Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWIND, INC.BWEN · Entity 6779 | Director | May 28, 2026 | June 01, 2026 |
| Univar Solutions Inc.UNVR · Entity 110826 | VP, Controller and PAO | November 07, 2019 | November 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWIND, INC.
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,964 |
Reported balance
After 2026-05-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 13,605 · Balance 66,964 F1: Includes 13,605 restricted stock units that vest on 5/28/27. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 13,605 restricted stock units that vest on 5/28/27.
Univar Solutions Inc.
Report date November 07, 2019 · Filed November 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 9,352 |
Reported balance
After 2019-11-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-11-07 · Grant · Acquired 9,352 · Balance 9,352 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F2: These restricted stock units (RSUs) become vested in three equal installments on November 7, 2020, November 7, 2021 and November 7, 2022. Vested shares will be delivered to the Reporting Person within 30 days following the applicable vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date.
F2: These restricted stock units (RSUs) become vested in three equal installments on November 7, 2020, November 7, 2021 and November 7, 2022. Vested shares will be delivered to the Reporting Person within 30 days following the applicable vest date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CMC Materials, Inc.
Report date July 06, 2022 · Filed July 06, 2022
Section 16 reporting ended · disclosed 2022-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-07-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-07-06 · Disposition to issuer · Disposed 2,447 · Balance 0 F1: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), by and among the Issuer, Entegris, Inc. ("Entegris") and Yosemite Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a wholly owned subsidiary of Entegris, pursuant to which the Issuer was merged with and into Merger Sub, with the Issuer surviving as a wholly owned subsidiary of Entegris (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Issuer common stock was cancelled and converted into (i) $133.00 in cash and (ii) 0.4506 of a share of Entegris common stock, with cash in lieu of any fractional shares of Entegris common stock (together, the "Merger Consideration"). The Merger closed on July 6, 2022. On July 5, 2022, the closing price of the Issuer was $173.69, and the closing price of Entegris was $90.75. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Row 2 · 2022-07-06 · Grant · Acquired 2,904 · Balance 2,904 F2: Reflects the conversion of performance share units with respect to Issuer common stock ("PSUs") into time-based restricted stock units with respect to Entegris common stock ("RSUs") in accordance with the Merger Agreement. Transaction represents the satisfaction of all performance vesting conditions at the target level of performance in connection with the Merger pursuant to the terms of the Merger Agreement. The RSUs remain subject to time-based vesting requirements and are convertible into shares of Entegris common stock on a one-for-one basis on the applicable vesting dates. Row 3 · 2022-07-06 · Disposition to issuer · Disposed 2,904 · Balance 0 F2: Reflects the conversion of performance share units with respect to Issuer common stock ("PSUs") into time-based restricted stock units with respect to Entegris common stock ("RSUs") in accordance with the Merger Agreement. Transaction represents the satisfaction of all performance vesting conditions at the target level of performance in connection with the Merger pursuant to the terms of the Merger Agreement. The RSUs remain subject to time-based vesting requirements and are convertible into shares of Entegris common stock on a one-for-one basis on the applicable vesting dates. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $145.58 · Expires 2030-12-03 | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-07-06 · Disposition to issuer · Disposed 1,044 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement). F4: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 12/3/2021, vested in full and was assumed and converted into an Entegris Option to purchase 1,900 shares of Entegris common stock an exercise price of $79.97 per share. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $141.18 · Expires 2031-12-06 | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-07-06 · Disposition to issuer · Disposed 2,216 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement). F5: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 12/6/2022, vested in full and was assumed and converted into an Entegris Option to purchase 4,034 shares of Entegris common stock an exercise price of $77.55 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), by and among the Issuer, Entegris, Inc. ("Entegris") and Yosemite Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a wholly owned subsidiary of Entegris, pursuant to which the Issuer was merged with and into Merger Sub, with the Issuer surviving as a wholly owned subsidiary of Entegris (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Issuer common stock was cancelled and converted into (i) $133.00 in cash and (ii) 0.4506 of a share of Entegris common stock, with cash in lieu of any fractional shares of Entegris common stock (together, the "Merger Consideration"). The Merger closed on July 6, 2022. On July 5, 2022, the closing price of the Issuer was $173.69, and the closing price of Entegris was $90.75. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
F2: Reflects the conversion of performance share units with respect to Issuer common stock ("PSUs") into time-based restricted stock units with respect to Entegris common stock ("RSUs") in accordance with the Merger Agreement. Transaction represents the satisfaction of all performance vesting conditions at the target level of performance in connection with the Merger pursuant to the terms of the Merger Agreement. The RSUs remain subject to time-based vesting requirements and are convertible into shares of Entegris common stock on a one-for-one basis on the applicable vesting dates.
F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement).
F4: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 12/3/2021, vested in full and was assumed and converted into an Entegris Option to purchase 1,900 shares of Entegris common stock an exercise price of $79.97 per share.
F5: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 12/6/2022, vested in full and was assumed and converted into an Entegris Option to purchase 4,034 shares of Entegris common stock an exercise price of $77.55 per share.
USG CORP
Report date April 24, 2019 · Filed April 24, 2019
Section 16 reporting ended · disclosed 2019-04-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-24 transaction · row 1
1 source rowRow 1 · 2019-04-24 · Disposition to issuer · Disposed 27,769 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock and each restricted stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2019-04-24 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-04-24 · Disposition to issuer · Disposed 18.1 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock and each restricted stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration"). |
| Market Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-04-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-24 · Disposition to issuer · Disposed 5,374 · Balance 0 F2: These Market Share Units were granted on February 8, 2017 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2019. F3: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. |
| Market Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-04-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-04-24 · Disposition to issuer · Disposed 5,479 · Balance 0 F3: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. F4: These Market Share Units were granted on February 14, 2018 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock and each restricted stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration").
F2: These Market Share Units were granted on February 8, 2017 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2019.
F3: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration.
F4: These Market Share Units were granted on February 14, 2018 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2026 Filed Jun 1, 2026 21:02 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 13,605 | $3.68 | $49,998.38 |
DisclosureSEC source: 0001437749-26-019055 · rdgdoc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,964 F1 · balance_after: Includes 13,605 restricted stock units that vest on 5/28/27. Read SEC document |
| May 15, 2025 Filed May 19, 2025 21:09 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 21,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017636 · rdgdoc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,359 F1 · balance_after: Includes 21,164 restricted stock units that vest on 5/15/26. Read SEC document |
| May 16, 2024 Filed May 20, 2024 21:11 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 18,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017700 · rdgdoc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,195 F1 · balance_after: Includes (i) 12,165 restricted stock units that vest on 5/25/24 and (ii) 18,382 restricted stock units that vest on 5/16/25. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:04 UTC | BROADWIND, INC. BWEN · Entity 6779 | PurchaseCommon Stock | 250 | $3.92 | $980.00 |
DisclosureSEC source: 0001437749-23-024542 · rdgdoc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,813 F1 · balance_after: Includes (i) 1,398 restricted stock units that vest on 3/22/2024 and (ii) 12,165 restricted stock units that vest on 5/25/24. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:41 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 12,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-016129 · rdgdoc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,563 F1 · balance_after: Represents (i) 1,398 restricted stock units that vest on 3/22/2024 and (ii) 12,165 restricted stock units that vest on 5/25/24. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:43 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 1,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007930 · rdgdoc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,398 F1 · balance_after: Represents 1,398 restricted stock units that vest on 3/22/2024. Read SEC document |
| July 06, 2022 Filed Jul 6, 2022 15:40 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Disposition to issuerStock Options (Right to Buy) · Derivative | 2,216 | $0.00 Strike: $141.18 | $0.00 |
DisclosureSEC source: 0001127602-22-018917 · form4.xml · derivative · entry 5 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,216 shares Expires 2031-12-06 F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement). F5 · derivative.exercise_date: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 12/6/2022, vested in full and was assumed and converted into an Entegris Option to purchase 4,034 shares of Entegris common stock an exercise price of $77.55 per share. Read SEC document |
| July 06, 2022 Filed Jul 6, 2022 15:40 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Disposition to issuerStock Options (Right to Buy) · Derivative | 1,044 | $0.00 Strike: $145.58 | $0.00 |
DisclosureSEC source: 0001127602-22-018917 · form4.xml · derivative · entry 4 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,044 shares Expires 2030-12-03 F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement). F4 · derivative.exercise_date: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 12/3/2021, vested in full and was assumed and converted into an Entegris Option to purchase 1,900 shares of Entegris common stock an exercise price of $79.97 per share. Read SEC document |
| July 06, 2022 Filed Jul 6, 2022 15:40 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Disposition to issuerCommon Stock | 2,904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-018917 · form4.xml · nonDerivative · entry 3 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Reflects the conversion of performance share units with respect to Issuer common stock ("PSUs") into time-based restricted stock units with respect to Entegris common stock ("RSUs") in accordance with the Merger Agreement. Transaction represents the satisfaction of all performance vesting conditions at the target level of performance in connection with the Merger pursuant to the terms of the Merger Agreement. The RSUs remain subject to time-based vesting requirements and are convertible into shares of Entegris common stock on a one-for-one basis on the applicable vesting dates. Read SEC document |
| July 06, 2022 Filed Jul 6, 2022 15:40 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantCommon Stock | 2,904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-018917 · form4.xml · nonDerivative · entry 2 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,904 F2 · price: Reflects the conversion of performance share units with respect to Issuer common stock ("PSUs") into time-based restricted stock units with respect to Entegris common stock ("RSUs") in accordance with the Merger Agreement. Transaction represents the satisfaction of all performance vesting conditions at the target level of performance in connection with the Merger pursuant to the terms of the Merger Agreement. The RSUs remain subject to time-based vesting requirements and are convertible into shares of Entegris common stock on a one-for-one basis on the applicable vesting dates. Read SEC document |
| July 06, 2022 Filed Jul 6, 2022 15:40 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Disposition to issuerCommon Stock | 2,447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-018917 · form4.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), by and among the Issuer, Entegris, Inc. ("Entegris") and Yosemite Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a wholly owned subsidiary of Entegris, pursuant to which the Issuer was merged with and into Merger Sub, with the Issuer surviving as a wholly owned subsidiary of Entegris (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Issuer common stock was cancelled and converted into (i) $133.00 in cash and (ii) 0.4506 of a share of Entegris common stock, with cash in lieu of any fractional shares of Entegris common stock (together, the "Merger Consideration"). The Merger closed on July 6, 2022. On July 5, 2022, the closing price of the Issuer was $173.69, and the closing price of Entegris was $90.75. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 09:28 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Tax withholdingCommon Stock | 136 | $176.94 | $24,063.84 |
DisclosureSEC source: 0001127602-22-017564 · form4.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,447 F1 · kind: Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 08:16 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Exercise / conversionStock Options (Right to Buy) · Derivative | 347 | $0.00 Strike: $145.58 | $0.00 |
DisclosureSEC source: 0001127602-21-031628 · form4.xml · derivative · entry 2 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044 Underlying: Common Stock · 347 shares Expires 2030-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2020 (FY21) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2021, 25% 12/03/2022, 25% 12/03/2023, 25% 12/03/2024. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 08:16 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Exercise / conversionCommon Stock | 347 | $145.58 | $50,516.26 |
DisclosureSEC source: 0001127602-21-031628 · form4.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 14:26 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantStock Options (Right to Buy) · Derivative | 2,216 | $0.00 Strike: $141.18 | $0.00 |
DisclosureSEC source: 0001127602-21-030438 · form4.xml · derivative · entry 3 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216 Underlying: Common Stock · 2,216 shares Expires 2031-12-06 F3 · derivative.exercise_date: 2021 (FY22) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/06/2022, 25% 12/06/2023, 25% 12/06/2024, 25% 12/06/2025. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 14:26 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantCommon Stock | 795 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030438 · form4.xml · nonDerivative · entry 2 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,236 F2 · shares: 2021 (FY22) Restricted Stock Unit Award Vesting Schedule: 25% 12/06/2022, 25% 12/06/2023, 25% 12/06/2024, 25% 12/06/2025. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 14:26 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Tax withholdingCommon Stock | 35 | $136.65 | $4,782.75 |
DisclosureSEC source: 0001127602-21-030438 · form4.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,441 F1 · kind: Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 15:08 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantCommon Stock | 1,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029292 · form4.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Interim CFO & Corp Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476 F1 · shares: Restricted Stock Unit Award; vests on 11/15/2022 Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 09:27 UTC | CMC Materials, Inc. CCMP · Entity 125533 | Tax withholdingCommon Stock | 135 | $155.11 | $20,939.85 |
DisclosureSEC source: 0001127602-21-019966 · form4.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314 F1 · kind: Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 13:27 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantCommon Stock | 16 | $149.04 | $2,384.64 |
DisclosureSEC source: 0001127602-20-031481 · form4.xml · nonDerivative · entry 2 Press Jeanette A. · CIK 0001628944 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449 F1 · kind: Represents restricted shares purchased under the Issuer's Omnibus Incentive Plan pursuant to the Issuer's Deposit Share Program: 33 of such shares are Deposit Shares under the Program purchased at full value by the Participant that vested on 12/15/2020, and 16 shares of such are Award Shares under the Program awarded to the Participant that will vest on 12/15/2023, subject to the satisfaction of certain conditions. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 13:27 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantCommon Stock | 33 | $149.04 | $4,918.32 |
DisclosureSEC source: 0001127602-20-031481 · form4.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433 F1 · kind: Represents restricted shares purchased under the Issuer's Omnibus Incentive Plan pursuant to the Issuer's Deposit Share Program: 33 of such shares are Deposit Shares under the Program purchased at full value by the Participant that vested on 12/15/2020, and 16 shares of such are Award Shares under the Program awarded to the Participant that will vest on 12/15/2023, subject to the satisfaction of certain conditions. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 16:18 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantStock Options (Right to Buy) · Derivative | 1,391 | $145.58 Strike: $145.58 | $202,501.78 |
DisclosureSEC source: 0001127602-20-030694 · form4.xml · derivative · entry 2 Press Jeanette A. · CIK 0001628944 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391 Underlying: Common Stock · 1,391 shares Expires 2030-12-03 F2 · derivative.exercise_date: 2020 (FY21) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2021, 25% 12/03/2022, 25% 12/03/2023, 25% 12/03/2024. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 16:18 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantCommon Stock | 400 | $145.58 | $58,232.00 |
DisclosureSEC source: 0001127602-20-030694 · form4.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 F1 · shares: 2020 (FY21) Restricted Stock Unit Award Vesting Schedule: 25% 12/03/2021, 25% 12/03/2022, 25% 12/03/2023, 25% 12/03/2024. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 17:30 UTC | CMC Materials, Inc. CCMP · Entity 125533 | GrantRestricted Stock | 1,562 | $127.99 | $199,920.38 |
DisclosureSEC source: 0001127602-20-019593 · form4.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,562 F1 · security: Sign-on / New Employee: Restricted Stock Unit Award Vesting Schedule: 25% 06/15/2021, 25% 06/15/2022, 25% 06/15/2023, 25% 06/15/2024. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 17:35 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantRestricted Stock Units (RSUs) · Derivative | 9,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014323 · doc4.xml · derivative · entry 1 Press Jeanette A. · CIK 0001628944 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,352 Underlying: Common Stock · 9,352 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F2 · derivative.exercise_date: These restricted stock units (RSUs) become vested in three equal installments on November 7, 2020, November 7, 2021 and November 7, 2022. Vested shares will be delivered to the Reporting Person within 30 days following the applicable vest date. F2 · derivative.expiration_date: These restricted stock units (RSUs) become vested in three equal installments on November 7, 2020, November 7, 2021 and November 7, 2022. Vested shares will be delivered to the Reporting Person within 30 days following the applicable vest date. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 16:00 UTC | USG CORP USG · Entity 12609 | Disposition to issuerMarket Share Units · Derivative | 5,479 | $43.50 | $238,336.50 |
DisclosureSEC source: 0000757011-19-000057 · primary_doc.xml · derivative · entry 4 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F3 · derivative.exercise_price: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. F4 · derivative.exercise_price: These Market Share Units were granted on February 14, 2018 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2020. F3 · price: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. F3 · derivative.exercise_date: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. F4 · derivative.exercise_date: These Market Share Units were granted on February 14, 2018 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2020. F3 · derivative.expiration_date: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. F4 · derivative.expiration_date: These Market Share Units were granted on February 14, 2018 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2020. F3 · derivative.underlying_shares: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. F4 · derivative.underlying_shares: These Market Share Units were granted on February 14, 2018 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2020. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 16:00 UTC | USG CORP USG · Entity 12609 | Disposition to issuerMarket Share Units · Derivative | 5,374 | $43.50 | $233,769.00 |
DisclosureSEC source: 0000757011-19-000057 · primary_doc.xml · derivative · entry 3 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: These Market Share Units were granted on February 8, 2017 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2019. F3 · derivative.exercise_price: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. F3 · price: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. F2 · derivative.exercise_date: These Market Share Units were granted on February 8, 2017 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2019. F3 · derivative.exercise_date: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. F2 · derivative.expiration_date: These Market Share Units were granted on February 8, 2017 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2019. F3 · derivative.expiration_date: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. F2 · derivative.underlying_shares: These Market Share Units were granted on February 8, 2017 and were originally scheduled to be earned, if at all, once the Board of Directors of the Company certified that pre-determined market price targets of the Company's common stock had been attained, provided that the reporting person remained continuously employed by the Company or a subsidiary through December 31, 2019. F3 · derivative.underlying_shares: Each Market Share Unit represented the right to receive one share of common stock assuming certain market price targets were achieved. Pursuant to the Merger Agreement, at the effective time of the merger, the Market Share Units held by the reporting person became fully vested and were converted into the right to receive a cash payment equal to the product of (i) the number of shares of the Company's common stock earned under such Market Share Unit, determined as of the effective time of the merger by substituting $43.50 for the market value per share, multiplied by (ii) the closing consideration. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 16:00 UTC | USG CORP USG · Entity 12609 | Disposition to issuerCommon Stock | 18.1 | $43.50 | $787.35 |
DisclosureSEC source: 0000757011-19-000057 · primary_doc.xml · nonDerivative · entry 2 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock and each restricted stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration"). Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 16:00 UTC | USG CORP USG · Entity 12609 | Disposition to issuerCommon Stock | 27,769 | $43.50 | $1,207,951.50 |
DisclosureSEC source: 0000757011-19-000057 · primary_doc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock and each restricted stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration"). Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 16:20 UTC | USG CORP USG · Entity 12609 | SaleCommon Stock | 3,500 | $43.25 | $151,375.00 |
DisclosureSEC source: 0000757011-19-000023 · primary_doc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,769 Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 09:33 UTC | USG CORP USG · Entity 12609 | Exercise / conversionMarket Share Units · Derivative | 10,280 | $0.00 | $0.00 |
DisclosureSEC source: 0000757011-19-000011 · primary_doc.xml · derivative · entry 6 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These Market Share Units were granted on February 10, 2016. The Board certified performance of these Market Share Units on February 13, 2019 and the Company issued to the reporting person 1.5 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2019. F3 · derivative.exercise_date: These Market Share Units were granted on February 10, 2016. The Board certified performance of these Market Share Units on February 13, 2019 and the Company issued to the reporting person 1.5 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2019. F3 · derivative.expiration_date: These Market Share Units were granted on February 10, 2016. The Board certified performance of these Market Share Units on February 13, 2019 and the Company issued to the reporting person 1.5 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2019. F3 · derivative.underlying_shares: These Market Share Units were granted on February 10, 2016. The Board certified performance of these Market Share Units on February 13, 2019 and the Company issued to the reporting person 1.5 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2019. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 09:33 UTC | USG CORP USG · Entity 12609 | Tax withholdingCommon Stock | 4,519 | $43.17 | $195,085.23 |
DisclosureSEC source: 0000757011-19-000011 · primary_doc.xml · nonDerivative · entry 4 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,269 F4 · shares: Shares withheld to satisfy tax withholding obligation with respect to Market Share Units that became earned. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 09:33 UTC | USG CORP USG · Entity 12609 | Exercise / conversionCommon Stock | 15,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000757011-19-000011 · primary_doc.xml · nonDerivative · entry 3 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These Market Share Units were granted on February 10, 2016. The Board certified performance of these Market Share Units on February 13, 2019 and the Company issued to the reporting person 1.5 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2019. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 09:33 UTC | USG CORP USG · Entity 12609 | Tax withholdingCommon Stock | 2,786 | $43.17 | $120,271.62 |
DisclosureSEC source: 0000757011-19-000011 · primary_doc.xml · nonDerivative · entry 2 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,368 F2 · shares: Shares withheld to satisfy tax withholding obligation with respect to Performance Shares that became earned. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 09:33 UTC | USG CORP USG · Entity 12609 | GrantCommon Stock | 7,544 | $0.00 | $0.00 |
DisclosureSEC source: 0000757011-19-000011 · primary_doc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,154 F1 · shares: These Performance Shares were granted on February 10, 2016. The Board of Directors (the "Board") of USG Corporation (the "Company") certified performance of these Performance Shares on February 13, 2019. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 14:26 UTC | USG CORP USG · Entity 12609 | Tax withholdingCommon Stock | 1,341 | $43.02 | $57,689.82 |
DisclosureSEC source: 0000757011-19-000009 · primary_doc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,610 F1 · shares: Shares withheld to satisfy tax withholding obligation upon vesting of restricted stock units previously reported as securities beneficially owned, as required by applicable Restricted Stock Units Agreement. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 11:41 UTC | USG CORP USG · Entity 12609 | GrantCommon Stock | 47 | $43.38 | $2,038.86 |
DisclosureSEC source: 0000757011-18-000085 · primary_doc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,951 F1 · kind: Reflects the reinvestment of dividend equivalents in additional restricted stock units, as required by the applicable Restricted Stock Units Agreement. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 15:17 UTC | USG CORP USG · Entity 12609 | GrantMarket Share Units · Derivative | 5,479 | $0.00 | $0.00 |
DisclosureSEC source: 0000757011-18-000015 · primary_doc.xml · derivative · entry 5 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,479 Underlying: Common Stock · 5,479 shares Expires not disclosed F3 · derivative.exercise_price: Each Market Share Unit represents the right to receive one share of common stock assuming certain market price targets are achieved. The Market Share Units vesting and the actual number of shares received are contingent on the Company's common stock achieving certain pre-defined market price levels during the performance period and continued employment. F4 · derivative.exercise_date: Generally, the Market Share Units will be earned, if at all, once the Board certifies that pre-determined market price targets of the Company's common stock are attained, provided that the reporting person remains continuously employed by the Company or a subsidiary through December 31, 2020. F4 · derivative.expiration_date: Generally, the Market Share Units will be earned, if at all, once the Board certifies that pre-determined market price targets of the Company's common stock are attained, provided that the reporting person remains continuously employed by the Company or a subsidiary through December 31, 2020. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 15:17 UTC | USG CORP USG · Entity 12609 | Exercise / conversionMarket Share Units · Derivative | 6,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000757011-18-000015 · primary_doc.xml · derivative · entry 4 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These Market Share Units were granted on February 11, 2015. The Board of Directors (the "Board") certified performance of these Market Share Units on February 14, 2018 and USG Corporation (the "Company") issued to the reporting person 1.33 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2018. F1 · derivative.exercise_date: These Market Share Units were granted on February 11, 2015. The Board of Directors (the "Board") certified performance of these Market Share Units on February 14, 2018 and USG Corporation (the "Company") issued to the reporting person 1.33 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2018. F1 · derivative.expiration_date: These Market Share Units were granted on February 11, 2015. The Board of Directors (the "Board") certified performance of these Market Share Units on February 14, 2018 and USG Corporation (the "Company") issued to the reporting person 1.33 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2018. F1 · derivative.underlying_shares: These Market Share Units were granted on February 11, 2015. The Board of Directors (the "Board") certified performance of these Market Share Units on February 14, 2018 and USG Corporation (the "Company") issued to the reporting person 1.33 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2018. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 15:17 UTC | USG CORP USG · Entity 12609 | Tax withholdingCommon Stock | 2,706 | $33.88 | $91,679.28 |
DisclosureSEC source: 0000757011-18-000015 · primary_doc.xml · nonDerivative · entry 2 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,904 F2 · shares: Shares withheld to satisfy tax withholding obligation with respect to Market Share Units that became earned. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 15:17 UTC | USG CORP USG · Entity 12609 | Exercise / conversionCommon Stock | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000757011-18-000015 · primary_doc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These Market Share Units were granted on February 11, 2015. The Board of Directors (the "Board") certified performance of these Market Share Units on February 14, 2018 and USG Corporation (the "Company") issued to the reporting person 1.33 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2018. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 15:30 UTC | USG CORP USG · Entity 12609 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,121 | $0.00 Strike: $14.76 | $0.00 |
DisclosureSEC source: 0000757011-17-000044 · primary_doc.xml · derivative · entry 4 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,121 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 8, 2013. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 15:30 UTC | USG CORP USG · Entity 12609 | SaleCommon Stock | 3,121 | $28.55 | $89,092.38 |
DisclosureSEC source: 0000757011-17-000044 · primary_doc.xml · nonDerivative · entry 2 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,860 F1 · price: The per share sales price for the common stock sold in the reported transaction ranged from $28.32 to $28.78. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 15:30 UTC | USG CORP USG · Entity 12609 | Exercise / conversionCommon Stock | 3,121 | $14.76 | $46,065.96 |
DisclosureSEC source: 0000757011-17-000044 · primary_doc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:23 UTC | USG CORP USG · Entity 12609 | GrantMarket Share Units · Derivative | 5,374 | $0.00 | $0.00 |
DisclosureSEC source: 0000757011-17-000012 · primary_doc.xml · derivative · entry 5 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,374 Underlying: Common Stock · 5,374 shares Expires not disclosed F3 · derivative.exercise_price: Each Market Share Unit represents the right to receive one share of common stock assuming certain market price targets are achieved. The Market Share Units vesting and the actual number of shares received are contingent on the Company's common stock achieving certain pre-defined market price levels during the performance period and continued employment. F4 · derivative.exercise_date: Generally, the Market Share Units will be earned, if at all, once the Board certifies that pre-determined market price targets of the Company's common stock are attained, provided that the reporting person remains continuously employed by the Company or a subsidiary through December 31, 2019. F4 · derivative.expiration_date: Generally, the Market Share Units will be earned, if at all, once the Board certifies that pre-determined market price targets of the Company's common stock are attained, provided that the reporting person remains continuously employed by the Company or a subsidiary through December 31, 2019. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:23 UTC | USG CORP USG · Entity 12609 | Exercise / conversionMarket Share Units · Derivative | 2,323 | $0.00 | $0.00 |
DisclosureSEC source: 0000757011-17-000012 · primary_doc.xml · derivative · entry 4 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These Market Share Units were granted on February 12, 2014. The Board of Directors (the "Board") certified performance of these Market Share Units on February 8, 2017 and USG Corporation (the "Company") issued to the reporting person .88 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2017. F1 · derivative.exercise_date: These Market Share Units were granted on February 12, 2014. The Board of Directors (the "Board") certified performance of these Market Share Units on February 8, 2017 and USG Corporation (the "Company") issued to the reporting person .88 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2017. F1 · derivative.expiration_date: These Market Share Units were granted on February 12, 2014. The Board of Directors (the "Board") certified performance of these Market Share Units on February 8, 2017 and USG Corporation (the "Company") issued to the reporting person .88 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2017. F1 · derivative.underlying_shares: These Market Share Units were granted on February 12, 2014. The Board of Directors (the "Board") certified performance of these Market Share Units on February 8, 2017 and USG Corporation (the "Company") issued to the reporting person .88 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2017. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:23 UTC | USG CORP USG · Entity 12609 | Tax withholdingCommon Stock | 745 | $31.49 | $23,460.05 |
DisclosureSEC source: 0000757011-17-000012 · primary_doc.xml · nonDerivative · entry 2 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,860 F2 · shares: Shares withheld to satisfy tax withholding obligation with respect to Market Share Units that became earned. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:23 UTC | USG CORP USG · Entity 12609 | Exercise / conversionCommon Stock | 2,044 | $0.00 | $0.00 |
DisclosureSEC source: 0000757011-17-000012 · primary_doc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These Market Share Units were granted on February 12, 2014. The Board of Directors (the "Board") certified performance of these Market Share Units on February 8, 2017 and USG Corporation (the "Company") issued to the reporting person .88 shares of the Company's common stock for the Market Share Units originally granted, based on the closing prices of shares of the Company's common stock on the New York Stock Exchange for the first fifteen trading days in January 2017. Read SEC document |
| September 04, 2016 Filed Sep 6, 2016 13:01 UTC | USG CORP [USG] · Entity 12609 | Tax withholdingCommon Stock | 622 | $27.56 | $17,142.32 |
DisclosureSEC source: 0000757011-16-000204 · primary_doc.xml · nonDerivative · entry 1 Press Jeanette A. · CIK 0001628944 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,561 F1 · shares: Shares withheld to satisfy tax withholding obligation upon vesting of restricted stock units previously reported as securities beneficially owned, as required by applicable Restricted Stock Units Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.