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person · Reporting owner

Kellow Glenn L

Disclosed activity across 1 company

Tapewire entity
138717
SEC CIK
0001586673

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PEABODY ENERGY CORP

Report date June 01, 2021 · Filed June 03, 2021

Section 16 reporting ended · disclosed 2021-06-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect651,671 Ending reported balance After 2021-06-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-06-01 · Tax withholding · Disposed 96,549 · Balance 842,005

F1: Shares withheld for taxes upon vesting of previously reported stock grant.

Row 2 · 2021-06-01 · Disposition to issuer · Disposed 190,334 · Balance 651,671

F2: Following Mr. Kellow's exit from the Company, 190,334 previously reported unvested restricted stock units were cancelled on June 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld for taxes upon vesting of previously reported stock grant.

F2: Following Mr. Kellow's exit from the Company, 190,334 previously reported unvested restricted stock units were cancelled on June 1, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2021 Filed Jun 3, 2021 20:58 UTC PEABODY ENERGY CORP BTU · Entity 4124 Disposition to issuerCommon Stock 190,334 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011620 · doc1.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Former President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,671

F2 · shares: Following Mr. Kellow's exit from the Company, 190,334 previously reported unvested restricted stock units were cancelled on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:58 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 96,549 $7.41 $715,428.09
Disclosure

SEC source: 0001567619-21-011620 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Former President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,005

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:33 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 10,246 $4.29 $43,955.34
Disclosure

SEC source: 0001567619-21-004812 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,554

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of a previously reported stock award. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:29 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 20,649 $3.89 $80,324.61
Disclosure

SEC source: 0001567619-21-004612 · doc1.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948,800

F2 · shares: Shares withheld for taxes upon vesting of February 9, 2018 performance stock unit grant.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:29 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 68,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004612 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,449

F1 · shares: Represents shares earned from a performance stock unit grant awarded on February 9, 2018 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 18, 2021.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 23:08 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 2,858 $3.69 $10,546.02
Disclosure

SEC source: 0001567619-21-003163 · doc1.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,188

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018 to pay a portion of the estimated tax obligation resulting from the vesting of 19,009 restricted stock units on February 9, 2021. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 23:08 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 5,750 $3.73 $21,447.50
Disclosure

SEC source: 0001567619-21-003163 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,046

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 19,009 restricted stock units on February 9, 2021.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 21:51 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 10,349 $3.40 $35,186.60
Disclosure

SEC source: 0001567619-21-000741 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,796

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 and March 13, 2019 to pay a portion of the estimated tax obligation resulting from the vesting of 88,365 restricted stock units on January 2, 2021. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:58 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000307 · doc1.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,145

F2 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:58 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 29,658 $2.41 $71,475.78
Disclosure

SEC source: 0001567619-21-000307 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,145

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 88,365 restricted stock units on January 2, 2021.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 23:02 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 112,917 $3.01 $339,880.17
Disclosure

SEC source: 0001567619-20-007664 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,803

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 252,327 restricted stock units on April 3, 2020.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:25 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 2,968 $8.22 $24,396.96
Disclosure

SEC source: 0001567619-20-003567 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,720

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 19,008 restricted stock units on February 9, 2020.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 22:47 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 5,655 $8.50 $48,067.50
Disclosure

SEC source: 0001567619-20-002802 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,688

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 19,008 restricted stock units on February 9, 2020.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:31 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 2,921 $9.86 $28,801.06
Disclosure

SEC source: 0001567619-20-000825 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,343

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019 to pay a portion of the estimated tax obligations resulting from the vesting of 23,031 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:11 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 7,527 $9.99 $75,194.73
Disclosure

SEC source: 0001567619-20-000650 · doc1.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,264

F2 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 23,031 restricted stock units on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:11 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 196,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000650 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,791

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:54 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 5,304 $9.68 $51,342.72
Disclosure

SEC source: 0001567619-19-022585 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,791

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:36 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 2,749 $18.53 $50,938.97
Disclosure

SEC source: 0001567619-19-018282 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,487

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:23 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 2,172 $22.52 $48,913.44
Disclosure

SEC source: 0000899243-19-017048 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,738

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 20:14 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 111,175 $27.24 $3,028,407.00
Disclosure

SEC source: 0000899243-19-010130 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,566

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 245,148 restricted stock units on April 3, 2019.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:13 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 34,974 $29.59 $1,034,880.66
Disclosure

SEC source: 0000899243-19-008792 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,741

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:15 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 2,290 $31.60 $72,364.00
Disclosure

SEC source: 0000899243-19-006899 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,767

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:39 UTC PEABODY ENERGY CORP BTU · Entity 4124 SaleCommon Stock 2,601 $29.67 $77,171.67
Disclosure

SEC source: 0000899243-19-003436 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,477

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 17,310 restricted stock units on February 9, 2019.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 21:27 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 5,235 $29.73 $155,636.55
Disclosure

SEC source: 0000899243-19-003292 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,078

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 17,310 restricted stock units on February 9, 2019.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:28 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 62,921 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000546 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,313

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2019, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:18 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 2,050 $32.31 $66,235.50
Disclosure

SEC source: 0000899243-18-029643 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,392

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:06 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 1,506 $42.15 $63,477.90
Disclosure

SEC source: 0000899243-18-023305 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,342

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:02 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 1,281 $45.47 $58,247.07
Disclosure

SEC source: 0000899243-18-015221 · doc4.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,836

F2 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:05 UTC PEABODY ENERGY CORP BTU · Entity 4124 Tax withholdingCommon Stock 103,220 $37.77 $3,898,619.40
Disclosure

SEC source: 0000899243-18-009559 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,555

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 227,605 restricted stock units on April 3, 2018.

Read SEC document
March 05, 2018 Filed Jun 6, 2018 20:02 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 2,070 $40.67 $84,186.90
Disclosure

SEC source: 0000899243-18-015221 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,555

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards, and were previously included in the reporting person's ownership reported on a Form 4 filed on April 5, 2018.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 19:39 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 51,295 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-003657 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,705

F1 · shares: Represents restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of February 9, 2018, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:45 UTC PEABODY ENERGY CORP BTU · Entity 4124 PurchaseCommon Stock 8,520 $23.49 $200,134.80
Disclosure

SEC source: 0000899243-17-014252 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,410

F1 · price: This price represents the weighted average sale price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $23.2675 - $23.72. Upon request by the SEC staff, the Issuer or the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 23:58 UTC PEABODY ENERGY CORP BTU · Entity 4124 GrantCommon Stock 680,890 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009561 · doc4.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,890

F2 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of April 3, 2017, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment by the issuer and its subsidiaries without cause or by the executive officer for good reason or due to a termination of employment with the issuer and its subsidiaries by reason of death or disability.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 23:58 UTC PEABODY ENERGY CORP BTU · Entity 4124 OtherCommon Stock 7,921 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009561 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.