Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2009 Filed Mar 4, 2009 16:40 UTC |
KADEN LEWIS BVice Chairman
|
PurchaseCommon Stock | 100,000 | $1.26 | $126,000.00 |
DisclosureSEC source: 0001181431-09-013633 · rrd236313.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,160.1 Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 16:30 UTC |
HERNANDEZ ROBERTODirector
|
PurchaseCommon Stock | 6,000,000 | $1.25 | $7,500,000.00 |
DisclosureSEC source: 0001181431-09-013610 · rrd236053.xml · nonDerivative · entry 1 HERNANDEZ ROBERTO · CIK 0001232771 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000,000 F1 · kind: The purchase was effectuated on the Bolsa Mexicana de Valores (Mexican Stock Exchange). F2 · price: The purchase was effectuated in Mexican pesos and converted into US dollars based on the currency conversion rate of 15.452 pesos per dollar in effect on the transaction date. F3 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD$1.17 to USD$1.38. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. F4 · balance_after: In addition to the shares reported in Table I, the Reporting Person has an interest in a Mexican mutual fund that beneficially owns 14,596,144 shares of the Issuer's Common Stock. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 21:44 UTC |
Gerspach John CController
|
PurchaseCommon Stock | 65,000 | $1.45 | $94,250.00 |
DisclosureSEC source: 0001181431-09-013641 · rrd236147.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,426.6 Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 16:47 UTC |
BISCHOFF WINFRIED F W SIRDirector
|
SaleCommon Stock | 90,423 | $1.32 | $119,358.36 |
DisclosureSEC source: 0001181431-09-013644 · rrd236142.xml · nonDerivative · entry 1 BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,593.1 Read SEC document |
| February 04, 2009 Filed Feb 6, 2009 21:07 UTC |
KELLY EDWARD J IIIHead, Global Banking
|
Tax withholdingCommon Stock | 3,961 | $3.64 | $14,418.04 |
DisclosureSEC source: 0001181431-09-007086 · rrd231959.xml · nonDerivative · entry 1 KELLY EDWARD J III · CIK 0001160225 · Head, Global Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,880.5 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2009 Filed Jan 23, 2009 21:10 UTC |
PANDIT VIKRAM SDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 17,946 | $3.27 | $58,683.42 |
DisclosureSEC source: 0001181431-09-004592 · rrd230860.xml · nonDerivative · entry 1 PANDIT VIKRAM S · CIK 0001183417 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,707,502.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 16:57 UTC |
Apte ShirishCEO, Central and East. Europe
|
Tax withholdingCommon Stock | 25,673 | $3.19 | $81,896.87 |
DisclosureSEC source: 0001181431-09-004345 · rrd230666.xml · nonDerivative · entry 1 Apte Shirish · CIK 0001434038 · CEO, Central and East. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,672.3 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 17:01 UTC |
BISCHOFF WINFRIED F W SIRDirector · Chairman, Citigroup Inc.
|
Tax withholdingCommon Stock | 38,526 | $3.19 | $122,897.94 |
DisclosureSEC source: 0001181431-09-004350 · rrd230675.xml · nonDerivative · entry 1 BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Director · Chairman, Citigroup Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,016.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 17:05 UTC |
BANGA AJAYCEO, Asia Pacific
|
Tax withholdingCommon Stock | 34,763 | $3.19 | $110,893.97 |
DisclosureSEC source: 0001181431-09-004351 · rrd230662.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,546.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 17:08 UTC |
RHODES WILLIAM RSenior Vice Chairman
|
Tax withholdingCommon Stock | 24,877 | $3.19 | $79,357.63 |
DisclosureSEC source: 0001181431-09-004354 · rrd230659.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,430.5 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 22:10 UTC |
Callahan DonChief Administrative Officer
|
Tax withholdingCommon Stock | 26,624 | $3.19 | $84,930.56 |
DisclosureSEC source: 0001181431-09-004363 · rrd230684.xml · nonDerivative · entry 1 Callahan Don · CIK 0001433990 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,953.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 22:12 UTC |
CRITTENDEN GARY LChief Financial Officer
|
Tax withholdingCommon Stock | 47,589 | $3.19 | $151,808.91 |
DisclosureSEC source: 0001181431-09-004364 · rrd230672.xml · nonDerivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,223.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 17:15 UTC |
Forese James A.Head, Global Capital Markets
|
Tax withholdingCommon Stock | 132,366 | $3.19 | $422,247.54 |
DisclosureSEC source: 0001181431-09-004365 · rrd230664.xml · nonDerivative · entry 1 Forese James A. · CIK 0001433386 · Head, Global Capital Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,499.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 17:48 UTC |
RUBIN ROBERT EDirector
|
Tax withholdingCommon Stock | 46,832 | $3.19 | $149,394.08 |
DisclosureSEC source: 0001181431-09-004396 · rrd230658.xml · nonDerivative · entry 1 RUBIN ROBERT E · CIK 0001225178 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,098.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 22:17 UTC |
Freiberg Steven JCEO, Global Cards
|
Tax withholdingCommon Stock | 35,322 | $3.19 | $112,677.18 |
DisclosureSEC source: 0001181431-09-004368 · rrd230661.xml · nonDerivative · entry 1 Freiberg Steven J · CIK 0001338913 · CEO, Global Cards 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,027.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 22:19 UTC |
Gerspach John CController
|
Tax withholdingCommon Stock | 8,811 | $3.19 | $28,107.09 |
DisclosureSEC source: 0001181431-09-004371 · rrd230678.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,426.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 17:51 UTC |
VOLK STEPHEN RVice Chairman
|
Tax withholdingCommon Stock | 75,264 | $3.19 | $240,092.16 |
DisclosureSEC source: 0001181431-09-004400 · rrd230674.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,525.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 17:58 UTC |
MEDINA-MORA MANUELCEO Latin America & Mexico
|
Tax withholdingCommon Stock | 33,339 | $3.19 | $106,351.41 |
DisclosureSEC source: 0001181431-09-004411 · rrd230663.xml · nonDerivative · entry 1 MEDINA-MORA MANUEL · CIK 0001339253 · CEO Latin America & Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927,312.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 17:54 UTC |
Mills WilliamCEO W.Europe, Mid East, Africa
|
Tax withholdingCommon Stock | 91,545 | $3.19 | $292,028.55 |
DisclosureSEC source: 0001181431-09-004405 · rrd230683.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO W.Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,373,229.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 18:02 UTC |
KADEN LEWIS BVice Chairman
|
Tax withholdingCommon Stock | 41,986 | $3.19 | $133,935.34 |
DisclosureSEC source: 0001181431-09-004412 · rrd230673.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,160.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 18:06 UTC |
HELFER MICHAEL SGeneral Counsel
|
Tax withholdingCommon Stock | 17,597 | $3.19 | $56,134.43 |
DisclosureSEC source: 0001181431-09-004414 · rrd230676.xml · nonDerivative · entry 1 HELFER MICHAEL S · CIK 0001197732 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,048.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:03 UTC |
RICCIARDI LAWRENCE RDirector
|
GrantCommon Stock | 32,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003420 · rrd230167.xml · nonDerivative · entry 1 RICCIARDI LAWRENCE R · CIK 0001180462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,980.8 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:01 UTC |
THOMAS FRANKLIN ADirector
|
GrantCommon Stock | 8,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003418 · rrd230172.xml · nonDerivative · entry 1 THOMAS FRANKLIN A · CIK 0001184012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130.5 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes 119.5 shares acquired during the year 2008 under the Citigroup Dividend Reinvestment Plan Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:05 UTC |
ARMSTRONG C MICHAELDirector
|
GrantCommon Stock | 32,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003422 · rrd230155.xml · nonDerivative · entry 1 ARMSTRONG C MICHAEL · CIK 0001168011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,613.7 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:09 UTC |
DERR KENNETH TDirector
|
GrantCommon Stock | 8,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003426 · rrd230158.xml · nonDerivative · entry 1 DERR KENNETH T · CIK 0001182087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,957.3 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:13 UTC |
DEUTCH JOHN MDirector
|
GrantCommon Stock | 32,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003430 · rrd230161.xml · nonDerivative · entry 1 DEUTCH JOHN M · CIK 0001179111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,158.8 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 17, 2009 01:15 UTC |
LIVERIS ANDREW NDirector
|
GrantCommon Stock | 32,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003431 · rrd230163.xml · nonDerivative · entry 1 LIVERIS ANDREW N · CIK 0001269971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,684.2 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 17, 2009 01:21 UTC |
MULCAHY ANNE MDirector
|
GrantCommon Stock | 32,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003433 · rrd230164.xml · nonDerivative · entry 1 MULCAHY ANNE M · CIK 0001201725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,301.4 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 17, 2009 01:26 UTC |
RODIN JUDITHDirector
|
GrantCommon Stock | 32,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003436 · rrd230168.xml · nonDerivative · entry 1 RODIN JUDITH · CIK 0001102075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,703.6 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:23 UTC |
PARSONS RICHARD DDirector
|
GrantCommon Stock | 32,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003434 · rrd230166.xml · nonDerivative · entry 1 PARSONS RICHARD D · CIK 0001008086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,284.3 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:27 UTC |
RYAN ROBERT LDirector
|
GrantCommon Stock | 32,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003437 · rrd230170.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,917.3 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:32 UTC |
BELDA ALAIN J PDirector
|
GrantCommon Stock | 32,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003438 · rrd230156.xml · nonDerivative · entry 1 BELDA ALAIN J P · CIK 0001127285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,703.6 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:42 UTC |
BANGA AJAYCEO, Asia Pacific
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 203,390 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003440 · rrd229568.xml · derivative · entry 4 BANGA AJAY · CIK 0001338914 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2019-01-14 F3 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:42 UTC |
BANGA AJAYCEO, Asia Pacific
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 203,390 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003440 · rrd229568.xml · derivative · entry 3 BANGA AJAY · CIK 0001338914 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2019-01-14 F3 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:42 UTC |
BANGA AJAYCEO, Asia Pacific
|
GrantCommon Stock | 385,273.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003440 · rrd229568.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,309.7 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. F2 · balance_after: Reflects a distribution of shares to the Reporting Person in accordance with the terms of a Grantor Retained Annuity Trust. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:46 UTC |
VOLK STEPHEN RVice Chairman
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 203,390 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003444 · rrd229579.xml · derivative · entry 5 VOLK STEPHEN R · CIK 0001167954 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:46 UTC |
VOLK STEPHEN RVice Chairman
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 203,390 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003444 · rrd229579.xml · derivative · entry 4 VOLK STEPHEN R · CIK 0001167954 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:46 UTC |
VOLK STEPHEN RVice Chairman
|
GrantCommon Stock | 385,273.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003444 · rrd229579.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958,789.4 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:50 UTC |
DIAL TERRI ACEO Consumer Bank, North Amer.
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 288,136 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003446 · rrd229585.xml · derivative · entry 3 DIAL TERRI A · CIK 0001187995 · CEO Consumer Bank, North Amer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,136 Underlying: Common Stock · 288,136 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:50 UTC |
DIAL TERRI ACEO Consumer Bank, North Amer.
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 288,136 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003446 · rrd229585.xml · derivative · entry 2 DIAL TERRI A · CIK 0001187995 · CEO Consumer Bank, North Amer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,136 Underlying: Common Stock · 288,136 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:50 UTC |
DIAL TERRI ACEO Consumer Bank, North Amer.
|
GrantCommon Stock | 545,804.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003446 · rrd229585.xml · nonDerivative · entry 1 DIAL TERRI A · CIK 0001187995 · CEO Consumer Bank, North Amer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,497.8 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. F1 · balance_after: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:10 UTC |
KADEN LEWIS BVice Chairman
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 220,339 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003449 · rrd229574.xml · derivative · entry 6 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,339 Underlying: Common Stock · 220,339 shares Expires 2019-01-14 F3 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:10 UTC |
KADEN LEWIS BVice Chairman
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 220,339 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003449 · rrd229574.xml · derivative · entry 5 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,339 Underlying: Common Stock · 220,339 shares Expires 2019-01-14 F3 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:10 UTC |
KADEN LEWIS BVice Chairman
|
GrantCommon Stock | 417,380.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003449 · rrd229574.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,146.1 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. Read SEC document |
| January 14, 2009 Filed Jan 17, 2009 02:18 UTC |
KELLY EDWARD J IIIHead, Global Banking
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 331,356 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003452 · rrd229660.xml · derivative · entry 3 KELLY EDWARD J III · CIK 0001160225 · Head, Global Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,356 Underlying: Common Stock · 331,356 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 17, 2009 02:18 UTC |
KELLY EDWARD J IIIHead, Global Banking
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 331,356 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003452 · rrd229660.xml · derivative · entry 2 KELLY EDWARD J III · CIK 0001160225 · Head, Global Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,356 Underlying: Common Stock · 331,356 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 17, 2009 02:18 UTC |
KELLY EDWARD J IIIHead, Global Banking
|
GrantCommon Stock | 627,675.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003452 · rrd229660.xml · nonDerivative · entry 1 KELLY EDWARD J III · CIK 0001160225 · Head, Global Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,841.5 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:12 UTC |
Forese James A.Head, Global Capital Markets
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 297,458 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003450 · rrd229586.xml · derivative · entry 3 Forese James A. · CIK 0001433386 · Head, Global Capital Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,458 Underlying: Common Stock · 297,458 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:12 UTC |
Forese James A.Head, Global Capital Markets
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 297,458 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003450 · rrd229586.xml · derivative · entry 2 Forese James A. · CIK 0001433386 · Head, Global Capital Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,458 Underlying: Common Stock · 297,458 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:12 UTC |
Forese James A.Head, Global Capital Markets
|
GrantCommon Stock | 563,463.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003450 · rrd229586.xml · nonDerivative · entry 1 Forese James A. · CIK 0001433386 · Head, Global Capital Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,941,865.6 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.