Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director | February 18, 2015 | February 20, 2015 |
| GENERAL MILLS INCGIS · Entity 3236 | Director | January 11, 2017 | January 13, 2017 |
| STANLEY BLACK & DECKER, INC.SWK · Entity 3378 | Director | March 19, 2019 | March 21, 2019 |
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Director | June 05, 2008 | June 09, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date February 18, 2015 · Filed February 20, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,273.2 |
Reported balance
After 2015-02-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-02-18 · Grant · Acquired 741.5 · Balance 5,273.2 F1: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2: Reflects 3,414.3 shares of deferred common stock which vested on 1/20/2015 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 19,361.1 |
Reported balance
Holding disclosure · report date 2015-02-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,361.1 F2: Reflects 3,414.3 shares of deferred common stock which vested on 1/20/2015 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. F3: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
F2: Reflects 3,414.3 shares of deferred common stock which vested on 1/20/2015 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.
F3: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
GENERAL MILLS INC
Report date January 11, 2017 · Filed January 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,676 |
Ending reported balance
After 2017-01-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-01-11 · Exercise / conversion · Acquired 20,000 · Balance 54,676 Row 2 · 2017-01-11 · Sale · Disposed 20,000 · Balance 34,676 F1: Represents the weighted average of actual sale prices that range from $60.80 to $60.85. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.94 · Expires 2017-09-24 | Direct | 0 |
Reported balance
After 2017-01-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-01-11 · Exercise / conversion · Disposed 20,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average of actual sale prices that range from $60.80 to $60.85. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
STANLEY BLACK & DECKER, INC.
Report date March 19, 2019 · Filed March 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred SharesSEC Table II · derivative / convertible security | Direct | 13,214.2337 |
Reported balance
After 2019-03-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-03-19 · Grant · Acquired 63.5532 · Balance 13,214.2337 F1: Fair market value on date established in Plan with respect to payment of fee or dividend F2: Currently 100% vested F3: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board |
Filing footnotes · ownership attribution and instrument terms
F1: Fair market value on date established in Plan with respect to payment of fee or dividend
F2: Currently 100% vested
F3: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board
UNITEDHEALTH GROUP INC
Report date June 05, 2008 · Filed June 09, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.94 · Expires 2018-06-05 | Direct | 1,000 |
Reported balance
After 2008-06-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2008-06-05 · Grant · Acquired 1,000 · Balance 1,000 F1: These stock options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert eligible cash compensation into stock options pursuant to a previously approved policy. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert eligible cash compensation into stock options pursuant to a previously approved policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2019 Filed Mar 21, 2019 20:20 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 63.5532 | $133.99 | $8,515.18 |
DisclosureSEC source: 0001127602-19-012670 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,214.2337 Underlying: Common Stock · 63.5532 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:06 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 248.9039 | $132.49 | $32,976.03 |
DisclosureSEC source: 0001127602-19-012276 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,150.6805 Underlying: Common Stock · 248.9039 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:27 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 68.5105 | $120.82 | $8,277.10 |
DisclosureSEC source: 0001127602-18-036970 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,901.7766 Underlying: Common Stock · 68.5105 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:38 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 292.2085 | $119.78 | $35,000.00 |
DisclosureSEC source: 0001127602-18-036593 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,833.2661 Underlying: Common Stock · 292.2085 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:16 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 54.0695 | $149.55 | $8,086.09 |
DisclosureSEC source: 0001127602-18-028152 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,541.0576 Underlying: Common Stock · 54.0695 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:18 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 235.3178 | $148.74 | $34,999.99 |
DisclosureSEC source: 0001127602-18-028059 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,486.9881 Underlying: Common Stock · 235.3178 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 20:52 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 54.3346 | $138.54 | $7,527.52 |
DisclosureSEC source: 0001127602-18-021617 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,251.6703 Underlying: Common Stock · 54.3346 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:44 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 248.8889 | $140.65 | $35,006.22 |
DisclosureSEC source: 0001127602-18-021374 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,197.3357 Underlying: Common Stock · 248.8889 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:25 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantRestricted Stock Units · Derivative | 893 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015099 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,629 Underlying: Common Stock · 893 shares Expires not disclosed F1 · derivative.exercise_date: Currently 100% vested F2 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock on January 1 after he or she ceases to be a member of the Board Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:29 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 46.5159 | $158.19 | $7,358.12 |
DisclosureSEC source: 0001127602-18-012531 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,948.4468 Underlying: Common Stock · 46.5159 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:11 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 222.3987 | $157.38 | $35,000.00 |
DisclosureSEC source: 0001127602-18-012040 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,901.9309 Underlying: Common Stock · 222.3987 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 21:29 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 42.8444 | $168.02 | $7,198.50 |
DisclosureSEC source: 0001127602-17-035354 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,679.5322 Underlying: Common Stock · 42.8444 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:02 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 210.5072 | $166.27 | $35,000.00 |
DisclosureSEC source: 0001127602-17-035176 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,636.6878 Underlying: Common Stock · 210.5072 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 20:28 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 46.6242 | $150.56 | $7,019.74 |
DisclosureSEC source: 0001127602-17-027847 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,426.1806 Underlying: Common Stock · 46.6242 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 18:42 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 237.1113 | $147.61 | $35,000.00 |
DisclosureSEC source: 0001127602-17-027590 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,379.5564 Underlying: Common Stock · 237.1113 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:43 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 44.2129 | $142.33 | $6,292.60 |
DisclosureSEC source: 0001127602-17-022001 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,142.4451 Underlying: Common Stock · 44.2129 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 18:12 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 248.9331 | $140.60 | $34,999.99 |
DisclosureSEC source: 0001127602-17-021683 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,098.2322 Underlying: Common Stock · 248.9331 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 21:19 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantRestricted Stock Units · Derivative | 1,060 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015295 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,736 Underlying: Common Stock · 1,060 shares Expires not disclosed F1 · shares: With dividend equivalent rights F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock on January 1 after he or she ceases to be a member of the Board Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:47 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 46.7881 | $130.59 | $6,109.82 |
DisclosureSEC source: 0001127602-17-012650 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,849.2991 Underlying: Common Stock · 46.7881 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 20:20 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 268.338 | $130.43 | $35,000.00 |
DisclosureSEC source: 0001127602-17-011930 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,802.511 Underlying: Common Stock · 268.338 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 18:06 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0000897101-17-000067 · gis170049s2ryan_4.xml · derivative · entry 3 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 18:06 UTC | GENERAL MILLS INC GIS · Entity 3236 | SaleCommon Stock | 20,000 | $60.83 | $1,216,594.00 |
DisclosureSEC source: 0000897101-17-000067 · gis170049s2ryan_4.xml · nonDerivative · entry 2 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,676 F1 · price: Represents the weighted average of actual sale prices that range from $60.80 to $60.85. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 18:06 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionCommon Stock | 20,000 | $28.94 | $578,800.00 |
DisclosureSEC source: 0000897101-17-000067 · gis170049s2ryan_4.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 19:41 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 50.2933 | $117.51 | $5,909.71 |
DisclosureSEC source: 0001127602-16-070680 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,534.173 Underlying: Common Stock · 50.2933 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:04 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 294.7244 | $118.76 | $35,000.00 |
DisclosureSEC source: 0001127602-16-070230 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,483.8797 Underlying: Common Stock · 294.7244 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 21:30 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 2,816 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-16-002993 · gis163186s11ryan_4.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,676 F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2016 Compensation Plan for Non-Employee Directors. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 12:55 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 46.8149 | $122.07 | $5,714.46 |
DisclosureSEC source: 0001127602-16-063030 · form4.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,189.1553 Underlying: Common Stock · 46.8149 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:29 UTC Amendment | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 289.8311 | $120.76 | $35,000.00 |
DisclosureSEC source: 0001127602-16-062766 · form4a.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,142.3404 Underlying: Common Stock · 289.8311 shares Expires not disclosed F1 · security: Amendment is being filed to provide data inadvertently omitted from Columns 2, 3, 4, 5(A), 7 and 8 in original filing. F2 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F3 · derivative.exercise_date: Currently 100% vested F4 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 08:13 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 741.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002884 · rrd422306.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,273.2 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 3,414.3 shares of deferred common stock which vested on 1/20/2015 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 17:08 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 3,020.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-008036 · rrd401808.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,945.8 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,912.2 shares of deferred common stock which vested on 1/20/2014 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 17:35 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 3,414.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-011439 · rrd368143.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,837.8 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,266.2116 and 2,988.0478 shares of deferred common stock which vested, respectively, on 1/20/2012 and 1/20/2013 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 17, 2012 Filed Jan 19, 2012 16:35 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 4,912.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-003161 · rrd330778.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,677.8 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 32,106.1644 shares of deferred common stock which vested on 1/20/2011 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. F3 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 16:43 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 29,880.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-004480 · rrd298051.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,762.9 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 18:31 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 42,662.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004081 · rrd262469.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,579.4 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:27 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 32,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003437 · rrd230170.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,917.3 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| November 14, 2008 Filed Nov 17, 2008 16:17 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 100 | $8.97 | $897.00 |
DisclosureSEC source: 0001181431-08-062102 · rrd223578.xml · nonDerivative · entry 2 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,811.3 Read SEC document |
| November 14, 2008 Filed Nov 17, 2008 16:17 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 12,400 | $8.96 | $111,104.00 |
DisclosureSEC source: 0001181431-08-062102 · rrd223578.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,711.3 Read SEC document |
| June 05, 2008 Filed Jun 9, 2008 23:14 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $33.94 | $0.00 |
DisclosureSEC source: 0000731766-08-000091 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2018-06-05 F1 · kind: These stock options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert eligible cash compensation into stock options pursuant to a previously approved policy. Read SEC document |
| April 01, 2008 Filed Apr 1, 2008 21:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $36.25 | $0.00 |
DisclosureSEC source: 0000731766-08-000059 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2018-04-01 Read SEC document |
| February 19, 2008 Filed Feb 21, 2008 22:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,090 | $0.00 Strike: $48.08 | $0.00 |
DisclosureSEC source: 0000731766-08-000037 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090 Underlying: Common Stock · 1,090 shares Expires 2018-02-19 F1 · kind: The reporting person previously elected to convert eligible cash compensation into stock options pursuant to a previously approved policy. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 19:37 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 5,696.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-005314 · rrd191643.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,311.3 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 02, 2008 Filed Jan 3, 2008 22:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $56.67 | $0.00 |
DisclosureSEC source: 0000731766-08-000009 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2018-01-02 Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:33 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,090 | $0.00 Strike: $47.90 | $0.00 |
DisclosureSEC source: 0000731766-07-000133 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090 Underlying: Common Stock · 1,090 shares Expires 2017-10-30 F1 · kind: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of UnitedHealth Group Incorporated. The reporting person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. Read SEC document |
| October 01, 2007 Filed Oct 3, 2007 17:27 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 1,609.4 | $46.05 | $74,104.82 |
DisclosureSEC source: 0001181431-07-060708 · rrd174177.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,614.4 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2007 Filed Oct 2, 2007 21:18 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $48.14 | $0.00 |
DisclosureSEC source: 0000731766-07-000122 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2017-10-01 Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 22:35 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,080 | $0.00 Strike: $48.43 | $0.00 |
DisclosureSEC source: 0000731766-07-000108 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080 Underlying: Common Stock · 1,080 shares Expires 2017-07-31 F1 · kind: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of UnitedHealth Group Incorporated. The reporting person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. Read SEC document |
| July 02, 2007 Filed Jul 3, 2007 21:47 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $52.22 | $0.00 |
DisclosureSEC source: 0000731766-07-000097 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2017-07-02 Read SEC document |
| May 29, 2007 Filed May 31, 2007 22:15 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 960 | $0.00 Strike: $54.57 | $0.00 |
DisclosureSEC source: 0000731766-07-000086 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960 Underlying: Common Stock · 960 shares Expires 2017-05-29 F1 · kind: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. Read SEC document |
| May 01, 2007 Filed May 2, 2007 20:15 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $29.52 | $0.00 |
DisclosureSEC source: 0000731766-07-000059 · edgardoc.xml · derivative · entry 39 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2014-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2007 Filed May 2, 2007 20:15 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $25.88 | $0.00 |
DisclosureSEC source: 0000731766-07-000059 · edgardoc.xml · derivative · entry 38 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2013-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.