIAL SYSTEM, INC.

Report date March 17, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock (Deferred Stock Units)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct6,632.8816 Reported balance After 2026-03-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-03-17 · Grant · Acquired 1,220 · Balance 6,632.8816

F3: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F4: Includes 35.9672, 40.8617, 45.1866, and 41.4544 units of phantom stock acquired on April 10, 2025, July 10, 2025, October 10, 2025, and January 12, 2026, respectively, as dividend equivalents under the Plan.

Phantom Stock (Deferred Compensation)SEC Table II · derivative / convertible securityDirect5,751.4337 Reported balance Holding disclosure · report date 2026-03-17 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance 5,751.4337

F1: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan ("DCP for Directors") will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F2: Includes 44.0422 units of phantom stock acquired on January 12, 2026 as dividend equivalents under the DCP for Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan ("DCP for Directors") will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F2: Includes 44.0422 units of phantom stock acquired on January 12, 2026 as dividend equivalents under the DCP for Directors.

F3: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F4: Includes 35.9672, 40.8617, 45.1866, and 41.4544 units of phantom stock acquired on April 10, 2025, July 10, 2025, October 10, 2025, and January 12, 2026, respectively, as dividend equivalents under the Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2026 Filed Mar 18, 2026 17:23 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 1,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723188-26-000056 · form4.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,632.8816

Underlying: Common Stock · 1,220 shares

Expires not disclosed

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 35.9672, 40.8617, 45.1866, and 41.4544 units of phantom stock acquired on April 10, 2025, July 10, 2025, October 10, 2025, and January 12, 2026, respectively, as dividend equivalents under the Plan.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 15:59 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionStock Option · Derivative 4,246 $0.00 Strike: $38.02 $0.00
Disclosure

SEC source: 0000723188-26-000008 · form4.xml · derivative · entry 3

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,246 shares

Expires 2026-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 15:59 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 SaleCommon Stock 4,246 $65.17 $276,703.75
Disclosure

SEC source: 0000723188-26-000008 · form4.xml · nonDerivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,506.0302

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.355, inclusive. The reporting person undertakes to provide Community Financial System, Inc., any security holder of Community Financial System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 15:59 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 4,246 $38.02 $161,432.92
Disclosure

SEC source: 0000723188-26-000008 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,752.0302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 16:12 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,370 Not disclosed Not disclosed
Disclosure

SEC source: 0000723188-25-000012 · form4.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,707.3915

Underlying: Common Stock · 1,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F1 · price: On December 1, 2025, the reporting person's phantom stock units were settled for 1,370 shares of Community Financial System, Inc. common stock.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 53.6874, 61.6877, 53.8395, and 59.5376 units of phantom stock acquired on January 10, 2025, April 10, 2025, July 10, 2025, and October 10, 2025, respectively, as dividend equivalents under the Plan.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 16:12 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 1,370 Not disclosed Not disclosed
Disclosure

SEC source: 0000723188-25-000012 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,506.0302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 1, 2025, the reporting person's phantom stock units were settled for 1,370 shares of Community Financial System, Inc. common stock.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 21:14 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 1,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-010166 · form4.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,249.4117

Underlying: Common Stock · 1,225 shares

Expires not disclosed

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 25.8915, 36.6659, 31.555, and 31.3024 units of phantom stock acquired as dividend equivalents on April 10, 2024, July 10, 2024, October 10, 2024, and January 10, 2025, respectively, under the Plan.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 15:35 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-028354 · form4.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,848.6393

Underlying: Common Stock · 1,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan (the "Plan") will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F1 · price: On December 2, 2024, the reporting person's phantom stock units were settled for 1,313 shares of Community Financial System, Inc. common stock and a cash payment in lieu of .2529 shares of common stock.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan (the "Plan") will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan (the "Plan") will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 70.4764, 82.1037, 74.9451 and 64.499 units of phantom stock acquired on January 10, 2024, April 10, 2024, July 10, 2024, and October 10, 2024, respectively, as dividend equivalents under the Plan.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 15:35 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 1,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-028354 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,136.0302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 2, 2024, the reporting person's phantom stock units were settled for 1,313 shares of Community Financial System, Inc. common stock and a cash payment in lieu of .2529 shares of common stock.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 15:42 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionStock Option · Derivative 3,937 $0.00 Strike: $35.36 $0.00
Disclosure

SEC source: 0001127602-24-028048 · form4.xml · derivative · entry 3

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,937 shares

Expires 2025-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 15:42 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 SaleCommon Stock 3,937 $73.10 $287,802.18
Disclosure

SEC source: 0001127602-24-028048 · form4.xml · nonDerivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,823.0302

Read SEC document
November 25, 2024 Filed Nov 26, 2024 15:42 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 3,937 $35.36 $139,212.32
Disclosure

SEC source: 0001127602-24-028048 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,760.0302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 22:24 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 1,395 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010842 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,898.9969

Underlying: Common Stock · 1,395 shares

Expires not disclosed

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 21.3781, 24.0768, 25.9359, and 22.2249 units of phantom stock acquired on April 10, 2023, July 10, 2023, October 10, 2023, and January 10, 2024, respectively, as dividend equivalents under the Plan.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 18:17 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionStock Option · Derivative 3,631 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001127602-24-009345 · form4.xml · derivative · entry 3

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,631 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 18:17 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Tax withholdingCommon Stock 2,923 $46.93 $137,176.39
Disclosure

SEC source: 0001127602-24-009345 · form4.xml · nonDerivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,823.0302

Read SEC document
March 07, 2024 Filed Mar 11, 2024 18:17 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 3,631 $37.77 $137,142.87
Disclosure

SEC source: 0001127602-24-009345 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,746.0302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 20:16 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,259.403 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028829 · form4.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,607.2548

Underlying: Common Stock · 1,259.403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 1, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 20:16 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 1,259.403 $44.36 $55,867.12
Disclosure

SEC source: 0001127602-23-028829 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,115.0302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 19:42 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010279 · form4.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410.3812

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 33.549 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:58 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,225.1412 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-124644 · tm2232051-1_4seq1.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605.3237

Underlying: Common Stock · 1,225.1412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:58 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 1,225.1412 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-124644 · tm2232051-1_4seq1.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855.6272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 1, 2022, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:07 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009755 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222.8265

Underlying: Common Stock · 644 shares

Expires not disclosed

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 9.8265 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 20:32 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,198.7894 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030227 · form4.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,776.4927

Underlying: Common Stock · 1,198.7894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 184.5984 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 20:32 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 1,198.7894 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030227 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630.486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 1, 2021, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:49 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 569 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011194 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

Underlying: Common Stock · 569 shares

Expires not disclosed

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 22:10 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionStock Option · Derivative 4,631 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-20-032005 · form4.xml · derivative · entry 5

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,631 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 22:10 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-20-032005 · form4.xml · derivative · entry 4

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 22:10 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 SaleCommon Stock 6,631 $64.15 $425,354.78
Disclosure

SEC source: 0001127602-20-032005 · form4.xml · nonDerivative · entry 3

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431.6966

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.465, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 18, 2020 Filed Dec 18, 2020 22:10 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 4,631 $29.79 $137,957.49
Disclosure

SEC source: 0001127602-20-032005 · form4.xml · nonDerivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062.6966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 22:10 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 2,000 $28.78 $57,560.00
Disclosure

SEC source: 0001127602-20-032005 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431.6966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 22:40 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,162.6966 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030337 · form4.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,723.7894

Underlying: Common Stock · 1,162.6966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 245.6053 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature.

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December 01, 2020 Filed Dec 2, 2020 22:40 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 1,162.6966 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030337 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431.6966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 1, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

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October 28, 2020 Filed Oct 30, 2020 01:27 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantStock Option · Derivative 796 $0.00 Strike: $58.12 $0.00
Disclosure

SEC source: 0001127602-20-027679 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796

Underlying: Common Stock · 796 shares

Expires 2030-10-28

Read SEC document
March 17, 2020 Filed Mar 19, 2020 01:22 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantStock Option · Derivative 3,171 $0.00 Strike: $51.64 $0.00
Disclosure

SEC source: 0001127602-20-011373 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,171

Underlying: Common Stock · 3,171 shares

Expires 2030-03-17

Read SEC document
March 20, 2019 Filed Mar 22, 2019 19:02 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantStock Option · Derivative 2,388 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-19-012857 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,388

Underlying: Common Stock · 2,388 shares

Expires 2029-03-20

Read SEC document
August 21, 2018 Filed Aug 22, 2018 19:59 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionStock Option · Derivative 2,566 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-18-025990 · form4.xml · derivative · entry 3

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,566 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 19:59 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 SaleCommon Stock 2,566 $66.27 $170,053.18
Disclosure

SEC source: 0001127602-18-025990 · form4.xml · nonDerivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.13 to $66.345, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 19:59 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 2,566 $28.78 $73,849.48
Disclosure

SEC source: 0001127602-18-025990 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 23:04 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantStock Option · Derivative 2,559 $0.00 Strike: $55.92 $0.00
Disclosure

SEC source: 0001127602-18-012586 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559

Underlying: Common Stock · 2,559 shares

Expires 2028-03-20

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:06 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantStock Option · Derivative 2,478 $0.00 Strike: $57.12 $0.00
Disclosure

SEC source: 0001127602-17-011960 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

Underlying: Common Stock · 2,478 shares

Expires 2027-03-15

Read SEC document
February 16, 2017 Filed Feb 16, 2017 21:49 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionStock Option · Derivative 3,850 $0.00 Strike: $27.36 $0.00
Disclosure

SEC source: 0001127602-17-006634 · form4.xml · derivative · entry 3

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,850 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 16, 2017 21:49 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 SaleCommon Stock 3,850 $59.97 $230,881.04
Disclosure

SEC source: 0001127602-17-006634 · form4.xml · nonDerivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.65 to $60.26, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2017 Filed Feb 16, 2017 21:49 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 3,850 $27.36 $105,336.00
Disclosure

SEC source: 0001127602-17-006634 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.