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person · Reporting owner

Mayo Gilbert W. Jr.

Disclosed activity across 1 company

Tapewire entity
32289
SEC CIK
0001732375

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BROADWIND, INC.BWEN · Entity 6779Pres., Broadwind Ind. SolutionJuly 01, 2026July 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROADWIND, INC.

Report date July 01, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect133,438 Reported balance After 2026-07-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-01 · Grant · Acquired 8,348 · Balance 133,438

F1: Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28; (iii) 8,231 restricted stock units that vest 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29; and (iv) 8,348 restricted stock units that vest 1,669 shares on each of 7/1/27 and 7/1/28 and 1,670 shares on each of 7/1/29, 7/1/30 and 7/1/31.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan27,144 Reported balance Holding disclosure · report date 2026-07-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 27,144

Filing footnotes · ownership attribution and instrument terms

F1: Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28; (iii) 8,231 restricted stock units that vest 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29; and (iv) 8,348 restricted stock units that vest 1,669 shares on each of 7/1/27 and 7/1/28 and 1,670 shares on each of 7/1/29, 7/1/30 and 7/1/31.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 6, 2026 19:31 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 8,348 $4.65 $38,818.20
Disclosure

SEC source: 0001437749-26-022754 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,438

F1 · balance_after: Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28; (iii) 8,231 restricted stock units that vest 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29; and (iv) 8,348 restricted stock units that vest 1,669 shares on each of 7/1/27 and 7/1/28 and 1,670 shares on each of 7/1/29, 7/1/30 and 7/1/31.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 21:04 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 8,231 $3.68 $30,248.93
Disclosure

SEC source: 0001437749-26-019059 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,090

F1 · balance_after: Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28; and iii) 8,231 restricted stock units that vest 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:51 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 753 $3.96 $2,981.88
Disclosure

SEC source: 0001437749-26-018785 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,859

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; and (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28.

Read SEC document
May 18, 2026 Filed May 19, 2026 21:51 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,320 $3.79 $5,002.80
Disclosure

SEC source: 0001437749-26-017827 · rdgdoc.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,612

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 2,370 restricted stock units that vest 2,370 shares on 5/25/26; (ii) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; and (iii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28.

Read SEC document
May 15, 2026 Filed May 19, 2026 21:51 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,607 $4.52 $7,263.64
Disclosure

SEC source: 0001437749-26-017827 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,932

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:05 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 711 $1.72 $1,222.92
Disclosure

SEC source: 0001437749-25-018838 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,539

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 2,370 restricted stock units that vest on 5/25/26; (ii) 7,269 restricted stock units that vest 3,634 shares on 5/16/26 and 3,635 shares on 5/16/27; and (iii) 12,356 restricted stock units that vest 4,118 shares on 5/15/26 and 4,119 shares on each of 5/15/27 and 5/15/28.

Read SEC document
May 16, 2025 Filed May 19, 2025 21:07 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,089 $1.88 $2,047.32
Disclosure

SEC source: 0001437749-25-017630 · rdgdoc.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,250

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; (ii) 7,269 restricted stock units that vest 3,634 shares on 5/16/26 and 3,635 shares on 5/16/27; and (iii) 12,356 restricted stock units that vest 4,118 shares on 5/15/26 and 4,119 shares on each of 5/15/27 and 5/15/28.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:07 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 12,356 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017630 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,339

Read SEC document
April 25, 2025 Filed Apr 29, 2025 21:00 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,193 $1.49 $1,777.57
Disclosure

SEC source: 0001437749-25-013562 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,983

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; and (ii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:11 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 13,093 $1.57 $20,556.01
Disclosure

SEC source: 0001437749-25-005716 · rdgdoc.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,176

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 3,979 restricted stock units that vest on 4/25/25; (ii) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; and (iii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:11 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 29,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005716 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,269

Read SEC document
May 28, 2024 Filed May 30, 2024 21:32 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 666 $4.42 $2,943.72
Disclosure

SEC source: 0001437749-24-018764 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,095

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,979 restricted stock units that vest on 4/25/25; (ii) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; and (iii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:15 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 10,903 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017704 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,761

F1 · balance_after: Includes (i) 3,979 restricted stock units that vest on 4/25/25; (ii) 7,109 restricted stock units that vest 2,369 shares on 5/25/24 and 2,370 shares on each of 5/25/25 and 5/25/26; and (iii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 21:07 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,251 $2.08 $2,602.08
Disclosure

SEC source: 0001437749-24-013745 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,858

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 1,924 restricted stock units that vest on 5/7/24; (ii) 3,979 restricted stock units that vest on 4/25/25; and (iii) 7,109 restricted stock units that vest 2,369 shares on 5/25/24 and 2,370 shares on each of 5/25/25 and 5/25/26.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:39 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 7,002 $4.11 $28,778.22
Disclosure

SEC source: 0001437749-23-016126 · rdgdoc.xml · nonDerivative · entry 3

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,109

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 1,924 restricted stock units that vest on 5/7/24; (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25; and (iii) 7,109 restricted stock units that vest 2,369 shares on 5/25/24 and 2,370 shares on each of 5/25/25 and 5/25/26.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:39 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 16,540 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016126 · rdgdoc.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,111

Read SEC document
May 25, 2023 Filed May 30, 2023 20:39 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 7,109 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016126 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,571

Read SEC document
May 08, 2023 Filed May 10, 2023 21:10 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 807 $4.82 $3,889.74
Disclosure

SEC source: 0001437749-23-013665 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,462

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 1,924 restricted stock units that vest on 5/7/24; and (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:48 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,943 $4.96 $9,637.28
Disclosure

SEC source: 0001437749-23-012344 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,269

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,847 restricted stock units that vest 1,923 shares on 5/7/23 and 1,924 shares on 5/7/24; and (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 20:42 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,630 $4.97 $8,101.10
Disclosure

SEC source: 0001437749-23-011393 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,212

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 3,847 restricted stock units that vest 1,923 shares on 5/7/23 and 1,924 shares on 5/7/24; and (iii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:48 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 490 $1.70 $833.00
Disclosure

SEC source: 0001437749-22-011934 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,842

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 3,847 restricted stock units that vest 1,923 shares on 5/7/23 and 1,924 shares on 5/7/24; and (iii) 11,935 restricted stock units that vest 3,978 shares on each of 4/25/23 and 4/25/24 and 3,979 shares on 4/25/25.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:48 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,558 $1.83 $2,851.14
Disclosure

SEC source: 0001437749-22-010880 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,332

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24; and (iii) 11,935 restricted stock units that vest 3,978 shares on each of 4/25/23 and 4/25/24 and 3,979 shares on 4/25/25.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 20:42 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 11,935 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-009900 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,890

F1 · balance_after: 1. Includes (i) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23; (ii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24; and (iii) 11,935 restricted stock units that vest 3,978 shares on each of 4/25/23 and 4/25/24 and 3,979 shares on 4/25/25.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 23:25 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 9,462 $2.22 $21,005.64
Disclosure

SEC source: 0001437749-22-005321 · rdgdoc.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,955

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 3,150 restricted stock units that vest on 4/23/22; (ii) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23; and (iii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 23:25 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 20,504 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005321 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,417

Read SEC document
May 07, 2021 Filed May 11, 2021 20:58 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 5,770 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-064606 · tm2115445-9_4seq1.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,913

F1 · balance_after: Includes (i) 3,150 restricted stock units that vest on 4/23/22; (ii) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23; and (iii) 5,770 restricted stock units that vest 1,923 shares on each of 5/1/22 and 5/1/23 and 1,924 shares on 5/1/24.

Read SEC document
April 30, 2021 Filed May 4, 2021 14:48 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,766 $5.17 $9,130.22
Disclosure

SEC source: 0001104659-21-060683 · tm2115033-3_4seq1.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,143

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,150 restricted stock units that vest on 4/23/22; and (ii) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 19:33 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,122 $5.23 $5,868.06
Disclosure

SEC source: 0001104659-21-055557 · tm2114337-4_4seq1.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,909

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 3,150 restricted stock units that vest on 4/23/22; and (ii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:19 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 7,074 $7.94 $56,167.56
Disclosure

SEC source: 0001104659-21-030140 · tm218317-4_4seq1.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,757

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (ii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:19 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-030140 · tm218317-4_4seq1.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,831

Read SEC document
February 25, 2021 Filed Apr 1, 2021 20:11 UTC Amendment BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 9,800 $7.94 $77,812.00
Disclosure

SEC source: 0001104659-21-045564 · tm2111902-3_4aseq1.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,031

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (ii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23.

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February 25, 2021 Filed Apr 1, 2021 20:11 UTC Amendment BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-045564 · tm2111902-3_4aseq1.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,831

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February 22, 2021 Filed Feb 24, 2021 00:52 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,047 $8.46 $8,857.62
Disclosure

SEC source: 0001104659-21-026980 · tm217661-4_4seq1.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,831

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (ii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23.

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April 30, 2020 Filed May 5, 2020 01:43 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 13,905 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-056447 · a4.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres. Broadwind Ind. Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,878

F1 · balance_after: Includes (i) 3,000 restricted stock units that vest on 2/20/21; (ii) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22; and (iii) 13,905 restricted stock units that vest 4,635 shares on each of 4/30/21, 4/30/22 and 4/30/23.

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April 23, 2020 Filed Apr 27, 2020 22:25 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,100 $1.37 $1,507.00
Disclosure

SEC source: 0001104659-20-051763 · a4.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,973

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,000 restricted stock units that vest on 2/20/21; and (ii) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22.

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February 21, 2020 Filed Feb 24, 2020 22:48 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 503 $2.15 $1,081.45
Disclosure

SEC source: 0001104659-20-024343 · a4.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,073

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,000 restricted stock units that vest on 2/20/21; and (ii) 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22.

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February 20, 2020 Filed Feb 24, 2020 22:48 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,047 $2.18 $2,282.46
Disclosure

SEC source: 0001104659-20-024343 · a4.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,576

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

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July 25, 2019 Filed Jul 29, 2019 20:44 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 396 $2.18 $863.28
Disclosure

SEC source: 0001104659-19-042313 · a4.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,623

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 1,440 restricted stock units that vest on 2/21/20; (ii) 6,000 restricted stock units that vest 3,000 shares on each of 2/20/20 and 2/20/21; and (iii) 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22.

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April 23, 2019 Filed Apr 25, 2019 20:09 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 9,450 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-023688 · a4.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,019

F1 · shares: Represents 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22.

F2 · balance_after: Includes (i) 1,440 restricted stock units that vest on 2/21/20; (ii) 1,134 restricted stock units that vest on 7/25/19; and (iii) 6,000 restricted stock units that vest 3,000 shares on each of 2/20/20 and 2/20/21; and (iv) 9,450 restricted stock units that vest 3,150 shares on each of 4/23/20, 4/23/21 and 4/23/22.

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February 21, 2019 Filed Feb 22, 2019 22:07 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 503 $1.44 $724.32
Disclosure

SEC source: 0001104659-19-010124 · a4.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,569

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 1,440 restricted stock units that vest on 2/21/20; (ii) 1,134 restricted stock units that vest on 7/25/19; and (iii) 6,000 restricted stock units that vest 3,000 shares on each of 2/20/20 and 2/20/21.

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February 20, 2019 Filed Feb 22, 2019 22:07 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,048 $1.41 $1,477.68
Disclosure

SEC source: 0001104659-19-010124 · a4.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Red Wolf Company, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,072

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

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July 25, 2018 Filed Jul 27, 2018 15:27 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 328 $2.44 $800.32
Disclosure

SEC source: 0001104659-18-047600 · a4.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Process Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,120

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 2,880 restricted stock units that vest 1,440 shares on each of 2/21/19 and 2/21/20; (ii) 1,134 restricted stock units that vest on 7/25/19; and (iii) 9,000 restricted stock units that vest 3,000 shares on each of 2/20/19, 2/20/20 and 2/20/21.

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July 23, 2018 Filed Jul 25, 2018 22:57 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 637 $2.45 $1,560.65
Disclosure

SEC source: 0001104659-18-047030 · a4.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Process Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,448

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 2,880 restricted stock units that vest 1,440 shares on each of 2/21/19 and 2/21/20; (ii) 2,267 restricted stock units that vest 1,133 shares on 7/25/18 and 1,134 shares on 7/25/19; and (iii) 9,000 restricted stock units that vest 3,000 shares on each of 2/20/19, 2/20/20 and 2/20/21.

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February 21, 2018 Filed Feb 23, 2018 21:59 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 427 $2.31 $986.37
Disclosure

SEC source: 0001104659-18-011739 · a4.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Process Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,085

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants.

F2 · balance_after: Includes (i) 2,880 restricted stock units that vest 1,440 shares on each of 2/21/19 and 2/21/20; (ii) 2,200 restricted stock units that vest on 7/22/18; (iii) 2,267 restricted stock units that vest 1,133 shares on 7/25/18 and 1,134 shares on 7/25/19; and (iv) 9,000 restricted stock units that vest 3,000 shares on each of 2/20/19, 2/20/20 and 2/20/21.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.