Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178 | Director | March 17, 2026 | March 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date March 17, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock (Deferred Stock Units)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,632.8816 |
Reported balance
After 2026-03-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-17 · Grant · Acquired 1,220 · Balance 6,632.8816 F3: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F4: Includes 35.9672, 40.8617, 45.1866, and 41.4544 units of phantom stock acquired on April 10, 2025, July 10, 2025, October 10, 2025, and January 12, 2026, respectively, as dividend equivalents under the Plan. |
| Phantom Stock (Deferred Compensation)SEC Table II · derivative / convertible security | Direct | 5,751.4337 |
Reported balance
Holding disclosure · report date 2026-03-17 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 5,751.4337 F1: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan ("DCP for Directors") will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F2: Includes 44.0422 units of phantom stock acquired on January 12, 2026 as dividend equivalents under the DCP for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan ("DCP for Directors") will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.
F2: Includes 44.0422 units of phantom stock acquired on January 12, 2026 as dividend equivalents under the DCP for Directors.
F3: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.
F4: Includes 35.9672, 40.8617, 45.1866, and 41.4544 units of phantom stock acquired on April 10, 2025, July 10, 2025, October 10, 2025, and January 12, 2026, respectively, as dividend equivalents under the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2026 Filed Mar 18, 2026 17:23 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 1,220 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000723188-26-000056 · form4.xml · derivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,632.8816 Underlying: Common Stock · 1,220 shares Expires not disclosed F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F4 · balance_after: Includes 35.9672, 40.8617, 45.1866, and 41.4544 units of phantom stock acquired on April 10, 2025, July 10, 2025, October 10, 2025, and January 12, 2026, respectively, as dividend equivalents under the Plan. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 15:59 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,246 | $0.00 Strike: $38.02 | $0.00 |
DisclosureSEC source: 0000723188-26-000008 · form4.xml · derivative · entry 3 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,246 shares Expires 2026-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 15:59 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,246 | $65.17 | $276,703.75 |
DisclosureSEC source: 0000723188-26-000008 · form4.xml · nonDerivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,506.0302 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.355, inclusive. The reporting person undertakes to provide Community Financial System, Inc., any security holder of Community Financial System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 15:59 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,246 | $38.02 | $161,432.92 |
DisclosureSEC source: 0000723188-26-000008 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,752.0302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 16:12 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 1,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000723188-25-000012 · form4.xml · derivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,707.3915 Underlying: Common Stock · 1,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F1 · price: On December 1, 2025, the reporting person's phantom stock units were settled for 1,370 shares of Community Financial System, Inc. common stock. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 53.6874, 61.6877, 53.8395, and 59.5376 units of phantom stock acquired on January 10, 2025, April 10, 2025, July 10, 2025, and October 10, 2025, respectively, as dividend equivalents under the Plan. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 16:12 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000723188-25-000012 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,506.0302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 1, 2025, the reporting person's phantom stock units were settled for 1,370 shares of Community Financial System, Inc. common stock. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 21:14 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 1,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010166 · form4.xml · derivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,249.4117 Underlying: Common Stock · 1,225 shares Expires not disclosed F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F4 · balance_after: Includes 25.8915, 36.6659, 31.555, and 31.3024 units of phantom stock acquired as dividend equivalents on April 10, 2024, July 10, 2024, October 10, 2024, and January 10, 2025, respectively, under the Plan. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 15:35 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 1,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-028354 · form4.xml · derivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,848.6393 Underlying: Common Stock · 1,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan (the "Plan") will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F1 · price: On December 2, 2024, the reporting person's phantom stock units were settled for 1,313 shares of Community Financial System, Inc. common stock and a cash payment in lieu of .2529 shares of common stock. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan (the "Plan") will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan (the "Plan") will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 70.4764, 82.1037, 74.9451 and 64.499 units of phantom stock acquired on January 10, 2024, April 10, 2024, July 10, 2024, and October 10, 2024, respectively, as dividend equivalents under the Plan. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 15:35 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-028354 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,136.0302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 2, 2024, the reporting person's phantom stock units were settled for 1,313 shares of Community Financial System, Inc. common stock and a cash payment in lieu of .2529 shares of common stock. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 15:42 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 3,937 | $0.00 Strike: $35.36 | $0.00 |
DisclosureSEC source: 0001127602-24-028048 · form4.xml · derivative · entry 3 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,937 shares Expires 2025-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 15:42 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,937 | $73.10 | $287,802.18 |
DisclosureSEC source: 0001127602-24-028048 · form4.xml · nonDerivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,823.0302 Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 15:42 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,937 | $35.36 | $139,212.32 |
DisclosureSEC source: 0001127602-24-028048 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,760.0302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2024 Filed Mar 20, 2024 22:24 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 1,395 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010842 · form4.xml · derivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,898.9969 Underlying: Common Stock · 1,395 shares Expires not disclosed F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · balance_after: Includes 21.3781, 24.0768, 25.9359, and 22.2249 units of phantom stock acquired on April 10, 2023, July 10, 2023, October 10, 2023, and January 10, 2024, respectively, as dividend equivalents under the Plan. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 18:17 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 3,631 | $0.00 Strike: $37.77 | $0.00 |
DisclosureSEC source: 0001127602-24-009345 · form4.xml · derivative · entry 3 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,631 shares Expires 2024-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 18:17 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 2,923 | $46.93 | $137,176.39 |
DisclosureSEC source: 0001127602-24-009345 · form4.xml · nonDerivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,823.0302 Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 18:17 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,631 | $37.77 | $137,142.87 |
DisclosureSEC source: 0001127602-24-009345 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,746.0302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 20:16 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 1,259.403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028829 · form4.xml · derivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,607.2548 Underlying: Common Stock · 1,259.403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 1, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 20:16 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,259.403 | $44.36 | $55,867.12 |
DisclosureSEC source: 0001127602-23-028829 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,115.0302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 19:42 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 1,154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010279 · form4.xml · derivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,410.3812 Underlying: Common Stock · 1,154 shares Expires not disclosed F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F4 · balance_after: Includes 33.549 units of phantom stock acquired as dividend equivalents under the Plan. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 1,225.1412 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124644 · tm2232051-1_4seq1.xml · derivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,605.3237 Underlying: Common Stock · 1,225.1412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:58 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,225.1412 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124644 · tm2232051-1_4seq1.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,855.6272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 1, 2022, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:07 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009755 · form4.xml · derivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,222.8265 Underlying: Common Stock · 644 shares Expires not disclosed F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · balance_after: Includes 9.8265 units of phantom stock acquired as dividend equivalents under the Plan. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 20:32 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 1,198.7894 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030227 · form4.xml · derivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,776.4927 Underlying: Common Stock · 1,198.7894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 184.5984 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 20:32 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,198.7894 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030227 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,630.486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 1, 2021, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 22:49 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 569 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011194 · form4.xml · derivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569 Underlying: Common Stock · 569 shares Expires not disclosed F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 22:10 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,631 | $0.00 Strike: $29.79 | $0.00 |
DisclosureSEC source: 0001127602-20-032005 · form4.xml · derivative · entry 5 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,631 shares Expires 2023-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 22:10 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 2,000 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0001127602-20-032005 · form4.xml · derivative · entry 4 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 22:10 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 6,631 | $64.15 | $425,354.78 |
DisclosureSEC source: 0001127602-20-032005 · form4.xml · nonDerivative · entry 3 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431.6966 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.465, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 22:10 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,631 | $29.79 | $137,957.49 |
DisclosureSEC source: 0001127602-20-032005 · form4.xml · nonDerivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,062.6966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 22:10 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 2,000 | $28.78 | $57,560.00 |
DisclosureSEC source: 0001127602-20-032005 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,431.6966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 22:40 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 1,162.6966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030337 · form4.xml · derivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,723.7894 Underlying: Common Stock · 1,162.6966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 245.6053 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 22:40 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,162.6966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030337 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431.6966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 1, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 01:27 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 796 | $0.00 Strike: $58.12 | $0.00 |
DisclosureSEC source: 0001127602-20-027679 · form4.xml · derivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796 Underlying: Common Stock · 796 shares Expires 2030-10-28 Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 01:22 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 3,171 | $0.00 Strike: $51.64 | $0.00 |
DisclosureSEC source: 0001127602-20-011373 · form4.xml · derivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,171 Underlying: Common Stock · 3,171 shares Expires 2030-03-17 Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 19:02 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 2,388 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-19-012857 · form4.xml · derivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388 Underlying: Common Stock · 2,388 shares Expires 2029-03-20 Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 19:59 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 2,566 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0001127602-18-025990 · form4.xml · derivative · entry 3 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,566 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 19:59 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 2,566 | $66.27 | $170,053.18 |
DisclosureSEC source: 0001127602-18-025990 · form4.xml · nonDerivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.13 to $66.345, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 19:59 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 2,566 | $28.78 | $73,849.48 |
DisclosureSEC source: 0001127602-18-025990 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 23:04 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 2,559 | $0.00 Strike: $55.92 | $0.00 |
DisclosureSEC source: 0001127602-18-012586 · form4.xml · derivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,559 Underlying: Common Stock · 2,559 shares Expires 2028-03-20 Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 21:06 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 2,478 | $0.00 Strike: $57.12 | $0.00 |
DisclosureSEC source: 0001127602-17-011960 · form4.xml · derivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,478 Underlying: Common Stock · 2,478 shares Expires 2027-03-15 Read SEC document |
| February 16, 2017 Filed Feb 16, 2017 21:49 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 3,850 | $0.00 Strike: $27.36 | $0.00 |
DisclosureSEC source: 0001127602-17-006634 · form4.xml · derivative · entry 3 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,850 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 16, 2017 21:49 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,850 | $59.97 | $230,881.04 |
DisclosureSEC source: 0001127602-17-006634 · form4.xml · nonDerivative · entry 2 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.65 to $60.26, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 16, 2017 Filed Feb 16, 2017 21:49 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,850 | $27.36 | $105,336.00 |
DisclosureSEC source: 0001127602-17-006634 · form4.xml · nonDerivative · entry 1 Whipple John F. · CIK 0001485739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.