Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Senior Vice Chairman | January 20, 2009 | January 22, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date January 20, 2009 · Filed January 22, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 877,430.5 |
Reported balance
After 2009-01-20 transaction · row 1
1 source rowRow 1 · 2009-01-20 · Tax withholding · Disposed 24,877 · Balance 877,430.5 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CONOCOPHILLIPS
Report date May 14, 2008 · Filed May 16, 2008
Section 16 reporting ended · disclosed 2008-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,927.9837 |
Reported balance
After 2008-05-14 transaction · row 1
1 source rowRow 1 · 2008-05-14 · Exercise / conversion · Acquired 16,927.9837 · Balance 16,927.9837 F1: The reporting person has elected to receive payment in a lump sum beginning six months from the date of his termination of service on May 14, 2008, which payment may be in the form of cash or stock depending upon the election of the reporting person. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2008-05-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2008-05-14 · Exercise / conversion · Disposed 16,927.9837 · Balance 0 F2: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis, or a right to receive cash in the amount of the value of such conversion, depending upon the election of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person has elected to receive payment in a lump sum beginning six months from the date of his termination of service on May 14, 2008, which payment may be in the form of cash or stock depending upon the election of the reporting person.
F2: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis, or a right to receive cash in the amount of the value of such conversion, depending upon the election of the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2009 Filed Jan 22, 2009 17:08 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 24,877 | $3.19 | $79,357.63 |
DisclosureSEC source: 0001181431-09-004354 · rrd230659.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,430.5 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| May 14, 2008 Filed May 16, 2008 23:03 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 16,927.9837 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-031015 · doc4.xml · derivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,927.9837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis, or a right to receive cash in the amount of the value of such conversion, depending upon the election of the reporting person. F2 · derivative.exercise_date: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis, or a right to receive cash in the amount of the value of such conversion, depending upon the election of the reporting person. F2 · derivative.expiration_date: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis, or a right to receive cash in the amount of the value of such conversion, depending upon the election of the reporting person. Read SEC document |
| May 14, 2008 Filed May 16, 2008 23:03 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 16,927.9837 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-031015 · doc4.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,927.9837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person has elected to receive payment in a lump sum beginning six months from the date of his termination of service on May 14, 2008, which payment may be in the form of cash or stock depending upon the election of the reporting person. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 19:15 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 15,269.3 | $24.20 | $369,517.06 |
DisclosureSEC source: 0001181431-08-005302 · rrd191817.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,307.5 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 19:15 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 106,342.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-005302 · rrd191817.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,576.8 F1 · shares: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan. F2 · balance_after: Includes 14.2 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| January 15, 2008 Filed Jan 17, 2008 22:20 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 1,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-004293 · doc4.xml · derivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,584.6406 Underlying: Common Stock · 1,463 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| July 13, 2007 Filed Jul 17, 2007 17:00 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 47,928 | $0.00 Strike: $52.52 | $0.00 |
DisclosureSEC source: 0001181431-07-046204 · rrd166058.xml · derivative · entry 5 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,928 Underlying: Common Stock · 47,928 shares Expires 2012-02-13 Read SEC document |
| July 13, 2007 Filed Jul 17, 2007 17:00 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 53,610 | $0.00 Strike: $42.11 | $0.00 |
DisclosureSEC source: 0001181431-07-046204 · rrd166058.xml · derivative · entry 4 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,610 shares Expires 2012-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2007 Filed Jul 17, 2007 17:00 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 5,205 | $52.84 | $275,032.20 |
DisclosureSEC source: 0001181431-07-046204 · rrd166058.xml · nonDerivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,220 Read SEC document |
| July 13, 2007 Filed Jul 17, 2007 17:00 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 42,723 | $52.84 | $2,257,483.32 |
DisclosureSEC source: 0001181431-07-046204 · rrd166058.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,425 Read SEC document |
| July 13, 2007 Filed Jul 17, 2007 17:00 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 53,610 | $42.11 | $2,257,501.02 |
DisclosureSEC source: 0001181431-07-046204 · rrd166058.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2007 Filed May 21, 2007 16:21 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-034064 · rrd159429.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,538 F1 · balance_after: Includes 3.6 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| February 05, 2007 Filed Feb 6, 2007 17:25 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 8,000 | $55.03 | $440,240.00 |
DisclosureSEC source: 0001181431-07-008871 · rrd145796.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,509.4 Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 18:10 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 24,711.8 | $54.55 | $1,348,028.69 |
DisclosureSEC source: 0001181431-07-005599 · rrd143960.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,509.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2007 Filed Feb 13, 2007 16:08 UTC Amendment | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 24,686.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-010999 · rrd146872.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,534.4 F1 · shares: The original Form 4 incorrectly reported the number of shares withheld. Read SEC document |
| January 19, 2007 Filed Jan 24, 2007 18:10 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-005599 · rrd143960.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,221.2 Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 19:32 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 23,870.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004749 · rrd143317.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 914,224.6 F1 · shares: Award of deferred stock. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 19:32 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 32,133.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004749 · rrd143317.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,353.9 F1 · shares: Award of deferred stock. F2 · balance_after: Includes 3.4488 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| January 15, 2007 Filed Jan 17, 2007 23:06 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 1,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001358582-07-000066 · edgar.xml · derivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,991 Underlying: Common Stock · 1,901 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| December 28, 2006 Filed Jan 3, 2007 12:22 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 64,878 | $0.00 Strike: $56.41 | $0.00 |
DisclosureSEC source: 0001181431-07-000414 · rrd140870.xml · derivative · entry 5 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,878 Underlying: Common Stock · 64,878 shares Expires 2010-07-18 Read SEC document |
| December 28, 2006 Filed Jan 3, 2007 12:22 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 71,479 | $0.00 Strike: $46.43 | $0.00 |
DisclosureSEC source: 0001181431-07-000414 · rrd140870.xml · derivative · entry 4 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,479 shares Expires 2010-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2006 Filed Jan 3, 2007 12:22 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 6,046 | $56.41 | $341,054.86 |
DisclosureSEC source: 0001181431-07-000414 · rrd140870.xml · nonDerivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,216.8 Read SEC document |
| December 28, 2006 Filed Jan 3, 2007 12:22 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 58,832 | $56.41 | $3,318,713.12 |
DisclosureSEC source: 0001181431-07-000414 · rrd140870.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,262.8 Read SEC document |
| December 28, 2006 Filed Jan 3, 2007 12:22 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 71,479 | $46.43 | $3,318,705.64 |
DisclosureSEC source: 0001181431-07-000414 · rrd140870.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923,094.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 3.448 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| December 19, 2006 Filed Dec 21, 2006 16:46 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 51,978 | $0.00 Strike: $55.44 | $0.00 |
DisclosureSEC source: 0001181431-06-071434 · rrd140131.xml · derivative · entry 5 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,978 Underlying: Common Stock · 51,978 shares Expires 2008-11-02 Read SEC document |
| December 19, 2006 Filed Dec 21, 2006 16:46 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 57,500 | $0.00 Strike: $45.24 | $0.00 |
DisclosureSEC source: 0001181431-06-071434 · rrd140131.xml · derivative · entry 4 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,500 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2006 Filed Dec 21, 2006 16:46 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 5,058 | $55.44 | $280,415.52 |
DisclosureSEC source: 0001181431-06-071434 · rrd140131.xml · nonDerivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851,612.5 Read SEC document |
| December 19, 2006 Filed Dec 21, 2006 16:46 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 46,920 | $55.44 | $2,601,244.80 |
DisclosureSEC source: 0001181431-06-071434 · rrd140131.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856,670.5 Read SEC document |
| December 19, 2006 Filed Dec 21, 2006 16:46 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 57,500 | $45.24 | $2,601,300.00 |
DisclosureSEC source: 0001181431-06-071434 · rrd140131.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903,590.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 16:56 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 4,319 | $50.74 | $219,146.06 |
DisclosureSEC source: 0001181431-06-065974 · rrd137339.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,090.5 Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 21:32 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 334 | $0.00 | $0.00 |
DisclosureSEC source: 0001358582-06-000224 · edgar.xml · derivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,070 Underlying: Common Stock · 334 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 16:15 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 146,155 | $0.00 Strike: $51.03 | $0.00 |
DisclosureSEC source: 0001181431-06-057510 · rrd132720.xml · derivative · entry 5 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,155 Underlying: Common Stock · 146,155 shares Expires 2012-02-13 Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 16:15 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 160,830 | $0.00 Strike: $42.11 | $0.00 |
DisclosureSEC source: 0001181431-06-057510 · rrd132720.xml · derivative · entry 4 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,610.75 Underlying: Common Stock · 160,830 shares Expires 2012-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 16:15 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 13,439 | $51.03 | $685,792.17 |
DisclosureSEC source: 0001181431-06-057510 · rrd132720.xml · nonDerivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,409.5 F1 · balance_after: Includes 3.5665 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 16:15 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 132,716 | $51.03 | $6,772,497.48 |
DisclosureSEC source: 0001181431-06-057510 · rrd132720.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,844.8 Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 16:15 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 160,830 | $42.11 | $6,772,503.05 |
DisclosureSEC source: 0001181431-06-057510 · rrd132720.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,560.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2006 Filed Sep 1, 2006 14:58 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-050835 · rrd129231.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,730.8 F1 · balance_after: Includes 13.6069 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| May 03, 2006 Filed May 5, 2006 16:48 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 12,500 | $49.70 | $621,250.00 |
DisclosureSEC source: 0001181431-06-028322 · rrd116796.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856,717 Read SEC document |
| May 02, 2006 Filed May 3, 2006 17:27 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 12,500 | $49.54 | $619,250.00 |
DisclosureSEC source: 0001181431-06-027467 · rrd116004.xml · nonDerivative · entry 4 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,217 Read SEC document |
| May 01, 2006 Filed May 3, 2006 17:27 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 258,357 | $0.00 Strike: $20.61 | $0.00 |
DisclosureSEC source: 0001181431-06-027467 · rrd116004.xml · derivative · entry 5 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 258,357 shares Expires 2007-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2006 Filed May 3, 2006 17:27 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 72,536 | $49.95 | $3,623,173.20 |
DisclosureSEC source: 0001181431-06-027467 · rrd116004.xml · nonDerivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,717 Read SEC document |
| May 01, 2006 Filed May 3, 2006 17:27 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 106,610 | $49.95 | $5,325,169.50 |
DisclosureSEC source: 0001181431-06-027467 · rrd116004.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954,253 Read SEC document |
| May 01, 2006 Filed May 3, 2006 17:27 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 258,357 | $20.61 | $5,325,202.81 |
DisclosureSEC source: 0001181431-06-027467 · rrd116004.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2006 Filed Feb 14, 2006 17:27 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 15,605 | $45.74 | $713,772.70 |
DisclosureSEC source: 0001181431-06-011400 · rrd107796.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,506 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2006 Filed Jan 24, 2006 16:25 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,656.5 | $46.52 | $170,100.38 |
DisclosureSEC source: 0001181431-06-005270 · rrd104498.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,111 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2006 Filed Jan 24, 2006 16:25 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 2,194.9 | $46.52 | $102,106.75 |
DisclosureSEC source: 0001181431-06-005270 · rrd104498.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,767.5 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 17, 2006 Filed Jan 19, 2006 17:02 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 6,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004336 · rrd104101.xml · nonDerivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,962.4 F1 · shares: Award of deferred stock. Read SEC document |
| January 17, 2006 Filed Jan 19, 2006 17:02 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 20,298.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004336 · rrd104101.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,216.4 F1 · shares: Award of deferred stock. Read SEC document |
| January 17, 2006 Filed Jan 19, 2006 17:02 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 33,830.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004336 · rrd104101.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,917.9 F1 · shares: Award of deferred stock. Read SEC document |
| January 15, 2006 Filed Jan 27, 2006 01:01 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001315886-06-000059 · edgar.xml · derivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672 Underlying: Common Stock · 1,649 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.