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PEABODY ENERGY CORP

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4124
SEC CIK
0001064728
Parsed reports
644

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 16:20 UTC
Jarboe Scott T.CLO and Corporate Secretary
GrantCommon Stock 14,940 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007497 · doc1.xml · nonDerivative · entry 1

Jarboe Scott T. · CIK 0001806144 · CLO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,121

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal installments, with the first vesting to occur April 1, 2021, one year from the date of grant, and the second and third vestings to occur on January 2, 2022 and January 2, 2023, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 17:27 UTC GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004706 · doc1.xml · nonDerivative · entry 1

Algaze Samantha · CIK 0001802288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · shares: Represent deferred stock units that generally vest in three monthly installments beginning March 8, 2020, but do not become payable until the third anniversary of the grant date.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 22:29 UTC GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004710 · doc1.xml · nonDerivative · entry 1

Yeates Darren Ronald · CIK 0001803997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · shares: Represent deferred stock units that generally vest in three monthly installments beginning March 8, 2020, but do not become payable until the reporting person's separation from service as a director of the Issuer.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 22:28 UTC GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004709 · doc1.xml · nonDerivative · entry 1

Miller David J · CIK 0001447777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · shares: Represent deferred stock units that generally vest in three monthly installments beginning March 8, 2020, but do not become payable until the third anniversary of the grant date.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:25 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
SaleCommon Stock 2,968 $8.22 $24,396.96
Disclosure

SEC source: 0001567619-20-003567 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,720

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 19,008 restricted stock units on February 9, 2020.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:22 UTC
Hathhorn Marc E.President-Australia Operations
SaleCommon Stock 1,679 $8.22 $13,801.38
Disclosure

SEC source: 0001567619-20-004108 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,732

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2018.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:21 UTC SaleCommon Stock 662 $8.22 $5,441.64
Disclosure

SEC source: 0001567619-20-004106 · doc1.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,520

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 4,374 restricted stock units on February 9, 2020.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:27 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Sec
SaleCommon Stock 2,352 $8.22 $19,333.44
Disclosure

SEC source: 0001567619-20-003573 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,600

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2018.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:27 UTC
Richard Paul V.SVP & Chief HR Officer
SaleCommon Stock 152 $8.22 $1,249.44
Disclosure

SEC source: 0001567619-20-003570 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,466

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 1,454 restricted stock units on February 9, 2020.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 22:42 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Sec
Tax withholdingCommon Stock 1,270 $8.50 $10,795.00
Disclosure

SEC source: 0001567619-20-002797 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,952

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 3,622 restricted stock units on February 9, 2020.

F2 · balance_after: Adjusted to decrease total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 22:47 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,655 $8.50 $48,067.50
Disclosure

SEC source: 0001567619-20-002802 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,688

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 19,008 restricted stock units on February 9, 2020.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 22:46 UTC Tax withholdingCommon Stock 1,324 $8.50 $11,254.00
Disclosure

SEC source: 0001567619-20-002801 · doc1.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,182

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,374 restricted stock units on February 9, 2020.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 22:45 UTC
Williamson KemalPresident - US Operations
Tax withholdingCommon Stock 1,244 $8.50 $10,574.00
Disclosure

SEC source: 0001567619-20-002800 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,590

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 3,976 restricted stock units on February 9, 2020.

F2 · balance_after: Adjusted to decrease total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 22:45 UTC
Richard Paul V.SVP & Chief HR Officer
Tax withholdingCommon Stock 510 $8.50 $4,335.00
Disclosure

SEC source: 0001567619-20-002799 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,618

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 1,454 Restricted Stock Units on February 9, 2020.

F2 · balance_after: Adjusted to decrease total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 22:43 UTC
Hathhorn Marc E.President-Australia Operations
Tax withholdingCommon Stock 681 $8.50 $5,788.50
Disclosure

SEC source: 0001567619-20-002798 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,411

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 2,360 restricted stock units on February 9, 2020.

F2 · balance_after: Adjusted to decrease total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
January 22, 2020 Filed Feb 5, 2020 16:37 UTC
Spurbeck MarkSVP and Interim CFO
GrantCommon Stock 14,475 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002183 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,938

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal installments, with the first vesting to occur January 22, 2021, one year from the date of grant, and the second and third vestings to occur on January 2, 2022 and January 2, 2023, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:32 UTC
Richard Paul V.SVP & Chief HR Officer
SaleCommon Stock 215 $9.86 $2,119.90
Disclosure

SEC source: 0001567619-20-000827 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,129

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2019 to pay a portion of the estimated tax obligations resulting from the vesting of 2,203 restricted stock units on January 2, 2020.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:33 UTC
Hathhorn Marc E.President-Australia Operations
SaleCommon Stock 1,935 $9.86 $19,079.10
Disclosure

SEC source: 0001567619-20-000829 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,093

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2019.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:31 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
SaleCommon Stock 2,921 $9.86 $28,801.06
Disclosure

SEC source: 0001567619-20-000825 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,343

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019 to pay a portion of the estimated tax obligations resulting from the vesting of 23,031 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:34 UTC
Hathhorn Marc E.President-Australia Operations
Tax withholdingCommon Stock 1,045 $9.99 $10,439.55
Disclosure

SEC source: 0001567619-20-000660 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,028

F2 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 2,980 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:34 UTC
Hathhorn Marc E.President-Australia Operations
GrantCommon Stock 40,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000660 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,073

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

F3 · balance_after: Adjusted to increase total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:18 UTC Tax withholdingCommon Stock 1,895 $9.99 $18,931.05
Disclosure

SEC source: 0001567619-20-000656 · doc1.xml · nonDerivative · entry 2

Meintjes Charles F · CIK 0001554000 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,506

F2 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 5,405 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:18 UTC GrantCommon Stock 54,900 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000656 · doc1.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,401

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:19 UTC
Williamson KemalPresident - Americas
Tax withholdingCommon Stock 1,446 $9.99 $14,445.54
Disclosure

SEC source: 0001567619-20-000658 · doc1.xml · nonDerivative · entry 2

Williamson Kemal · CIK 0001350646 · President - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,835

F3 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,917 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:19 UTC
Williamson KemalPresident - Americas
GrantCommon Stock 42,888 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000658 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,281

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

F2 · balance_after: Adjusted to increase total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:13 UTC
Richard Paul V.SVP & Chief HR Officer
Tax withholdingCommon Stock 773 $9.99 $7,722.27
Disclosure

SEC source: 0001567619-20-000654 · doc1.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,344

F3 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 2,203 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:13 UTC
Richard Paul V.SVP & Chief HR Officer
GrantCommon Stock 19,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000654 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,117

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

F2 · balance_after: Adjusted to increase total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:12 UTC
Schwetz Amy BEVP and CFO
Tax withholdingCommon Stock 2,472 $9.99 $24,695.28
Disclosure

SEC source: 0001567619-20-000652 · doc1.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,125

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 7,050 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:09 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Sec
Tax withholdingCommon Stock 1,569 $9.99 $15,674.31
Disclosure

SEC source: 0001567619-20-000648 · doc1.xml · nonDerivative · entry 2

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,223

F3 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,476 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:09 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Sec
GrantCommon Stock 39,240 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000648 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,792

F1 · shares: Represent restricted stock units ("RSU") that vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

F2 · balance_after: Adjusted to increase total by one share to reflect a correction due to rounding of dividend equivalents.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:11 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 7,527 $9.99 $75,194.73
Disclosure

SEC source: 0001567619-20-000650 · doc1.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,264

F2 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 23,031 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:11 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
GrantCommon Stock 196,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000650 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,791

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:59 UTC GrantCommon Stock 72 $9.68 $696.96
Disclosure

SEC source: 0001567619-19-022595 · doc1.xml · nonDerivative · entry 1

SUTHERLIN MICHAEL W · CIK 0001215342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:55 UTC GrantCommon Stock 72 $9.68 $696.96
Disclosure

SEC source: 0001567619-19-022587 · doc1.xml · nonDerivative · entry 1

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:53 UTC GrantCommon Stock 72 $9.68 $696.96
Disclosure

SEC source: 0001567619-19-022583 · doc1.xml · nonDerivative · entry 1

GORMAN STEPHEN E · CIK 0001160512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was an decrease of 2 shares in the individual's total amount of holdings.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:00 UTC
Williamson KemalPresident - Americas
GrantCommon Stock 1,576 $9.68 $15,255.68
Disclosure

SEC source: 0001567619-19-022597 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,392

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:59 UTC GrantCommon Stock 72 $9.68 $696.96
Disclosure

SEC source: 0001567619-19-022596 · doc1.xml · nonDerivative · entry 1

Usmar Shaun A. · CIK 0001702522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:57 UTC GrantCommon Stock 72 $9.68 $696.96
Disclosure

SEC source: 0001567619-19-022590 · doc1.xml · nonDerivative · entry 1

Moore Kenneth W · CIK 0001332659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:58 UTC
Schwetz Amy BEVP and CFO
GrantCommon Stock 1,753 $9.68 $16,969.04
Disclosure

SEC source: 0001567619-19-022593 · doc1.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,597

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was an increase of 1 share in the individual's total amount of holdings.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:57 UTC
Richard Paul V.SVP & Chief HR Officer
GrantCommon Stock 140 $9.68 $1,355.20
Disclosure

SEC source: 0001567619-19-022592 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,241

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:56 UTC GrantCommon Stock 1,609 $9.68 $15,575.12
Disclosure

SEC source: 0001567619-19-022589 · doc1.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,501

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was an increase of 1 share in the individual's total amount of holdings.

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November 29, 2019 Filed Dec 3, 2019 21:56 UTC GrantCommon Stock 72 $9.68 $696.96
Disclosure

SEC source: 0001567619-19-022588 · doc1.xml · nonDerivative · entry 1

Malone Robert A · CIK 0001464471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

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November 29, 2019 Filed Dec 3, 2019 21:55 UTC
LAYMON JOE WDirector
GrantCommon Stock 72 $9.68 $696.96
Disclosure

SEC source: 0001567619-19-022586 · doc1.xml · nonDerivative · entry 1

LAYMON JOE W · CIK 0001190844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

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November 29, 2019 Filed Dec 3, 2019 21:54 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
GrantCommon Stock 5,304 $9.68 $51,342.72
Disclosure

SEC source: 0001567619-19-022585 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,791

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

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November 29, 2019 Filed Dec 3, 2019 21:53 UTC
Hathhorn Marc E.President-Australia Operations
GrantCommon Stock 806 $9.68 $7,802.08
Disclosure

SEC source: 0001567619-19-022584 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,672

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was an increase of 2 shares in the individual's total amount of holdings.

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November 29, 2019 Filed Dec 3, 2019 21:52 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Sec
GrantCommon Stock 1,175 $9.68 $11,374.00
Disclosure

SEC source: 0001567619-19-022582 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,551

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 1 share in the individual's total amount of holdings.

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November 29, 2019 Filed Dec 3, 2019 21:51 UTC GrantCommon Stock 72 $9.68 $696.96
Disclosure

SEC source: 0001567619-19-022581 · doc1.xml · nonDerivative · entry 1

Chirekos Nicholas J. · CIK 0001702399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

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November 29, 2019 Filed Dec 3, 2019 21:51 UTC GrantCommon Stock 90 $9.68 $871.20
Disclosure

SEC source: 0001567619-19-022580 · doc1.xml · nonDerivative · entry 1

Bertone Andrea E. · CIK 0001766686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,715

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was a decrease of 2 shares in the individual's total amount of holdings.

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September 11, 2019 Filed Sep 13, 2019 20:38 UTC GrantCommon Stock 35 $18.53 $648.55
Disclosure

SEC source: 0001567619-19-018286 · doc1.xml · nonDerivative · entry 1

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,801

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

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September 11, 2019 Filed Sep 13, 2019 20:43 UTC
Williamson KemalPresident - Americas
GrantCommon Stock 817 $18.53 $15,139.01
Disclosure

SEC source: 0001567619-19-018306 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,816

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.