Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178 | Director | November 14, 2016 | November 16, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date November 14, 2016 · Filed November 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,402 |
Ending reported balance
After 2016-11-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-14 · Exercise / conversion · Acquired 750 · Balance 11,677 Row 2 · 2016-11-14 · Tax withholding · Disposed 275 · Balance 11,402 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $19.48 · Expires 2020-01-20 | Direct | 3,221 |
Reported balance
After 2016-11-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-14 · Exercise / conversion · Disposed 750 · Balance 3,221 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2016 Filed Nov 16, 2016 21:30 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 750 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001127602-16-067435 · form4.xml · derivative · entry 3 Gibson James W Jr · CIK 0001452644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,221 Underlying: Common Stock · 750 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:30 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 275 | $53.28 | $14,652.00 |
DisclosureSEC source: 0001127602-16-067435 · form4.xml · nonDerivative · entry 2 Gibson James W Jr · CIK 0001452644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,402 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:30 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 750 | $19.48 | $14,610.00 |
DisclosureSEC source: 0001127602-16-067435 · form4.xml · nonDerivative · entry 1 Gibson James W Jr · CIK 0001452644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.