Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CEO, Asia Pacific | February 14, 2011 | February 16, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date February 14, 2011 · Filed February 16, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.91 · Expires 2017-02-14 | Direct | 500,000 |
Reported balance
After 2011-02-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2011-02-14 · Grant · Acquired 500,000 · Balance 500,000 F1: The options vest in three equal annual installments beginning on February 14, 2012. F2: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. |
| Common StockSEC Table I · non-derivative | Direct | 1,502,074.6 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,502,074.6 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Investment Company | 440,516 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 440,516 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(K) Plan | 2,246 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,246 |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest in three equal annual installments beginning on February 14, 2012.
F2: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2011 Filed Feb 16, 2011 16:31 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0001181431-11-010834 · rrd301736.xml · derivative · entry 4 Apte Shirish · CIK 0001434038 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2017-02-14 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2012. F2 · balance_after: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. Read SEC document |
| January 20, 2011 Filed Jan 24, 2011 16:35 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 2,129 | $4.77 | $10,155.33 |
DisclosureSEC source: 0001181431-11-004799 · rrd298410.xml · nonDerivative · entry 1 Apte Shirish · CIK 0001434038 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502,074.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 17:13 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 659,692.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-004505 · rrd297989.xml · nonDerivative · entry 1 Apte Shirish · CIK 0001434038 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,504,203.6 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:20 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 49,483 | $4.93 | $243,951.19 |
DisclosureSEC source: 0001181431-10-022671 · rrd273027.xml · nonDerivative · entry 2 Apte Shirish · CIK 0001434038 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203,673.5 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:20 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 344,827.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022671 · rrd273027.xml · nonDerivative · entry 1 Apte Shirish · CIK 0001434038 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,156.5 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 19:39 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 781,656.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004115 · rrd262410.xml · nonDerivative · entry 1 Apte Shirish · CIK 0001434038 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,329 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 16:57 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 25,673 | $3.19 | $81,896.87 |
DisclosureSEC source: 0001181431-09-004345 · rrd230666.xml · nonDerivative · entry 1 Apte Shirish · CIK 0001434038 · CEO, Central and East. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,672.3 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| November 26, 2008 Filed Dec 1, 2008 16:35 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 15,000 | $6.89 | $103,350.00 |
DisclosureSEC source: 0001181431-08-064667 · rrd224896.xml · nonDerivative · entry 1 Apte Shirish · CIK 0001434038 · CEO, Central and East. Europe 10b5-1 filing: Not disclosed Ownership: Indirect · By family investment company Disclosed balance after: 81,354 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.