Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWIND, INC.BWEN · Entity 6779 | VP and CFO | July 01, 2026 | July 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWIND, INC.
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,211 |
Reported balance
After 2026-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 16,289 · Balance 128,211 F1: Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28; (iii) 15,157 restricted stock units that vest 5,052 shares on each of 5/28/27 and 5/28/28 and 5,053 shares on 5/28/29; and (iv) 16,289 restricted stock units that vest 3,257 shares on 7/1/27 and 3,258 shares on each of 7/1/28, 7/1/29, 7/1/30 and 7/1/31. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 21,546.4 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,546.4 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28; (iii) 15,157 restricted stock units that vest 5,052 shares on each of 5/28/27 and 5/28/28 and 5,053 shares on 5/28/29; and (iv) 16,289 restricted stock units that vest 3,257 shares on 7/1/27 and 3,258 shares on each of 7/1/28, 7/1/29, 7/1/30 and 7/1/31.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2026 Filed Jul 6, 2026 19:31 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 16,289 | $4.65 | $75,743.85 |
DisclosureSEC source: 0001437749-26-022753 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,211 F1 · balance_after: Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28; (iii) 15,157 restricted stock units that vest 5,052 shares on each of 5/28/27 and 5/28/28 and 5,053 shares on 5/28/29; and (iv) 16,289 restricted stock units that vest 3,257 shares on 7/1/27 and 3,258 shares on each of 7/1/28, 7/1/29, 7/1/30 and 7/1/31. Read SEC document |
| May 28, 2026 Filed Jun 1, 2026 21:04 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 15,157 | $3.68 | $55,701.98 |
DisclosureSEC source: 0001437749-26-019060 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,922 F1 · balance_after: Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28; and iii) 15,157 restricted stock units that vest 5,052 shares on each of 5/28/27 and 5/28/28 and 5,053 shares on 5/28/29. Read SEC document |
| May 26, 2026 Filed May 28, 2026 21:51 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,282 | $3.96 | $5,076.72 |
DisclosureSEC source: 0001437749-26-018784 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,765 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; and (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28. Read SEC document |
| May 18, 2026 Filed May 19, 2026 21:50 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 2,332 | $3.79 | $8,838.28 |
DisclosureSEC source: 0001437749-26-017826 · rdgdoc.xml · nonDerivative · entry 2 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,047 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,197 restricted stock units that vest 4,197 shares on 5/25/26; (ii) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; and (iii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28. Read SEC document |
| May 15, 2026 Filed May 19, 2026 21:50 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 2,898 | $4.52 | $13,098.96 |
DisclosureSEC source: 0001437749-26-017826 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,379 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| May 27, 2025 Filed May 29, 2025 21:05 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,032 | $1.72 | $1,775.04 |
DisclosureSEC source: 0001437749-25-018839 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,277 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,197 restricted stock units that vest on 5/25/26; (ii) 13,128 restricted stock units that vest 6,564 shares on each of 5/16/26 and 5/16/27; and (iii) 22,317 restricted stock units that vest 7,439 shares on each of 5/15/26, 5/15/27 and 5/15/28. Read SEC document |
| May 16, 2025 Filed May 19, 2025 21:09 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,614 | $1.88 | $3,034.32 |
DisclosureSEC source: 0001437749-25-017635 · rdgdoc.xml · nonDerivative · entry 2 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,309 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; (ii) 13,128 restricted stock units that vest 6,564 shares on each of 5/16/26 and 5/16/27; and (iii) 22,317 restricted stock units that vest 7,439 shares on each of 5/15/26, 5/15/27 and 5/15/28. Read SEC document |
| May 15, 2025 Filed May 19, 2025 21:09 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 22,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017635 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,923 Read SEC document |
| April 25, 2025 Filed Apr 29, 2025 20:59 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 968 | $1.49 | $1,442.32 |
DisclosureSEC source: 0001437749-25-013559 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,606 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (ii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:10 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 12,021 | $1.57 | $18,872.97 |
DisclosureSEC source: 0001437749-25-005714 · rdgdoc.xml · nonDerivative · entry 2 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,574 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:10 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 28,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005714 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,595 Read SEC document |
| May 28, 2024 Filed May 30, 2024 21:32 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,128 | $4.42 | $4,985.76 |
DisclosureSEC source: 0001437749-24-018763 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,719 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27. Read SEC document |
| May 16, 2024 Filed May 20, 2024 21:13 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 19,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017702 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,847 F1 · balance_after: Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27. Read SEC document |
| May 07, 2024 Filed May 9, 2024 21:02 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 351 | $2.17 | $761.67 |
DisclosureSEC source: 0001437749-24-015727 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,155 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 3,938 restricted stock units that vest on 4/25/25; and (ii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:12 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 772 | $2.08 | $1,605.76 |
DisclosureSEC source: 0001437749-24-013749 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,506 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 2,421 restricted stock units that vest on 5/7/24; (ii) 3,938 restricted stock units that vest on 4/25/25; and (iii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:38 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 12,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-016124 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,278 F1 · balance_after: Includes (i) 2,421 restricted stock units that vest on 5/7/24; (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25; and (iii) 12,591 restricted stock units that vest 4,197 shares on each of 5/25/24, 5/25/25 and 5/25/26. Read SEC document |
| May 08, 2023 Filed May 10, 2023 21:12 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 787 | $4.82 | $3,793.34 |
DisclosureSEC source: 0001437749-23-013671 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,687 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 2,421 restricted stock units that vest on 5/7/24; and (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:50 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 2,168 | $4.96 | $10,753.28 |
DisclosureSEC source: 0001437749-23-012348 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,474 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares on 5/7/24; and (ii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 20:41 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,314 | $4.97 | $6,530.58 |
DisclosureSEC source: 0001437749-23-011392 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,642 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25. Read SEC document |
| May 09, 2022 Filed May 11, 2022 20:47 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 459 | $1.70 | $780.30 |
DisclosureSEC source: 0001437749-22-011932 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,956 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 11,813 restricted stock units that vest 3,937 shares on 4/25/23 and 3,938 shares that vest on each of 4/25/24 and 4/25/25. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:56 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,612 | $1.83 | $2,949.96 |
DisclosureSEC source: 0001437749-22-010883 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,415 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F2 · balance_after: Includes (i) 7,261 restricted stock units that vest 2,420 shares on each of 5/7/22 and 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 11,813 restricted stock units that vest 3,937 shares on 4/25/23 and 3,938 shares that vest on each of 4/25/24 and 4/25/25. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 20:45 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,880 | $1.77 | $3,327.60 |
DisclosureSEC source: 0001437749-22-009905 · rdgdoc.xml · nonDerivative · entry 2 Ciccone Thomas A · CIK 0001883049 · VP and Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,027 F1 · shares: 1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. F2 · balance_after: 2. Includes (i) 7,261 restricted stock units that vest 2,420 shares on each of 5/7/22 and 5/7/23 and 2,421 shares that vest on 5/7/24; (ii)11,467 restricted stock units that vest 5,733 shares on 4/30/22 and 5,734 shares that vest on 4/30/23; and (iii) 11,813 restricted stock units that vest 3,937 shares on 4/25/23 and 3,938 shares that vest on each of 4/25/24 and 4/25/25. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 20:45 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 11,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009905 · rdgdoc.xml · nonDerivative · entry 1 Ciccone Thomas A · CIK 0001883049 · VP and Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,907 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.