Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Global Management, Inc.APO · Entity 2956 | Director | July 01, 2026 | July 06, 2026 |
| Athene Holding Ltd.ATH · Entity 9807 | Director | January 01, 2022 | January 03, 2022 |
| CITIGROUP INCC · Entity 2837 | Head of Franchise Risk | February 18, 2015 | February 20, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Global Management, Inc.
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,505 |
Reported balance
After 2026-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 1,589 · Balance 43,505 F1: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer. F2: Reported amount includes 5,002 vested and unvested RSUs granted under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer.
F2: Reported amount includes 5,002 vested and unvested RSUs granted under the Plan.
Athene Holding Ltd.
Report date January 01, 2022 · Filed January 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-01-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-01 · Disposition to issuer · Disposed 28,360 · Balance 5,151 F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43. Row 2 · 2022-01-01 · Disposition to issuer · Disposed 5,151 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F3: Pursuant to the Merger Agreement, these time-based restricted share awards ("RSAs") converted into a number of restricted HoldCo Shares, rounded down to the nearest whole HoldCo Share, equal to (i) 1.149 multiplied by (ii) the number of Class A Common Shares subject to such RSA immediately prior to the Effective Time. In addition, these RSAs vested in full immediately prior to the Effective Time. These RSAs are otherwise subject to the same terms and conditions as were applicable immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc."
F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43.
F3: Pursuant to the Merger Agreement, these time-based restricted share awards ("RSAs") converted into a number of restricted HoldCo Shares, rounded down to the nearest whole HoldCo Share, equal to (i) 1.149 multiplied by (ii) the number of Class A Common Shares subject to such RSA immediately prior to the Effective Time. In addition, these RSAs vested in full immediately prior to the Effective Time. These RSAs are otherwise subject to the same terms and conditions as were applicable immediately prior to the Effective Time.
CITIGROUP INC
Report date February 18, 2015 · Filed February 20, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 377,718.1 |
Reported balance
After 2015-02-18 transaction · row 1
1 source rowRow 1 · 2015-02-18 · Grant · Acquired 45,086 · Balance 377,718.1 F1: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2026 Filed Jul 6, 2026 21:14 UTC | Apollo Global Management, Inc. APO · Entity 2956 | GrantCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001428954-26-000005 · wk-form4_1783372457.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,505 F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer. F2 · balance_after: Reported amount includes 5,002 vested and unvested RSUs granted under the Plan. Read SEC document |
| May 07, 2026 Filed May 11, 2026 20:44 UTC | Apollo Global Management, Inc. APO · Entity 2956 | GrantCommon Stock | 1,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001428954-26-000003 · wk-form4_1778532264.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,916 F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer. F2 · balance_after: Reported amount includes 3,413 vested and unvested RSUs granted under the Plan. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:55 UTC | Apollo Global Management, Inc. APO · Entity 2956 | GrantCommon Stock | 1,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001858681-25-000083 · wk-form4_1751489691.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,949 F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. F2 · balance_after: Reported amount includes 1,446 RSUs granted under the Plan. Read SEC document |
| January 01, 2022 Filed Jan 3, 2022 22:12 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass A Common Shares | 5,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-000203 · form4.xml · nonDerivative · entry 2 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F3 · price: Pursuant to the Merger Agreement, these time-based restricted share awards ("RSAs") converted into a number of restricted HoldCo Shares, rounded down to the nearest whole HoldCo Share, equal to (i) 1.149 multiplied by (ii) the number of Class A Common Shares subject to such RSA immediately prior to the Effective Time. In addition, these RSAs vested in full immediately prior to the Effective Time. These RSAs are otherwise subject to the same terms and conditions as were applicable immediately prior to the Effective Time. Read SEC document |
| January 01, 2022 Filed Jan 3, 2022 22:12 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass A Common Shares | 28,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-000203 · form4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,151 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F2 · price: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:23 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001097 · form4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,511 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 00:11 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009220 · form4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,938 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:54 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000928 · form4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,571 F1 · shares: This Form 4 is being filed to report a restricted share award of 3,155 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:24 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 3,701 | $0.00 | $3.70 |
DisclosureSEC source: 0001127602-19-000879 · form4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,416 F1 · balance_after: This Form 4 is being filed to report a restricted share award of 3,701 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:04 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 2,653 | $0.00 | $2.65 |
DisclosureSEC source: 0001127602-18-001136 · form4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,715 F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,653 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 01:51 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 2,005 | $0.00 | $2.01 |
DisclosureSEC source: 0001127602-17-014219 · form4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,062 F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,005 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:01 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 419 | $0.00 | $0.42 |
DisclosureSEC source: 0000899243-17-000496 · doc4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,057 F1 · balance_after: This Form 4 is being filed to report a restricted share award of 419 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. These Class A common shares, and the other Class A common shares reported as being owned directly by the Reporting Person, were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. All 16,057 of such Class A common shares remain unvested as of the date of this report. Read SEC document |
| December 15, 2016 Filed Dec 17, 2016 01:44 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 638 | $0.00 | $0.64 |
DisclosureSEC source: 0000899243-16-035861 · doc4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,638 F1 · balance_after: This Form 4 is being filed to report a restricted share award of 638 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. These Class A common shares, and the other Class A common shares reported as being owned directly by the Reporting Person, were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. All 15,638 of such Class A common shares remain unvested as of the date of this report. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 13:09 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 45,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002874 · rrd422336.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Head of Franchise Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,718.1 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:54 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 34,712.7 | $47.58 | $1,651,456.70 |
DisclosureSEC source: 0001181431-15-001369 · rrd421566.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Head of Franchise Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,632.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 22:49 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 51,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-008100 · rrd401759.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Head of Franchise Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,344.8 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| January 21, 2014 Filed Jan 23, 2014 22:28 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 28,277.5 | $52.40 | $1,481,811.69 |
DisclosureSEC source: 0001181431-14-003643 · rrd400001.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Head of Franchise Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,999.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 22:29 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 58,044.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-011419 · rrd368188.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Head of Franchise Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,277.3 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 22:58 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 40,039.7 | $41.37 | $1,656,542.49 |
DisclosureSEC source: 0001181431-13-004668 · rrd367241.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Head of Franchise Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,233.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 14, 2013 Filed Jan 16, 2013 22:19 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 26,305.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-003404 · rrd366844.xml · nonDerivative · entry 2 Leach Brian · CIK 0001428954 · Head of Franchise Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,272.8 F2 · shares: Represents the partial forfeiture of a stock award granted to the Reporting Person on January 14, 2009, as reported in a Form 4 filed on January 16, 2009 (adjusted to reflect the Issuer's 1-for-10 reverse stock split effective as of the close of trading on May 6, 2011), due to formulaic performance vesting conditions not being satisfied. Read SEC document |
| January 14, 2013 Filed Jan 16, 2013 22:19 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,644 | $42.13 | $195,651.72 |
DisclosureSEC source: 0001181431-13-003404 · rrd366844.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Head of Franchise Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,578.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2012 Filed Jan 24, 2012 21:08 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 24,376.8 | $29.16 | $710,705.60 |
DisclosureSEC source: 0001181431-12-003639 · rrd331231.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,222.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 17, 2012 Filed Jan 19, 2012 21:44 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 83,507.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-003176 · rrd330803.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,598.9 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. F2 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:35 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 1,500,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0001181431-11-010846 · rrd301720.xml · derivative · entry 2 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires 2017-02-14 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2012. F2 · balance_after: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. Read SEC document |
| January 20, 2011 Filed Jan 24, 2011 21:37 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 133,147 | $4.77 | $635,111.19 |
DisclosureSEC source: 0001181431-11-004808 · rrd298418.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,980,910.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 22:16 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 1,075,697.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-004515 · rrd298003.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,114,057.9 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:24 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 235,861 | $4.93 | $1,162,794.73 |
DisclosureSEC source: 0001181431-10-022676 · rrd273034.xml · nonDerivative · entry 2 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,038,360.7 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:24 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 522,312.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022676 · rrd273034.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,274,221.7 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 01:04 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 46,914 | $3.54 | $166,075.56 |
DisclosureSEC source: 0001181431-10-004130 · rrd262973.xml · nonDerivative · entry 2 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751,909.33 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 01:04 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 1,094,319.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004130 · rrd262973.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,798,823.3 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 20:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 219,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-036609 · rrd248628.xml · nonDerivative · entry 2 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,503.9 F1 · price: Pursuant to the terms of the Issuer's exchange offer, the Reporting Person disposed of 30,000 shares of 8.50% Non-Cumulative Preferred Stock, Series F, in exchange for 219,230 shares of common stock. The transactions reported on this Form 4 were approved in advance by the Issuer's board of directors pursuant to Rule 16b-3(d) and Rule 16b-3(e). Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 20:10 UTC | CITIGROUP INC C · Entity 2837 | Disposition to issuer8.50% Non-Cumulative Preferred Stock, Series F | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-036609 · rrd248628.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of the Issuer's exchange offer, the Reporting Person disposed of 30,000 shares of 8.50% Non-Cumulative Preferred Stock, Series F, in exchange for 219,230 shares of common stock. The transactions reported on this Form 4 were approved in advance by the Issuer's board of directors pursuant to Rule 16b-3(d) and Rule 16b-3(e). Read SEC document |
| January 14, 2009 Filed Jan 17, 2009 02:15 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 203,390 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003451 · rrd229662.xml · derivative · entry 4 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 17, 2009 02:15 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 203,390 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003451 · rrd229662.xml · derivative · entry 3 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 17, 2009 02:15 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 385,273.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003451 · rrd229662.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,273.9 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. Read SEC document |
| November 13, 2008 Filed Nov 14, 2008 22:33 UTC | CITIGROUP INC C · Entity 2837 | Purchase8.50% Non-Cumulative Preferred Stock, Series F | 30,000 | $15.50 | $465,000.00 |
DisclosureSEC source: 0001181431-08-061854 · rrd223389.xml · nonDerivative · entry 2 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| November 13, 2008 Filed Nov 14, 2008 22:33 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 100,000 | $9.20 | $920,000.00 |
DisclosureSEC source: 0001181431-08-061854 · rrd223389.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $9.09 to $9.25. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.