Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWIND, INC.BWEN · Entity 6779 | Pres., Broadwind Heavy Fab. | June 09, 2025 | June 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWIND, INC.
Report date June 09, 2025 · Filed June 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 187,775 |
Reported balance
After 2025-06-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-06-09 · Sale · Disposed 3,000 · Balance 187,775 F1: Includes (i) 3,889 restricted stock units that vest on 5/25/26; (ii) 12,046 restricted stock units that vest 6,023 shares on each of 5/16/26 and 5/16/27; and (iii) 20,477 restricted stock units that vest 6,825 shares on 5/15/26 and 6,826 shares on each of 5/15/27 and 5/15/28. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 23,235 |
Reported balance
Holding disclosure · report date 2025-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,235 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 3,889 restricted stock units that vest on 5/25/26; (ii) 12,046 restricted stock units that vest 6,023 shares on each of 5/16/26 and 5/16/27; and (iii) 20,477 restricted stock units that vest 6,825 shares on 5/15/26 and 6,826 shares on each of 5/15/27 and 5/15/28.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2025 Filed Jun 11, 2025 21:12 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 3,000 | $1.94 | $5,830.50 |
DisclosureSEC source: 0001437749-25-020098 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,775 F1 · balance_after: Includes (i) 3,889 restricted stock units that vest on 5/25/26; (ii) 12,046 restricted stock units that vest 6,023 shares on each of 5/16/26 and 5/16/27; and (iii) 20,477 restricted stock units that vest 6,825 shares on 5/15/26 and 6,826 shares on each of 5/15/27 and 5/15/28. Read SEC document |
| May 15, 2025 Filed May 19, 2025 21:11 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 20,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017639 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,775 F1 · balance_after: Includes (i) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; (ii) 12,046 restricted stock units that vest 6,023 shares on each of 5/16/26 and 5/16/27; and (iii) 20,477 restricted stock units that vest 6,825 shares on 5/15/26 and 6,826 shares on each of 5/15/27 and 5/15/28. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:08 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 23,257 | $1.57 | $36,513.49 |
DisclosureSEC source: 0001437749-25-005712 · rdgdoc.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,298 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:08 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 48,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005712 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,555 Read SEC document |
| May 28, 2024 Filed May 30, 2024 21:32 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,245 | $4.42 | $5,502.90 |
DisclosureSEC source: 0001437749-24-018765 · rdgdoc.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,449 F2 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F3 · balance_after: Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27. Read SEC document |
| May 28, 2024 Filed May 30, 2024 21:32 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 5,800 | $4.53 | $26,283.86 |
DisclosureSEC source: 0001437749-24-018765 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,694 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.53 to $4.54; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc. Read SEC document |
| May 16, 2024 Filed May 20, 2024 21:15 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 18,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017706 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,494 F1 · balance_after: Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27. Read SEC document |
| May 07, 2024 Filed May 9, 2024 21:06 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 939 | $2.17 | $2,037.63 |
DisclosureSEC source: 0001437749-24-015732 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,426 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 6,560 restricted stock units that vest on 4/25/25; and (ii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:05 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 2,017 | $2.08 | $4,195.36 |
DisclosureSEC source: 0001437749-24-013744 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,365 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 6,560 restricted stock units that vest on 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 21:37 UTC | BROADWIND, INC. BWEN · Entity 6779 | PurchaseCommon Stock | 3,000 | $3.56 | $10,677.90 |
DisclosureSEC source: 0001437749-23-024082 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,382 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.545 to $3.5598; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc. F2 · balance_after: Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:40 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 12,217 | $4.11 | $50,211.87 |
DisclosureSEC source: 0001437749-23-016127 · rdgdoc.xml · nonDerivative · entry 3 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,382 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:40 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 27,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-016127 · rdgdoc.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,599 Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:40 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 11,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-016127 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,193 Read SEC document |
| May 08, 2023 Filed May 10, 2023 21:12 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,250 | $4.82 | $6,025.00 |
DisclosureSEC source: 0001437749-23-013669 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,527 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,187 restricted stock units that vest on 5/7/24; and (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:49 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 3,012 | $4.96 | $14,939.52 |
DisclosureSEC source: 0001437749-23-012347 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,777 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 20:42 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 2,715 | $4.97 | $13,493.55 |
DisclosureSEC source: 0001437749-23-011394 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,789 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 22:05 UTC | BROADWIND, INC. BWEN · Entity 6779 | PurchaseCommon Stock | 4,800 | $1.67 | $8,016.00 |
DisclosureSEC source: 0001437749-22-027474 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,504 F1 · balance_after: Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25. Read SEC document |
| May 09, 2022 Filed May 11, 2022 20:49 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 950 | $1.70 | $1,615.00 |
DisclosureSEC source: 0001437749-22-011937 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,704 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:46 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 2,370 | $1.83 | $4,337.10 |
DisclosureSEC source: 0001437749-22-010877 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,654 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 20:39 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 936 | $1.77 | $1,656.72 |
DisclosureSEC source: 0001437749-22-009896 · rdgdoc.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,024 F1 · shares: 1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: 2. Includes (i) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23; (ii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 20:39 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 19,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009896 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,960 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:26 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 19,955 | $2.22 | $44,300.10 |
DisclosureSEC source: 0001437749-22-005323 · rdgdoc.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,280 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 6,230 restricted stock units that vest on 4/23/22; (ii) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23; and (iii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:26 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 40,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005323 · rdgdoc.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,235 Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:00 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 9,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064611 · tm2115445-11_4seq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,688 F1 · balance_after: Includes (i) 6,230 restricted stock units that vest on 4/23/22; (ii) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23; and (iii) 9,560 restricted stock units that vest 3,186 shares on 5/1/22 and 3,187 shares on each of 5/1/23 and 5/1/24. Read SEC document |
| April 30, 2021 Filed May 4, 2021 14:50 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 3,114 | $5.17 | $16,099.38 |
DisclosureSEC source: 0001104659-21-060687 · tm2115033-5_4seq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,128 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 6,230 restricted stock units that vest on 4/23/22; and (ii) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 19:34 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 2,438 | $5.23 | $12,750.74 |
DisclosureSEC source: 0001104659-21-055559 · tm2114337-5_4seq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,242 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 6,230 restricted stock units that vest on 4/23/22; and (ii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:20 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 7,752 | $7.94 | $61,550.88 |
DisclosureSEC source: 0001104659-21-030142 · tm218317-5_4seq1.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,685 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22; and (ii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:20 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 22,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030142 · tm218317-5_4seq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,437 Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:13 UTC Amendment | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 10,757 | $7.94 | $85,410.58 |
DisclosureSEC source: 0001104659-21-045567 · tm2111902-5_4aseq1.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,680 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22; and (ii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:13 UTC Amendment | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 22,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-045567 · tm2111902-5_4aseq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,437 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 00:49 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,087 | $8.46 | $9,196.02 |
DisclosureSEC source: 0001104659-21-026977 · tm217661-2_4seq1.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,261 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22; and (ii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:44 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 23,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-056448 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,348 F1 · balance_after: Includes (i) 3,024 restricted stock units that vest on 2/20/21; (ii) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22; and (iii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 22:26 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,770 | $1.37 | $2,424.90 |
DisclosureSEC source: 0001104659-20-051764 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,308 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,024 restricted stock units that vest on 2/20/21; and (ii) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:48 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 654 | $2.15 | $1,406.10 |
DisclosureSEC source: 0001104659-20-024344 · a4.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,078 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,024 restricted stock units that vest on 2/20/21; and (ii) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:48 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,047 | $2.18 | $2,282.46 |
DisclosureSEC source: 0001104659-20-024344 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,732 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:41 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,315 | $2.18 | $2,866.70 |
DisclosureSEC source: 0001104659-19-042311 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,779 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 1,890 restricted stock units that vest on 2/21/20; (ii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21; and (iii) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22. Read SEC document |
| April 24, 2019 Filed Aug 2, 2019 21:05 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 3,720 | $1.86 | $6,919.20 |
DisclosureSEC source: 0001104659-19-043758 · a4.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 1,090 Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:06 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 18,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023686 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,094 F1 · shares: Represents 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22. F2 · balance_after: Includes (i) 3,800 restricted stock units that vest on 7/25/19; (ii) 1,890 restricted stock units that vest on 2/21/20; (iii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21; and (iv) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:07 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 654 | $1.44 | $941.76 |
DisclosureSEC source: 0001104659-19-010123 · a4.xml · nonDerivative · entry 2 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,406 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,800 restricted stock units that vest on 7/25/19; (ii) 1,890 restricted stock units that vest on 2/21/20; and (iii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:07 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,047 | $1.41 | $1,476.27 |
DisclosureSEC source: 0001104659-19-010123 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,060 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 15:23 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,187 | $2.44 | $2,896.28 |
DisclosureSEC source: 0001104659-18-047598 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,107 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,800 restricted stock units that vest on 7/25/19; (ii) 3,780 restricted stock units that vest 1,890 shares on each of 2/21/19 and 2/21/20; and (iii) 9,072 restricted stock units that vest 3,024 shares on each of 2/20/19, 2/20/20 and 2/20/21. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:51 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 654 | $2.31 | $1,510.74 |
DisclosureSEC source: 0001104659-18-011736 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,294 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. F2 · balance_after: Includes (i) 7,600 restricted stock units that vest 3,800 shares on each of 7/25/18 and 7/25/19; (ii) 3,780 restricted stock units that vest 1,890 shares on each of 2/21/19 and 2/21/20; and (iii) 9,072 restricted stock units that vest 3,024 shares on each of 2/20/19, 2/20/20 and 2/20/21. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 00:01 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 9,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-011151 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,948 F1 · shares: Represents 9,072 restricted stock units that vest 3,024 shares on each of 2/20/19, 2/20/20 and 2/20/21. F2 · balance_after: Includes (i) 7,600 restricted stock units that vest 3,800 shares on each of 7/25/18 and 7/25/19; (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20; and (iii) 9,072 restricted stock units that vest 3,024 shares on each of 2/20/19, 2/20/20 and 2/20/21. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 19:41 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,384 | $4.45 | $6,158.80 |
DisclosureSEC source: 0001104659-17-047062 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,686 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 7,600 restricted stock units that vest 3,800 shares on each of 7/25/18 and 7/25/19; and (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20. Read SEC document |
| July 25, 2017 Filed Aug 2, 2017 23:33 UTC Amendment | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,194 | $4.45 | $5,313.30 |
DisclosureSEC source: 0001104659-17-049015 · a4a.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,876 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 7,600 restricted stock units that vest 3,800 shares on each of 7/25/18 and 7/25/19; and (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 18:53 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 1,000 | $5.19 | $5,190.00 |
DisclosureSEC source: 0001104659-17-011875 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,070 F1 · balance_after: Includes (i) 11,400 restricted stock units that vest 3,800 shares on each of 7/25/17, 7/25/18 and 7/25/19; and (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:55 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 5,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-011313 · a4.xml · nonDerivative · entry 1 Schueller Daniel E. · CIK 0001698592 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,070 F1 · shares: Represents 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20. F2 · balance_after: Includes (i) 11,400 restricted stock units that vest 3,800 shares on each of 7/25/17, 7/25/18 and 7/25/19; and (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.