Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROADWIND, INC.
Report date May 07, 2024 · Filed May 09, 2024
Section 16 reporting ended · disclosed 2024-05-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,889 |
Reported balance
After 2024-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-07 · Tax withholding · Disposed 551 · Balance 30,889 F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2: Includes (i) 4,017 restricted stock units that vest on 4/25/25; and (ii) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 9,615 |
Reported balance
Holding disclosure · report date 2024-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,615 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 4,017 restricted stock units that vest on 4/25/25; and (ii) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2024 Filed May 9, 2024 21:04 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 551 | $2.17 | $1,195.67 |
DisclosureSEC source: 0001437749-24-015729 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,889 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,017 restricted stock units that vest on 4/25/25; and (ii) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:10 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,285 | $2.08 | $2,672.80 |
DisclosureSEC source: 0001437749-24-013747 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,440 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; (iii) 4,017 restricted stock units that vest on 4/25/25; and (iv) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:02 UTC | BROADWIND, INC. BWEN · Entity 6779 | PurchaseCommon Stock | 2,500 | $3.86 | $9,653.25 |
DisclosureSEC source: 0001437749-23-024541 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,725 F1 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25; and (iv) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:37 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 7,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-016123 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,225 F1 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25; and (iv) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26. Read SEC document |
| May 08, 2023 Filed May 10, 2023 21:09 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 841 | $4.82 | $4,053.62 |
DisclosureSEC source: 0001437749-23-013664 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,084 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; and (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 20:40 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,717 | $4.97 | $8,533.49 |
DisclosureSEC source: 0001437749-23-011391 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,925 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 20:50 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 551 | $1.80 | $991.80 |
DisclosureSEC source: 0001437749-22-025097 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,642 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25. Read SEC document |
| May 09, 2022 Filed May 11, 2022 20:53 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 692 | $1.70 | $1,176.40 |
DisclosureSEC source: 0001437749-22-011941 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,193 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,795 restricted stock units that vest 1,897 shares on 10/26/22 and 1,898 shares on 10/26/23; (ii) 3,922 restricted stock units that vest 1,961 shares on each of 5/7/23 and 5/7/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 20:43 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 12,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009902 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,885 F1 · balance_after: 1. Includes (i) 3,795 restricted stock units that vest 1,897 shares on 10/26/22 and 1,898 shares on 10/26/23; (ii) 5,882 restricted stock units that vest 1,960 shares on 5/1/22 and 1,961 shares on each of 5/1/23 and 5/1/24; and (iii) 12,049 restricted stock units that vest 4,016 shares on each of 4/25/23 and 4/25/24 and 4,017 shares on 4/25/25. Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 21:19 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 738 | $2.82 | $2,081.16 |
DisclosureSEC source: 0001437749-21-024549 · rdgdoc.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,836 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,795 restricted stock units that vest 1,897 shares on 10/26/22 and 1,898 shares on 10/26/23; and (ii) 5,882 restricted stock units that vest 1,960 shares on 5/1/22 and 1,961 shares on each of 5/1/23 and 5/1/24. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:56 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 5,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064598 · tm2115445-7_4seq1.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,574 F1 · balance_after: Includes (i) 5,692 restricted stock units that vest 1,897 shares on each of 10/26/21 and 10/26/22 and 1,898 shares on 10/26/23; and (ii) 5,882 restricted stock units that vest 1,960 shares on 5/1/22 and 1,961 shares on each of 5/1/23 and 5/1/24. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 00:49 UTC | BROADWIND, INC. BWEN · Entity 6779 | PurchaseCommon Stock | 4,000 | $6.10 | $24,399.60 |
DisclosureSEC source: 0001104659-21-036502 · tm219831-1_4seq1.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,692 F1 · balance_after: Includes 5,692 restricted stock units that vest 1,897 shares on each of 10/26/21 and 10/26/22 and 1,898 shares on 10/26/23. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 21:07 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 5,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-119005 · a4.xml · nonDerivative · entry 1 Kennedy Hayes M. · CIK 0001829878 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,692 F1 · balance_after: Represents 5,692 restricted stock units that vest 1,897 shares on each of 10/26/21 and 10/26/22 and 1,898 shares on 10/26/23. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.