Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CEO Consumer Bank, North Amer. | January 14, 2009 | January 16, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date January 14, 2009 · Filed January 16, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 853,497.8 |
Reported balance
After 2009-01-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-01-14 · Grant · Acquired 545,804.8 · Balance 853,497.8 F1: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.61 · Expires 2019-01-14 | Direct | 288,136 |
Reported balance
After 2009-01-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2009-01-14 · Grant · Acquired 288,136 · Balance 288,136 F2: The options vest in four annual installments beginning on the date indicated. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.85 · Expires 2019-01-14 | Direct | 288,136 |
Reported balance
After 2009-01-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2009-01-14 · Grant · Acquired 288,136 · Balance 288,136 F2: The options vest in four annual installments beginning on the date indicated. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date.
F2: The options vest in four annual installments beginning on the date indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2009 Filed Jan 16, 2009 20:50 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Option (Right to Buy) · Derivative | 288,136 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003446 · rrd229585.xml · derivative · entry 3 DIAL TERRI A · CIK 0001187995 · CEO Consumer Bank, North Amer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,136 Underlying: Common Stock · 288,136 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:50 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Option (Right to Buy) · Derivative | 288,136 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003446 · rrd229585.xml · derivative · entry 2 DIAL TERRI A · CIK 0001187995 · CEO Consumer Bank, North Amer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,136 Underlying: Common Stock · 288,136 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:50 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 545,804.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003446 · rrd229585.xml · nonDerivative · entry 1 DIAL TERRI A · CIK 0001187995 · CEO Consumer Bank, North Amer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,497.8 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. F1 · balance_after: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. Read SEC document |
| June 25, 2008 Filed Jun 27, 2008 16:31 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 140,882 | $0.00 Strike: $20.74 | $0.00 |
DisclosureSEC source: 0001181431-08-040736 · rrd211837.xml · derivative · entry 3 DIAL TERRI A · CIK 0001187995 · CEO Consumer Bank, North Amer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,882 Underlying: Common Stock · 140,882 shares Expires 2018-06-25 F2 · derivative.exercise_price: The exercise price is equal to a 10% premium over the closing price of the Issuer's common stock on the New York Stock Exchange on June 25, 2008. Read SEC document |
| June 25, 2008 Filed Jun 27, 2008 16:31 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 525,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001181431-08-040736 · rrd211837.xml · derivative · entry 2 DIAL TERRI A · CIK 0001187995 · CEO Consumer Bank, North Amer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Underlying: Common Stock · 525,000 shares Expires 2018-06-25 Read SEC document |
| June 25, 2008 Filed Jun 27, 2008 16:31 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 307,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-040736 · rrd211837.xml · nonDerivative · entry 1 DIAL TERRI A · CIK 0001187995 · CEO Consumer Bank, North Amer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,693 F1 · shares: Award of restricted stock which vests in full on June 25, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.