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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2014 Filed Apr 3, 2014 20:07 UTC
RODIN JUDITHDirector
GrantCommon Stock 4.3 $48.54 $208.71
Disclosure

SEC source: 0001181431-14-015388 · rrd405934.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,611.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:07 UTC
RODIN JUDITHDirector
GrantCommon Stock 386.2 $48.54 $18,745.38
Disclosure

SEC source: 0001181431-14-015388 · rrd405934.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,606.9

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 16:07 UTC
SPERO JOAN EDirector
GrantCommon Stock 2.1 $48.54 $101.93
Disclosure

SEC source: 0001181431-14-015391 · rrd405936.xml · nonDerivative · entry 3

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,630.4

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 16:07 UTC
SPERO JOAN EDirector
GrantCommon Stock 0.6832 $48.54 $33.16
Disclosure

SEC source: 0001181431-14-015391 · rrd405936.xml · nonDerivative · entry 2

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,702.4

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 16:07 UTC
SPERO JOAN EDirector
GrantCommon Stock 386.2 $48.54 $18,745.38
Disclosure

SEC source: 0001181431-14-015391 · rrd405936.xml · nonDerivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,701.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:07 UTC GrantCommon Stock 1.3 $48.54 $63.10
Disclosure

SEC source: 0001181431-14-015393 · rrd405938.xml · nonDerivative · entry 2

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437.9

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:07 UTC GrantCommon Stock 2.5 $48.54 $121.35
Disclosure

SEC source: 0001181431-14-015393 · rrd405938.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,201

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 16:08 UTC GrantCommon Stock 1.3 $48.54 $63.10
Disclosure

SEC source: 0001181431-14-015394 · rrd405941.xml · nonDerivative · entry 2

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437.9

F2 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 16:08 UTC GrantCommon Stock 566 $48.54 $27,472.51
Disclosure

SEC source: 0001181431-14-015394 · rrd405941.xml · nonDerivative · entry 1

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 58,420

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:08 UTC GrantCommon Stock 0.938 $48.54 $45.53
Disclosure

SEC source: 0001181431-14-015395 · rrd405942.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,554.5

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 16:09 UTC GrantCommon Stock 1.3 $48.54 $63.10
Disclosure

SEC source: 0001181431-14-015398 · rrd405943.xml · nonDerivative · entry 2

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437.9

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 16:09 UTC GrantCommon Stock 2.2 $48.54 $106.78
Disclosure

SEC source: 0001181431-14-015398 · rrd405943.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,858.6

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 20, 2014 Filed Feb 24, 2014 16:03 UTC
Cowles James CCEO, Europe,Middle East&Africa
Tax withholdingCommon Stock 5,363.1 $48.22 $258,581.87
Disclosure

SEC source: 0001181431-14-008724 · rrd403400.xml · nonDerivative · entry 1

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,534.1

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
February 20, 2014 Filed Feb 24, 2014 16:03 UTC
Mills WilliamCEO, North America
Tax withholdingCommon Stock 6,726.9 $48.22 $324,337.48
Disclosure

SEC source: 0001181431-14-008725 · rrd403401.xml · nonDerivative · entry 1

Mills William · CIK 0001433837 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,850.6

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
February 19, 2014 Filed Feb 20, 2014 17:47 UTC
BIRD STEPHENCEO ASIA PACIFIC
SaleCommon Stock 20,000 $49.06 $981,200.00
Disclosure

SEC source: 0001181431-14-008091 · rrd401739.xml · nonDerivative · entry 2

BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,493.8

Read SEC document
February 19, 2014 Filed Feb 20, 2014 17:49 UTC
Forese James A.Co-President
GiftCommon Stock 10,100 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008096 · rrd401754.xml · nonDerivative · entry 3

Forese James A. · CIK 0001433386 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,576.2

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:05 UTC GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008030 · rrd401786.xml · nonDerivative · entry 1

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,430.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:06 UTC GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008031 · rrd401803.xml · nonDerivative · entry 1

Humer Franz B · CIK 0001548072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,628.3

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:07 UTC GrantCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008032 · rrd401804.xml · nonDerivative · entry 1

JOSS ROBERT L · CIK 0001201271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,851.9

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:08 UTC GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008034 · rrd401806.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,289.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:08 UTC
RODIN JUDITHDirector
GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008035 · rrd401807.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 4,922.3 shares of deferred common stock which vested on 1/20/2014 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:08 UTC GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008036 · rrd401808.xml · nonDerivative · entry 1

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,945.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 4,912.2 shares of deferred common stock which vested on 1/20/2014 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:09 UTC GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008037 · rrd401814.xml · nonDerivative · entry 1

SANTOMERO ANTHONY M · CIK 0001432225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,434.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 4,912.2 shares of deferred common stock which vested on 1/20/2014 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:43 UTC GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008083 · rrd401821.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 4,922.3 shares of deferred common stock which vested on 1/20/2014 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:43 UTC GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008084 · rrd401822.xml · nonDerivative · entry 1

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 4,922 shares distributed to the Reporting Person in accordance with an election made under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:44 UTC GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008085 · rrd401824.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,553.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:44 UTC GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008086 · rrd401827.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 4,922.3 shares of deferred common stock which vested on 1/20/2014 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:47 UTC
Aristeguieta FranciscoCEO, Latin America
GrantCommon Stock 14,195.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008090 · rrd401738.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · CEO, Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,389.1

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:47 UTC
BIRD STEPHENCEO ASIA PACIFIC
GrantCommon Stock 40,953 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008091 · rrd401739.xml · nonDerivative · entry 1

BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,493.8

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:47 UTC
Callahan DonHead of Operations&Technology
GrantCommon Stock 40,774 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008093 · rrd401741.xml · nonDerivative · entry 1

Callahan Don · CIK 0001433990 · Head of Operations&Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,998.4

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:48 UTC
CORBAT MICHAELDirector · Chief Executive Officer
GrantCommon Stock 78,527.7 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008094 · rrd401751.xml · nonDerivative · entry 1

CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,658.6

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:48 UTC
Cowles James CCEO, Europe,Middle East&Africa
GrantStock Unit · Derivative 24,295.78 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008095 · rrd401743.xml · derivative · entry 8

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,295.78

Underlying: Common Stock · 24,295.78 shares

Expires 2014-08-18

F4 · derivative.exercise_price: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 18, 2014.

F4 · derivative.exercise_date: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 18, 2014.

F4 · derivative.expiration_date: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 18, 2014.

F4 · balance_after: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 18, 2014.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:48 UTC
Cowles James CCEO, Europe,Middle East&Africa
Tax withholdingCommon Stock 10,901.1 $49.52 $539,822.47
Disclosure

SEC source: 0001181431-14-008095 · rrd401743.xml · nonDerivative · entry 3

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,897.2

F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:48 UTC
Cowles James CCEO, Europe,Middle East&Africa
GrantCommon Stock 23,193.1 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008095 · rrd401743.xml · nonDerivative · entry 2

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,798.3

F2 · shares: Award of restricted stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:48 UTC
Cowles James CCEO, Europe,Middle East&Africa
GrantCommon Stock 36,338 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008095 · rrd401743.xml · nonDerivative · entry 1

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,605.2

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:49 UTC
Forese James A.Co-President
SaleCommon Stock 69,900 $49.68 $3,472,632.00
Disclosure

SEC source: 0001181431-14-008096 · rrd401754.xml · nonDerivative · entry 2

Forese James A. · CIK 0001433386 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,676.2

F2 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $49.64 to $49.72. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:49 UTC
Forese James A.Co-President
GrantCommon Stock 81,699 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008096 · rrd401754.xml · nonDerivative · entry 1

Forese James A. · CIK 0001433386 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,576.2

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:49 UTC
Gerspach John CChief Financial Officer
GrantCommon Stock 42,284.1 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008097 · rrd401755.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,473.9

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 22:49 UTC
Leach BrianHead of Franchise Risk
GrantCommon Stock 51,345 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008100 · rrd401759.xml · nonDerivative · entry 1

Leach Brian · CIK 0001428954 · Head of Franchise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,344.8

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:50 UTC
McKinnon Paul DHead of Human Resources
GrantCommon Stock 14,195.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008101 · rrd401763.xml · nonDerivative · entry 1

McKinnon Paul D · CIK 0001317148 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,725.6

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:50 UTC
MCQUADE EUGENE MCEO, Citibank, N.A.
GrantCommon Stock 44,398.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008102 · rrd401767.xml · nonDerivative · entry 1

MCQUADE EUGENE M · CIK 0001195069 · CEO, Citibank, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,131.9

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:51 UTC
MEDINA-MORA MANUELCo-President
GrantCommon Stock 54,081.6 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008103 · rrd401774.xml · nonDerivative · entry 1

MEDINA-MORA MANUEL · CIK 0001339253 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,736.7

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:51 UTC
Mills WilliamCEO, North America
Tax withholdingCommon Stock 14,897 $49.52 $737,699.44
Disclosure

SEC source: 0001181431-14-008104 · rrd401780.xml · nonDerivative · entry 3

Mills William · CIK 0001433837 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,577.5

F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:51 UTC
Mills WilliamCEO, North America
GrantCommon Stock 25,935 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008104 · rrd401780.xml · nonDerivative · entry 2

Mills William · CIK 0001433837 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,474.5

F2 · shares: Award of restricted stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 18, 2014 Filed Feb 20, 2014 17:51 UTC
Mills WilliamCEO, North America
GrantCommon Stock 31,864.1 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008104 · rrd401780.xml · nonDerivative · entry 1

Mills William · CIK 0001433837 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,539.5

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

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February 18, 2014 Filed Feb 20, 2014 17:51 UTC
WALSH JEFFREY RController
GrantCommon Stock 8,557.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008105 · rrd401784.xml · nonDerivative · entry 1

WALSH JEFFREY R · CIK 0001469021 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,611.8

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

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February 18, 2014 Filed Feb 20, 2014 22:52 UTC
Weerasinghe RohanGeneral Counsel & Corp. Sec'y
GrantCommon Stock 20,135.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008106 · rrd401785.xml · nonDerivative · entry 1

Weerasinghe Rohan · CIK 0001550815 · General Counsel & Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,014.3

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

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February 18, 2014 Filed Feb 20, 2014 17:56 UTC
SPERO JOAN EDirector
GrantCommon Stock 3,020.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-008110 · rrd401819.xml · nonDerivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,628.3

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

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January 21, 2014 Filed Jan 23, 2014 22:26 UTC
Aristeguieta FranciscoCEO, Latin America
Tax withholdingCommon Stock 3,232.9 $52.40 $169,412.04
Disclosure

SEC source: 0001181431-14-003636 · rrd399985.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · CEO, Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,193.8

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

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January 21, 2014 Filed Jan 23, 2014 22:26 UTC
Callahan DonHead of Operations&Technology
Tax withholdingCommon Stock 25,013.6 $52.40 $1,310,775.17
Disclosure

SEC source: 0001181431-14-003638 · rrd399988.xml · nonDerivative · entry 1

Callahan Don · CIK 0001433990 · Head of Operations&Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,224.4

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.