Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Vice Chairman | February 14, 2011 | February 16, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date February 14, 2011 · Filed February 16, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.91 · Expires 2017-02-14 | Direct | 1,000,000 |
Reported balance
After 2011-02-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2011-02-14 · Grant · Acquired 1,000,000 · Balance 1,000,000 F1: The options vest in three equal annual installments beginning on February 14, 2012. F2: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. |
| Common StockSEC Table I · non-derivative | Direct | 2,895,393.9 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,895,393.9 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,391.7 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,391.7 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 366 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 366 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 152 |
Reported balance
Holding disclosure · report date 2011-02-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 152 |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest in three equal annual installments beginning on February 14, 2012.
F2: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2011 Filed Feb 16, 2011 16:34 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0001181431-11-010844 · rrd301716.xml · derivative · entry 5 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2017-02-14 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2012. F2 · balance_after: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. Read SEC document |
| January 20, 2011 Filed Jan 24, 2011 17:01 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 173,897 | $4.77 | $829,488.69 |
DisclosureSEC source: 0001181431-11-004823 · rrd298416.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,895,393.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 17:15 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 893,426.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-004513 · rrd298001.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,069,290.9 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:23 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 296,686 | $4.93 | $1,462,661.98 |
DisclosureSEC source: 0001181431-10-022675 · rrd273032.xml · nonDerivative · entry 2 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,864.7 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:23 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 590,770.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022675 · rrd273032.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,472,550.7 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| January 20, 2010 Filed Jan 21, 2010 20:03 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 42,896 | $3.53 | $151,208.40 |
DisclosureSEC source: 0001181431-10-004129 · rrd262423.xml · nonDerivative · entry 3 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,881,780 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 20:03 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 56,052 | $3.54 | $198,424.08 |
DisclosureSEC source: 0001181431-10-004129 · rrd262423.xml · nonDerivative · entry 2 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924,676 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 20:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 1,211,567.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004129 · rrd262423.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980,728 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| March 03, 2009 Filed Mar 4, 2009 16:40 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 100,000 | $1.26 | $126,000.00 |
DisclosureSEC source: 0001181431-09-013633 · rrd236313.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,160.1 Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 18:02 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 41,986 | $3.19 | $133,935.34 |
DisclosureSEC source: 0001181431-09-004412 · rrd230673.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,160.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:10 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 220,339 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003449 · rrd229574.xml · derivative · entry 6 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,339 Underlying: Common Stock · 220,339 shares Expires 2019-01-14 F3 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:10 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 220,339 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003449 · rrd229574.xml · derivative · entry 5 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,339 Underlying: Common Stock · 220,339 shares Expires 2019-01-14 F3 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 417,380.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003449 · rrd229574.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,146.1 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 19:12 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 14,727.9 | $24.20 | $356,415.18 |
DisclosureSEC source: 0001181431-08-005297 · rrd191805.xml · nonDerivative · entry 2 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,766 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 19:12 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 163,786.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-005297 · rrd191805.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,493.9 F1 · shares: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 18:07 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 11,200.3 | $54.55 | $610,976.37 |
DisclosureSEC source: 0001181431-07-005595 · rrd143955.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Vice Chairman/Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,707.3 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 19:14 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 18,591.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004739 · rrd143293.xml · nonDerivative · entry 2 KADEN LEWIS B · CIK 0001101828 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,907.6 F1 · shares: Award of restricted stock. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 19:14 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 41,314.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004739 · rrd143293.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,316 F1 · shares: Award of restricted stock. Read SEC document |
| January 17, 2006 Filed Jan 19, 2006 17:32 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 81,399.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004353 · rrd104103.xml · nonDerivative · entry 2 KADEN LEWIS B · CIK 0001101828 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,001.3 F1 · shares: Award of restricted stock. Read SEC document |
| January 17, 2006 Filed Jan 19, 2006 17:32 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 12,302.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004353 · rrd104103.xml · nonDerivative · entry 1 KADEN LEWIS B · CIK 0001101828 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,602.1 F1 · shares: Award of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.