Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWIND, INC.BWEN · Entity 6779 | Director | April 25, 2022 | April 27, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWIND, INC.
Report date April 25, 2022 · Filed April 27, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 434,921 |
Reported balance
After 2022-04-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-04-25 · Tax withholding · Disposed 12,718 · Balance 434,921 F1: 1. The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2: 2. Includes 9,336 restricted stock units that vest on 5/1/22. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2: 2. Includes 9,336 restricted stock units that vest on 5/1/22.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2022 Filed Apr 27, 2022 20:52 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 12,718 | $1.77 | $22,510.86 |
DisclosureSEC source: 0001437749-22-009916 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,921 F1 · shares: 1. The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: 2. Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:24 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 105,096 | $2.22 | $233,313.12 |
DisclosureSEC source: 0001437749-22-005319 · rdgdoc.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,639 F1 · shares: 1. The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: 2. Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:24 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 261,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005319 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,735 Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 22:17 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 7,088 | $2.10 | $14,861.41 |
DisclosureSEC source: 0001437749-21-028985 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,218 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.05 to $2.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F3 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 22:07 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 7,500 | $3.04 | $22,828.50 |
DisclosureSEC source: 0001437749-21-027106 · rdgdoc.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.96 to $3.08; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:07 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 7,500 | $3.07 | $22,989.75 |
DisclosureSEC source: 0001437749-21-027106 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.00 to $3.11; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 20:58 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 7,500 | $3.04 | $22,794.00 |
DisclosureSEC source: 0001437749-21-023980 · rdgdoc.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.96 to $3.125; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:58 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 7,500 | $3.09 | $23,178.00 |
DisclosureSEC source: 0001437749-21-023980 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.06 to $3.115; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 21:02 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 7,500 | $2.88 | $21,611.25 |
DisclosureSEC source: 0001437749-21-022499 · rdgdoc.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.85 to $2.91; the price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 21:02 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 7,500 | $2.91 | $21,812.25 |
DisclosureSEC source: 0001437749-21-022499 · rdgdoc.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.88 to $2.94; the price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 20:35 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 7,500 | $3.12 | $23,381.25 |
DisclosureSEC source: 0001104659-21-107768 · tm2125524-1_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $3.04 to $3.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:35 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 7,500 | $3.13 | $23,443.50 |
DisclosureSEC source: 0001104659-21-107768 · tm2125524-1_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.05 to $3.195; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 21:59 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 17,500 | $3.95 | $69,060.25 |
DisclosureSEC source: 0001104659-21-094516 · tm2122905-1_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $3.82 to $4.01; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:59 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 10,412 | $3.96 | $41,197.16 |
DisclosureSEC source: 0001104659-21-094516 · tm2122905-1_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.87 to $4.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:50 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 17,500 | $4.66 | $81,593.75 |
DisclosureSEC source: 0001104659-21-083629 · tm2120270-1_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,218 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $4.57 to $4.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 21:50 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 17,500 | $4.73 | $82,747.00 |
DisclosureSEC source: 0001104659-21-083629 · tm2120270-1_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,718 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.59 to $5.06; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:08 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 17,500 | $4.09 | $71,638.00 |
DisclosureSEC source: 0001104659-21-069887 · tm2117149-1_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,218 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $4.04 to $4.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:08 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 17,500 | $4.22 | $73,801.00 |
DisclosureSEC source: 0001104659-21-069887 · tm2117149-1_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,718 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.14 to $4.39; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:57 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 9,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064600 · tm2115445-8_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,218 F1 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 19:32 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 13,654 | $5.23 | $71,410.42 |
DisclosureSEC source: 0001104659-21-055555 · tm2114337-3_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,882 F1 · shares: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 20:53 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 17,500 | $4.76 | $83,319.25 |
DisclosureSEC source: 0001104659-21-053209 · tm2113709-1_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,536 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This transaction was executed in multiple trades at prices ranging from $4.65 to $4.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F4 · balance_after: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:53 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 17,500 | $4.90 | $85,715.00 |
DisclosureSEC source: 0001104659-21-053209 · tm2113709-1_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,036 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.80 to $5.17; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:18 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 8,271 | $7.94 | $65,671.74 |
DisclosureSEC source: 0001104659-21-030138 · tm218317-3_4seq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,058 F1 · shares: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:18 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 25,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030138 · tm218317-3_4seq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,329 Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:07 UTC Amendment | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 11,793 | $7.94 | $93,636.42 |
DisclosureSEC source: 0001104659-21-045556 · tm2111902-1_4aseq1.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,536 F1 · shares: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| February 25, 2021 Filed Apr 1, 2021 20:07 UTC Amendment | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 25,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-045556 · tm2111902-1_4aseq1.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,329 Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 19:15 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 19,001.66 | $3.16 | $60,045.25 |
DisclosureSEC source: 0001104659-20-105185 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,785 F1 · shares: The reporting person sold 19,001.66 shares of common stock of the Company held indirectly by the reporting person through the Company's 401(k) Plan. F2 · balance_after: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:46 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057044 · a4.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,785 F2 · balance_after: Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| March 01, 2020 Filed May 5, 2020 23:46 UTC | BROADWIND, INC. BWEN · Entity 6779 | Disposition to issuerCommon Stock | 20,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057044 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,285 F1 · balance_after: The reporting person forfeited 20,900 restricted stock units in connection with her retirement as President and Chief Executive Officer of the Company. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:47 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 4,773 | $2.15 | $10,261.95 |
DisclosureSEC source: 0001104659-20-024342 · a4.xml · nonDerivative · entry 2 KUSHNER STEPHANIE K · CIK 0001232935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,185 F1 · shares: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 20,900 restricted stock units that vest on 2/20/21; and (ii) 96,401 restricted stock units that vest 32,133 shares on 4/23/20, and 32,134 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:47 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 7,232 | $2.18 | $15,765.76 |
DisclosureSEC source: 0001104659-20-024342 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,958 F1 · shares: The reporting person has elected to satisfy her withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 18:04 UTC | BROADWIND, INC. BWEN · Entity 6779 | PurchaseCommon Stock | 10,000 | $1.80 | $18,000.00 |
DisclosureSEC source: 0001104659-19-047101 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,190 F1 · balance_after: Includes (i) 13,794 restricted stock units that vest on 2/21/20; (ii) 41,800 restricted stock units that vest 20,900 shares on each of 2/20/20 and 2/20/21; and (iii) 96,401 restricted stock units that vest 32,133 shares on 4/23/20, and 32,134 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:33 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 96,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023707 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,190 F1 · shares: Represents 96,401 restricted stock units that vest 32,133 shares on 4/23/20, and 32,134 shares on each of 4/23/21 and 4/23/22. F2 · balance_after: Includes (i) 13,794 restricted stock units that vest on 2/21/20; (ii) 41,800 restricted stock units that vest 20,900 shares on each of 2/20/20 and 2/20/21; and (iii) 96,401 restricted stock units that vest 32,133 shares on 4/23/20, and 32,134 shares on each of 4/23/21 and 4/23/22. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 23:50 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 62,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-011143 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,789 F1 · shares: Represents 62,700 restricted stock units that vest 20,900 shares on each of 2/20/19, 2/20/20 and 2/20/21. F2 · balance_after: Includes (i) 50,280 restricted stock units that vest 25,140 shares on each of 2/22/18 and 2/22/19; (ii) 41,382 restricted stock units that vest 13,794 shares on each of 2/21/18, 2/21/19 and 2/21/20; and (iii) 62,700 restricted stock units that vest 20,900 shares on each of 2/20/19, 2/20/20 and 2/20/21. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:12 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 41,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-011319 · a4.xml · nonDerivative · entry 1 KUSHNER STEPHANIE K · CIK 0001232935 · Director · Pres, CEO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,089 F1 · shares: Represents 41,382 restricted stock units that vest 13,794 shares on each of 2/21/18, 2/21/19 and 2/21/20. F2 · balance_after: Includes (i) 10,189 restricted stock units that vest on 2/19/18; (ii) 50,280 restricted stock units that vest 25,140 shares on each of 2/22/18 and 2/22/19; and (iii) 41,382 restricted stock units that vest 13,794 shares on each of 2/21/18, 2/21/19 and 2/21/20. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.