BWEN

SEC source: 0001437749-23-013669 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,527

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,187 restricted stock units that vest on 5/7/24; and (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-23-013671 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,687

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 2,421 restricted stock units that vest on 5/7/24; and (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-23-013667 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,623

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 9,336 restricted stock units that vest on 5/7/24; and (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-23-013668 · rdgdoc.xml · nonDerivative · entry 1

Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,302

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 2,008 restricted stock units that vest on 5/7/24; and (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25.

SEC source: 0001437749-23-013665 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,462

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 1,924 restricted stock units that vest on 5/7/24; and (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25.

SEC source: 0001437749-23-013664 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,084

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; and (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25.

SEC source: 0001437749-23-012349 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,746

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 18,672 restricted stock units that vest 9,336 shares on each of 5/7/23 and 5/7/24; and (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-23-012348 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,474

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares on 5/7/24; and (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-23-012347 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,777

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-23-012344 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,269

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,847 restricted stock units that vest 1,923 shares on 5/7/23 and 1,924 shares on 5/7/24; and (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25.

SEC source: 0001437749-23-012342 · rdgdoc.xml · nonDerivative · entry 1

Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,045

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,015 restricted stock units that vest 2,007 shares on 5/7/23 and 2,008 shares on 5/7/24; and (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25.

SEC source: 0001437749-23-011395 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,682

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 22,500 restricted stock units that vest on 4/30/23; (ii) 18,672 restricted stock units that vest 9,336 shares on each of 5/7/23 and 5/7/24; and (iii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-23-011394 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,789

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-23-011393 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,212

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 3,847 restricted stock units that vest 1,923 shares on 5/7/23 and 1,924 shares on 5/7/24; and (iii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25.

SEC source: 0001437749-23-011392 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,642

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-23-011391 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,925

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25.

SEC source: 0001437749-23-011389 · rdgdoc.xml · nonDerivative · entry 1

Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,835

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,838 restricted stock units that vest on 4/30/23; (ii) 4,015 restricted stock units that vest 2,007 shares on 5/7/23 and 2,008 shares on 5/7/24; and (iii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25.

SEC source: 0001437749-23-007930 · rdgdoc.xml · nonDerivative · entry 1

Press Jeanette A. · CIK 0001628944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,398

F1 · balance_after: Represents 1,398 restricted stock units that vest on 3/22/2024.

SEC source: 0001437749-22-027363 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,408

F1 · balance_after: Includes (i) 22,500 restricted stock units that vest on 4/30/23; (ii) 18,672 restricted stock units that vest 9,336 shares on each of 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25.

SEC source: 0001437749-22-027474 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,504

F1 · balance_after: Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25.

SEC source: 0001437749-22-026036 · rdgdoc.xml · nonDerivative · entry 1

Shivaram Sachin M · CIK 0001952838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,617

F1 · balance_after: Represents 14,617 restricted stock units that vest on 11/2/2023.

SEC source: 0001437749-22-025097 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,642

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25.

SEC source: 0001437749-22-018477 · rdgdoc.xml · nonDerivative · entry 1

Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,242

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,838 restricted stock units that vest on 4/30/23; (ii) 4,015 restricted stock units that vest 2,007 shares on 5/7/23 and 2,008 shares on 5/7/24; and (iii) 12,094 restricted stock units that vest 4,031 shares on each of 4/25/23 and 4/25/24 and 4,032 shares on 4/25/25.

SEC source: 0001437749-22-011941 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,193

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,795 restricted stock units that vest 1,897 shares on 10/26/22 and 1,898 shares on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25.

SEC source: 0001437749-22-011939 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,408

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 22,500 restricted stock units that vest on 4/30/23; (ii) 18,672 restricted stock units that vest 9,336 shares on each of 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25.

SEC source: 0001437749-22-011937 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,704

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25.

SEC source: 0001437749-22-011932 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,956

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 11,813 restricted stock units that vest 3,937 shares on 4/25/23 and 3,938 shares that vest on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-22-011934 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,842

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 3,847 restricted stock units that vest 1,923 shares on 5/7/23 and 1,924 shares on 5/7/24; and (iii) 11,935 restricted stock units that vest 3,978 shares on each of 4/25/23 and 4/25/24 and 3,979 shares on 4/25/25.

SEC source: 0001437749-22-010885 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,185

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 22,500 restricted stock units that vest on 4/30/23; (ii) 28,008 restricted stock units that vest 9,336 shares on each of 5/7/22, 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25.

SEC source: 0001437749-22-010883 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,415

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 7,261 restricted stock units that vest 2,420 shares on each of 5/7/22 and 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 11,813 restricted stock units that vest 3,937 shares on 4/25/23 and 3,938 shares that vest on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-22-010880 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,332

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24; and (iii) 11,935 restricted stock units that vest 3,978 shares on each of 4/25/23 and 4/25/24 and 3,979 shares on 4/25/25.

SEC source: 0001437749-22-010877 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,654

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25.

SEC source: 0001437749-22-009912 · rdgdoc.xml · nonDerivative · entry 1

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,013

F1 · balance_after: 1. Includes (i) 9,336 restricted stock units that vest on 5/1/22 and (ii) 20,833 restricted stock units that vest on 4/26/23.

SEC source: 0001437749-22-009914 · rdgdoc.xml · nonDerivative · entry 1

REILAND DAVID P · CIK 0001222000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,995

F1 · balance_after: 1. Includes (i) 9,336 restricted stock units that vest on 5/1/22 and (ii) 20,833 restricted stock units that vest on 4/26/23.

SEC source: 0001437749-22-009910 · rdgdoc.xml · nonDerivative · entry 1

Wagner Thomas A. · CIK 0001517260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,518

F1 · balance_after: 1. Includes (i) 9,336 restricted stock units that vest on 5/1/22 and (ii) 20,833 restricted stock units that vest on 4/26/23.

SEC source: 0001437749-22-009908 · rdgdoc.xml · nonDerivative · entry 1

Wood Cary B · CIK 0001450239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,155

F1 · balance_after: 1. Includes (i) 9,336 restricted stock units that vest on 5/1/22 and (ii) 20,833 restricted stock units that vest on 4/26/23.

SEC source: 0001437749-22-009916 · rdgdoc.xml · nonDerivative · entry 1

KUSHNER STEPHANIE K · CIK 0001232935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,921

F1 · shares: 1. The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: 2. Includes 9,336 restricted stock units that vest on 5/1/22.

SEC source: 0001437749-22-009905 · rdgdoc.xml · nonDerivative · entry 2

Ciccone Thomas A · CIK 0001883049 · VP and Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,027

F1 · shares: 1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: 2. Includes (i) 7,261 restricted stock units that vest 2,420 shares on each of 5/7/22 and 5/7/23 and 2,421 shares that vest on 5/7/24; (ii)11,467 restricted stock units that vest 5,733 shares on 4/30/22 and 5,734 shares that vest on 4/30/23; and (iii) 11,813 restricted stock units that vest 3,937 shares on 4/25/23 and 3,938 shares that vest on each of 4/25/24 and 4/25/25.

SEC source: 0001437749-22-009905 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,907

SEC source: 0001437749-22-009902 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,885

F1 · balance_after: 1. Includes (i) 3,795 restricted stock units that vest 1,897 shares on 10/26/22 and 1,898 shares on 10/26/23; (ii) 5,882 restricted stock units that vest 1,960 shares on 5/1/22 and 1,961 shares on each of 5/1/23 and 5/1/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25.

SEC source: 0001437749-22-009900 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,890

F1 · balance_after: 1. Includes (i) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23; (ii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24; and (iii) 11,935 restricted stock units that vest 3,978 shares on each of 4/25/23 and 4/25/24 and 3,979 shares on 4/25/25.

SEC source: 0001437749-22-009898 · rdgdoc.xml · nonDerivative · entry 1

Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,439

F1 · balance_after: 1. Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/7/22 and 5/7/23 and 2,008 shares on 5/7/24; and (iv) 12,094 restricted stock units that vest 4,031 shares on each of 4/25/23 and 4/25/24 and 4,032 shares on 4/25/25.

SEC source: 0001437749-22-009896 · rdgdoc.xml · nonDerivative · entry 2

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,024

F1 · shares: 1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: 2. Includes (i) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23; (ii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25.

SEC source: 0001437749-22-009896 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,960

SEC source: 0001437749-22-009893 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,139

F1 · shares: 1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: 2. Includes (i) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23; (ii) 28,008 restricted stock units that vest 9,336 shares on each of 5/7/22, 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25.

SEC source: 0001437749-22-009893 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,658

SEC source: 0001437749-22-005325 · rdgdoc.xml · nonDerivative · entry 1

Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,345

F1 · balance_after: Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/7/22 and 5/7/23 and 2,008 shares on 5/7/24.

SEC source: 0001437749-22-005323 · rdgdoc.xml · nonDerivative · entry 2

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,280

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 6,230 restricted stock units that vest on 4/23/22; (ii) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23; and (iii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24.

SEC source: 0001437749-22-005323 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,235

SEC source: 0001437749-22-005321 · rdgdoc.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,955

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 3,150 restricted stock units that vest on 4/23/22; (ii) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23; and (iii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24.