Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Vice Chairman | January 20, 2009 | January 22, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date January 20, 2009 · Filed January 22, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 883,525.4 |
Reported balance
After 2009-01-20 transaction · row 1
1 source rowRow 1 · 2009-01-20 · Tax withholding · Disposed 75,264 · Balance 883,525.4 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 900 |
Reported balance
Holding disclosure · report date 2009-01-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 900 |
| Common StockSEC Table I · non-derivative | IndirectIn Trust | 200 |
Reported balance
Holding disclosure · report date 2009-01-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200 |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2009 Filed Jan 22, 2009 17:51 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 75,264 | $3.19 | $240,092.16 |
DisclosureSEC source: 0001181431-09-004400 · rrd230674.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,525.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:46 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 203,390 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003444 · rrd229579.xml · derivative · entry 5 VOLK STEPHEN R · CIK 0001167954 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:46 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 203,390 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003444 · rrd229579.xml · derivative · entry 4 VOLK STEPHEN R · CIK 0001167954 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:46 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 385,273.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003444 · rrd229579.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958,789.4 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 19:15 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 22,477 | $24.20 | $543,943.40 |
DisclosureSEC source: 0001181431-08-005304 · rrd191820.xml · nonDerivative · entry 2 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,515.5 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 19:15 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 339,916.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-005304 · rrd191820.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,992.5 F1 · shares: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 18:12 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 16,347.8 | $54.55 | $891,772.49 |
DisclosureSEC source: 0001181431-07-005601 · rrd143956.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,604 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 19:35 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 26,028.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004753 · rrd143322.xml · nonDerivative · entry 2 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,951.8 F1 · shares: Award of deferred stock. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 19:35 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 57,840.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004753 · rrd143322.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,923.5 F1 · shares: Award of deferred stock. Read SEC document |
| September 20, 2006 Filed Sep 22, 2006 16:04 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 27,396 | $49.89 | $1,366,786.44 |
DisclosureSEC source: 0001181431-06-054277 · rrd131103.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,082.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2006 Filed Jan 24, 2006 16:28 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,902.6 | $46.52 | $228,068.95 |
DisclosureSEC source: 0001181431-06-005276 · rrd104506.xml · nonDerivative · entry 2 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,478.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2006 Filed Jan 24, 2006 16:28 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 2,206.6 | $46.52 | $102,651.03 |
DisclosureSEC source: 0001181431-06-005276 · rrd104506.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,381.5 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 17, 2006 Filed Jan 19, 2006 16:58 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 53,309.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004335 · rrd103958.xml · nonDerivative · entry 2 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,588.1 F2 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program). Read SEC document |
| January 17, 2006 Filed Jan 19, 2006 16:58 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 23,989.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004335 · rrd103958.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,278.8 F1 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program). Read SEC document |
| September 20, 2005 Filed Sep 22, 2005 17:43 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 28,342 | $45.45 | $1,288,143.90 |
DisclosureSEC source: 0001181431-05-053043 · rrd92830.xml · nonDerivative · entry 1 VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,289.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1997 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.