Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178 | Executive VP & General Counsel | March 15, 2022 | March 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date March 15, 2022 · Filed March 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,813.0023 |
Reported balance
After 2022-03-15 transaction · row 1
1 source rowRow 1 · 2022-03-15 · Grant · Acquired 862 · Balance 39,813.0023 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $72.51 · Expires 2032-03-15 | Direct | 3,466 |
Reported balance
After 2022-03-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-15 · Grant · Acquired 3,466 · Balance 3,466 F2: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 6,702.8015 |
Reported balance
Holding disclosure · report date 2022-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,702.8015 F1: The number of shares reported herein were acquired pursuant to Community Bank System, Inc.'s 401(K) Plan and are based on a current plan statement. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 895 |
Reported balance
Holding disclosure · report date 2022-03-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 895 |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares reported herein were acquired pursuant to Community Bank System, Inc.'s 401(K) Plan and are based on a current plan statement.
F2: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2022 Filed Mar 16, 2022 21:16 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 3,466 | $0.00 Strike: $72.51 | $0.00 |
DisclosureSEC source: 0001127602-22-009500 · form4.xml · derivative · entry 4 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,466 Underlying: Common Stock · 3,466 shares Expires 2032-03-15 F2 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:16 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009500 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,813.0023 Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 23:17 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 534 | $72.94 | $38,949.96 |
DisclosureSEC source: 0001127602-22-008671 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,951.0023 F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 19:07 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 7,097 | $0.00 Strike: $37.77 | $0.00 |
DisclosureSEC source: 0001127602-21-031830 · form4.xml · derivative · entry 5 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,097 shares Expires 2024-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested ratably on March 19, 2015, 2016, 2017, 2018, and 2019. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 19:07 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 7,097 | $73.42 | $521,069.55 |
DisclosureSEC source: 0001127602-21-031830 · form4.xml · nonDerivative · entry 2 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,485.0023 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.20 to $73.71, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 19:07 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 7,097 | $37.77 | $268,053.69 |
DisclosureSEC source: 0001127602-21-031830 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,582.0023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 22:23 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 4,940 | $0.00 Strike: $79.66 | $0.00 |
DisclosureSEC source: 0001127602-21-011168 · form4.xml · derivative · entry 4 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,940 Underlying: Common Stock · 4,940 shares Expires 2031-03-16 F2 · derivative.exercise_date: The option vests ratably on March 16, 2022, 2023, 2024, 2025, and 2026. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 22:23 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011168 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,485.0023 Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 22:06 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 579 | $71.19 | $41,219.01 |
DisclosureSEC source: 0001127602-21-009722 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,342.0023 F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:14 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,727 | $71.33 | $337,157.53 |
DisclosureSEC source: 0001127602-21-007277 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,194.0023 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.24 to $71.42, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:28 UTC Amendment | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,727 | $0.00 Strike: $29.79 | $0.00 |
DisclosureSEC source: 0001127602-21-007532 · form4a.xml · derivative · entry 2 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,727 shares Expires 2023-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:28 UTC Amendment | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,727 | $29.79 | $140,817.33 |
DisclosureSEC source: 0001127602-21-007532 · form4a.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,921.0023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This amendment is filed to report the stock option exercise that was omitted from the Form 4 filed on February 23, 2021. Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 22:37 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,600 | $0.00 Strike: $29.79 | $0.00 |
DisclosureSEC source: 0001127602-21-005504 · form4.xml · derivative · entry 5 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,727 Underlying: Common Stock · 4,600 shares Expires 2023-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018. Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 22:37 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,600 | $70.36 | $323,655.54 |
DisclosureSEC source: 0001127602-21-005504 · form4.xml · nonDerivative · entry 2 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,921.0023 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.765, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 22:37 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,600 | $29.79 | $137,034.00 |
DisclosureSEC source: 0001127602-21-005504 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,521.0023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2020 Filed Nov 11, 2020 00:36 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 5,579 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0001127602-20-028676 · form4.xml · derivative · entry 8 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,579 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| November 10, 2020 Filed Nov 11, 2020 00:36 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 5,579 | $65.08 | $363,074.07 |
DisclosureSEC source: 0001127602-20-028676 · form4.xml · nonDerivative · entry 4 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,921.0023 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.38, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2020 Filed Nov 11, 2020 00:36 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 5,579 | $28.78 | $160,563.62 |
DisclosureSEC source: 0001127602-20-028676 · form4.xml · nonDerivative · entry 3 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,500.0023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 11, 2020 00:36 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 2,910 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0001127602-20-028676 · form4.xml · derivative · entry 7 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,579 Underlying: Common Stock · 2,910 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| November 09, 2020 Filed Nov 11, 2020 00:36 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 2,910 | $65.15 | $189,595.23 |
DisclosureSEC source: 0001127602-20-028676 · form4.xml · nonDerivative · entry 2 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,921.0023 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.045 to $65.27, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2020 Filed Nov 11, 2020 00:36 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 2,910 | $28.78 | $83,749.80 |
DisclosureSEC source: 0001127602-20-028676 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,831.0023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:34 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 8,220 | $0.00 Strike: $51.64 | $0.00 |
DisclosureSEC source: 0001127602-20-011465 · form4.xml · derivative · entry 4 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,220 Underlying: Common Stock · 8,220 shares Expires 2030-03-17 F2 · derivative.exercise_date: The option vests ratably on March 17, 2021, 2022, 2023, 2024, and 2025. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:34 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011465 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,921.0023 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 19:15 UTC Amendment | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 610 | $60.81 | $37,094.10 |
DisclosureSEC source: 0001127602-20-009935 · form4a.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,192.0023 F1 · date: This amendment is filed to correct the transaction date which was incorrectly reported as March 3, 2020 due to an administrative error. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 20:36 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 610 | $60.81 | $37,094.10 |
DisclosureSEC source: 0001127602-20-009764 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,192.0023 F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards. Read SEC document |
| October 30, 2019 Filed Oct 30, 2019 20:16 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 6,377 | $0.00 Strike: $27.36 | $0.00 |
DisclosureSEC source: 0001127602-19-031269 · form4.xml · derivative · entry 5 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,377 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested ratably on January 19, 2012, 2013, 2014, 2015, and 2016. Read SEC document |
| October 30, 2019 Filed Oct 30, 2019 20:16 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 4,417 | $68.83 | $304,022.11 |
DisclosureSEC source: 0001127602-19-031269 · form4.xml · nonDerivative · entry 2 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,802.0023 Read SEC document |
| October 30, 2019 Filed Oct 30, 2019 20:16 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 6,377 | $27.36 | $174,474.72 |
DisclosureSEC source: 0001127602-19-031269 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,219.0023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 16:49 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 6,190 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-19-012565 · form4.xml · derivative · entry 4 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 Underlying: Common Stock · 6,190 shares Expires 2029-03-20 F2 · derivative.exercise_date: The option vests ratably on March 20, 2020, 2021, 2022, 2023, and 2024. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 16:49 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012565 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,842.0023 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:37 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 615 | $64.79 | $39,845.85 |
DisclosureSEC source: 0001127602-19-009439 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,348.0023 F1 · kind: Payment of tax liability associated with vesting of restricted stock awards. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 19:41 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 3,378.0177 | $60.34 | $203,829.59 |
DisclosureSEC source: 0001127602-19-001750 · form4.xml · nonDerivative · entry 2 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,257.0046 F2 · shares: Payment of tax liability associated with the vesting of the three-year performance-based restricted stock award. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 19:41 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 9,672.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001750 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,635.0223 F1 · shares: On January 8, 2019, the Compensation Committee approved the vesting of the three-year performance-based restricted stock award, granted to the reporting person in 2016, based on achievement of predetermined performance criteria at the maximum level. Read SEC document |
| January 08, 2019 Filed Mar 21, 2019 16:39 UTC Amendment | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 3,378.0177 | $60.34 | $203,829.59 |
DisclosureSEC source: 0001127602-19-012564 · form4a.xml · nonDerivative · entry 2 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,963.0023 F2 · balance_after: Amended to correct the original filing which stated that the reporting person owned 41,257.0046 shares following the payment of tax liabilities. The correct number is 34,963.0023 shares. Read SEC document |
| January 08, 2019 Filed Mar 21, 2019 16:39 UTC Amendment | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 9,672.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012564 · form4a.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,341.02 F1 · balance_after: This amendment is filed to correct the number of outstanding shares owned after the grant of the three-year performance-based restricted stock award on January 8, 2019. The original filing reflected that the reporting person owned 44,635.0223 shares after the grant, however, the correct number is 38,341.02 shares. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 22:56 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 6,632 | $55.92 Strike: $55.92 | $370,861.44 |
DisclosureSEC source: 0001127602-18-012582 · form4.xml · derivative · entry 5 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,632 Underlying: Common Stock · 6,632 shares Expires 2028-03-20 F3 · derivative.exercise_date: The option vests ratably on March 20, 2019, 2020, 2021, 2022, and 2023. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 22:56 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012582 · form4.xml · nonDerivative · entry 2 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,669 Read SEC document |
| March 01, 2018 Filed Mar 22, 2018 22:56 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 641 | $53.31 | $34,171.71 |
DisclosureSEC source: 0001127602-18-012582 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,084 F1 · kind: Payment of tax liability associated with vesting of restricted stock awards. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 21:57 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 6,389 | $0.00 Strike: $57.12 | $0.00 |
DisclosureSEC source: 0001127602-17-011985 · form4.xml · derivative · entry 4 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,389 Underlying: Common Stock · 6,389 shares Expires 2027-03-15 F2 · derivative.exercise_date: The option vests ratably on March 15, 2018, 2019, 2020, 2021, and 2022. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 21:57 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011985 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,725 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:13 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 752 | $59.41 | $44,676.32 |
DisclosureSEC source: 0001127602-17-010250 · form4.xml · nonDerivative · entry 1 Getman George J · CIK 0001422188 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,300 F1 · kind: Payment of tax liability associated with vesting of restricted stock awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.