Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWIND, INC.BWEN · Entity 6779 | Pres., Brad Foote Gear Works | May 25, 2023 | May 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWIND, INC.
Report date May 25, 2023 · Filed May 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,435 |
Reported balance
After 2023-05-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-25 · Grant · Acquired 7,133 · Balance 71,435 |
| Common StockSEC Table I · non-derivative | Direct | 88,698 |
Reported balance
After 2023-05-25 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-05-25 · Grant · Acquired 17,263 · Balance 88,698 |
| Common StockSEC Table I · non-derivative | Direct | 81,875 |
Reported balance
After 2023-05-25 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-05-25 · Tax withholding · Disposed 6,823 · Balance 81,875 F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2: Includes (i) 2,008 restricted stock units that vest on 5/7/24; (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25; and (iii) 7,133 restricted stock units that vest 2,377 shares on 5/25/24 and 2,378 shares on 5/25/25 and 5/25/26. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 8,992 |
Reported balance
Holding disclosure · report date 2023-05-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 8,992 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2: Includes (i) 2,008 restricted stock units that vest on 5/7/24; (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25; and (iii) 7,133 restricted stock units that vest 2,377 shares on 5/25/24 and 2,378 shares on 5/25/25 and 5/25/26.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2023 Filed May 30, 2023 20:39 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 6,823 | $4.11 | $28,042.53 |
DisclosureSEC source: 0001437749-23-016125 · rdgdoc.xml · nonDerivative · entry 3 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,875 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 2,008 restricted stock units that vest on 5/7/24; (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25; and (iii) 7,133 restricted stock units that vest 2,377 shares on 5/25/24 and 2,378 shares on 5/25/25 and 5/25/26. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:39 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 17,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-016125 · rdgdoc.xml · nonDerivative · entry 2 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,698 Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:39 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 7,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-016125 · rdgdoc.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,435 Read SEC document |
| May 08, 2023 Filed May 10, 2023 21:11 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 743 | $4.82 | $3,581.26 |
DisclosureSEC source: 0001437749-23-013668 · rdgdoc.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,302 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 2,008 restricted stock units that vest on 5/7/24; and (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:47 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,790 | $4.96 | $8,878.40 |
DisclosureSEC source: 0001437749-23-012342 · rdgdoc.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,045 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,015 restricted stock units that vest 2,007 shares on 5/7/23 and 2,008 shares on 5/7/24; and (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 20:39 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,407 | $4.97 | $6,992.79 |
DisclosureSEC source: 0001437749-23-011389 · rdgdoc.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,835 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,838 restricted stock units that vest on 4/30/23; (ii) 4,015 restricted stock units that vest 2,007 shares on 5/7/23 and 2,008 shares on 5/7/24; and (iii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 21:36 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,197 | $2.12 | $2,537.64 |
DisclosureSEC source: 0001437749-22-018477 · rdgdoc.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,242 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,838 restricted stock units that vest on 4/30/23; (ii) 4,015 restricted stock units that vest 2,007 shares on 5/7/23 and 2,008 shares on 5/7/24; and (iii) 12,094 restricted stock units that vest 4,031 shares on each of 4/25/23 and 4/25/24 and 4,032 shares on 4/25/25. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 20:41 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 12,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009898 · rdgdoc.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,439 F1 · balance_after: 1. Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/7/22 and 5/7/23 and 2,008 shares on 5/7/24; and (iv) 12,094 restricted stock units that vest 4,031 shares on each of 4/25/23 and 4/25/24 and 4,032 shares on 4/25/25. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:28 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 28,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005325 · rdgdoc.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,345 F1 · balance_after: Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/7/22 and 5/7/23 and 2,008 shares on 5/7/24. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 23:14 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,111 | $3.92 | $4,355.12 |
DisclosureSEC source: 0001104659-21-099036 · tm2123901-1_4seq1.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,601 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/1/22 and 5/1/23 and 2,008 shares on 5/1/24. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:55 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 6,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064595 · tm2115445-6_4seq1.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,712 F1 · balance_after: Includes (i) 8,166 restricted stock units that vest 4,083 shares on each of 7/29/21 and 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/1/22 and 5/1/23 and 2,008 shares on 5/1/24. Read SEC document |
| April 30, 2021 Filed May 4, 2021 14:45 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,857 | $5.17 | $9,600.69 |
DisclosureSEC source: 0001104659-21-060681 · tm2115033-1_4seq1.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,690 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 8,166 restricted stock units that vest 4,083 shares on each of 7/29/21 and 7/29/22; and (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| July 29, 2020 Filed Aug 13, 2020 19:22 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,214 | $4.89 | $5,936.46 |
DisclosureSEC source: 0001104659-20-094621 · a4.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,547 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 8,166 restricted stock units that vest 4,083 shares on each of 7/29/21 and 7/29/22; and (ii) 14,513 restricted stock units that vest 4,837 shares on 4/30/21 and 4,838 shares on each of 4/30/22 and 4/30/23. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:42 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 14,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-056444 · a4.xml · nonDerivative · entry 1 Hanna Wayne W. · CIK 0001792227 · Pres., Brad Foote Gear Works 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,761 F1 · balance_after: Includes (i) 12,248 restricted stock units that vest 4,082 shares on 7/29/20 and 4,083 shares on each of 7/29/21 and 7/29/22; and (ii) 14,513 restricted stock units that vest 4,837 shares on 4/30/21 and 4,838 shares on each of 4/30/22 and 4/30/23. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.