Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWIND, INC.BWEN · Entity 6779 | Director | September 06, 2023 | September 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWIND, INC.
Report date September 06, 2023 · Filed September 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,683 |
Reported balance
After 2023-09-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-09-06 · Sale · Disposed 10,000 · Balance 83,683 F1: This transaction was executed in multiple trades at prices ranging from $3.98 to $4.04; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F2: Includes 12,165 restricted stock units that vest on 5/25/24. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $3.98 to $4.04; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company.
F2: Includes 12,165 restricted stock units that vest on 5/25/24.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2023 Filed Sep 8, 2023 21:01 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 10,000 | $3.99 | $39,926.00 |
DisclosureSEC source: 0001437749-23-025503 · rdgdoc.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,683 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.98 to $4.04; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company. F2 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24. Read SEC document |
| June 02, 2023 Filed Jul 13, 2023 21:40 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 10,000 | $4.00 | $40,000.00 |
DisclosureSEC source: 0001437749-23-019905 · rdgdoc.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,683 F1 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:43 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 12,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-016132 · rdgdoc.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,683 F1 · balance_after: Includes 12,165 restricted stock units that vest on 5/25/24. Read SEC document |
| April 26, 2022 Filed Apr 27, 2022 20:47 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009910 · rdgdoc.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,518 F1 · balance_after: 1. Includes (i) 9,336 restricted stock units that vest on 5/1/22 and (ii) 20,833 restricted stock units that vest on 4/26/23. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 19:37 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 20,000 | $4.47 | $89,356.00 |
DisclosureSEC source: 0001104659-21-074977 · tm2118154-1_4seq1.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,685 F1 · balance_after: Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:02 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 9,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064617 · tm2115445-12_4seq1.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,685 F1 · balance_after: Includes 9,336 restricted stock units that vest on 5/1/22. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 00:27 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 5,000 | $3.60 | $18,000.00 |
DisclosureSEC source: 0001104659-20-126978 · a4.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,349 F1 · balance_after: Includes 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:46 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057047 · a4.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,349 F1 · balance_after: Includes 22,500 restricted stock units that vest on 5/1/21. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:10 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 18,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-023690 · a4.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,849 F1 · balance_after: Includes (i) 13,435 restricted stock units that vest on 5/2/19; and (ii) 18,324 restricted stock units that vest on 4/23/20. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:03 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 13,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-030666 · a4.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,525 F1 · balance_after: Includes 13,435 restricted stock units that vest on 5/2/19. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:26 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 5,335 | $7.50 | $40,012.50 |
DisclosureSEC source: 0001104659-17-029526 · a4.xml · nonDerivative · entry 2 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,090 F1 · balance_after: Includes 3,727 restricted stock units that vest on 4/27/18. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:26 UTC | BROADWIND, INC. BWEN · Entity 6779 | SaleCommon Stock | 106 | $7.75 | $821.50 |
DisclosureSEC source: 0001104659-17-029526 · a4.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,425 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 19:46 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 3,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-027847 · a4.xml · nonDerivative · entry 1 Wagner Thomas A. · CIK 0001517260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,531 F1 · balance_after: Includes 3,727 restricted stock units that vest on 4/27/18. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.